Statistical Data on Securities and Exchange Commission's Allocation of Staffing and Other Budgetary Resources for Fiscal 1977 to 1981

AFMD-82-73: Published: Jun 18, 1982. Publicly Released: Jun 18, 1982.

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Pursuant to a congressional request, GAO developed information on the Securities and Exchange Commission's (SEC) budgetary resources, staffing levels, and other data affecting the SEC program activities for fiscal years 1977 to 1981.

Although SEC did not have some of the data requested, GAO was able to obtain the following information: (1) a graphic presentation of the SEC productivity from 1967 to 1980; (2) market conditions in terms of shares traded and registration statements filed with SEC between 1977 and 1981; (3) a summary of SEC budget requests from 1977 to 1981; (4) detailed budget requests for the 8 SEC program areas and its 29 organizational units; (5) staff-year allocations and funds expended for the SEC program areas; (6) employees assigned to the enforcement, inspection, and examination functions and employee workload by program; (7) management studies concerning workload and staffing levels; (8) training courses given to SEC employees; and (9) a summary of nonsalary expenses from 1977 to 1981.

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  • finance icon, source: Comstock

    Priority Open Recommendations:

    Department of the Treasury
    GAO-20-549PR: Published: Apr 23, 2020. Publicly Released: Apr 30, 2020.

Apr 27, 2020

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