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Securities Regulation: SEC Enforcement Efforts in 1978 and 1985

GGD-86-97FS Published: Jul 16, 1986. Publicly Released: Aug 20, 1986.
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Highlights

GAO gathered information on: (1) the Securities and Exchange Commission's (SEC) enforcement actions for two 6-month periods in 1978 and 1985; and (2) completed U.S. Attorney and state actions based on SEC enforcement efforts.

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