Skip to main content

Regulatory Flexibility Act: Agencies' Use of the October 1997 Unified Agenda Often Did Not Satisfy Notification Requirements

GGD-98-61R Published: Feb 12, 1998. Publicly Released: Feb 12, 1998.
Jump To:
Skip to Highlights

Highlights

Pursuant to a congressional request, GAO reviewed whether federal agencies' entries in the Unified Agenda of Federal Regulatory and Deregulatory Actions satisfy the notification requirements of subsection 610(c) of the Regulatory Flexibility Act of 1980.

Recommendations

Recommendations for Executive Action

Agency Affected Recommendation Status
Regulatory Information Service Center The Executive Director, Regulatory Information Service Center, in consultation with OIRA and other agencies, should ensure that entries characterized as section 610 reviews in future editions of the Unified Agenda meet the requirements of subsection 610(c) of title 5. Specifically, those entries should: (1) involve rules that the agencies expect will have a significant economic impact on a substantial number of small entities; (2) involve existing rules that are to be reviewed pursuant to section 610 in the succeeding 12 months; (3) describe the rules, the need for the rules, and their legal basis; and (4) invite public comment on the rules.
Closed – Implemented
The Regulatory Information Service Center contacted agencies with section 610 entries in the Unified Agenda and encouraged them to improve their compliance with the statute. The Center also changed the form agencies submit to differentiate between upcoming/ongoing reviews and reviews that are completed, and is continuing to work with the agencies. In January 1999, the Acting Administrator of OIRA issued a memorandum for regulatory policy officers that, in part, reminded agencies of the requirements in section 610(c), and stating that the agencies "should include in your agenda entries a brief description of each rule and the need for, and legal basis of, such rule. Also, you should 'invite public comment upon the rule' in your agency's preamble to the Agenda. In July 1999, the OIRA Administrator included a section in his guidelines for the Unified Agenda noting the options that agencies had for identifying their section 610 reviews (e.g., "completion of a section 610 review" and "rulemaking resulting from a section 610 review"), and cautioning the agencies that the information provided should apply to the activity being reported, not to the underlying rule. In both the January and July memorandums, OIRA cited GAO's reports on section 610.

Full Report

Office of Public Affairs

Topics

Agency proceedingsEconomic analysisFederal regulationsGovernment information disseminationGovernment publicationsProposed legislationRegulatory agenciesReporting requirementsSmall business assistanceSmall business