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Ground Radar and Guided Munitions: Increased Oversight and Cooperation Can Help Avoid Duplication among the Services' Programs

GAO-15-103 Published: Dec 19, 2014. Publicly Released: Dec 19, 2014.
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Highlights

What GAO Found

Several of the Department of Defense's (DOD) active ground radar programs have overlapping performance requirements and two are potentially duplicative. In these instances, the military service pursued separate acquisition programs because other programs did not fully meet their performance requirements, among other reasons. Specifically, GAO found:

The Marine Corps' Ground/Air Task Oriented Radar (G/ATOR) Block I and the Air Force's Three-Dimensional Expeditionary Long-Range Radar (3DELRR) have some overlapping key requirements, such as range, and are potentially duplicative. The Joint Requirements Oversight Council (JROC), which validates requirements for DOD's largest acquisition programs, did not find unnecessary redundancy, and Air Force officials stated that G/ATOR could not meet all of the 3DELRR's requirements.

The Army's AN/TPQ-53 Counterfire Radar and the Marine Corps' G/ATOR Block II have some overlapping requirements, but the AN/TPQ-53 does not meet certain key G/ATOR Block II requirements, therefore reducing the risk that the programs are duplicative. In this case, urgent operational needs and different acquisition approaches also led the Army and Marine Corps to establish separate acquisition programs.

As a result of reviews conducted by the JROC and DOD's Office of Cost Assessment and Program Evaluation (CAPE), which develops guidance for analyzing alternative ways to fulfill capability needs, the Air Force made positive changes to the 3DELRR program, such as reducing some requirements to improve program affordability. CAPE also expanded the alternatives considered on acquisition programs to minimize potential duplication. DOD missed an opportunity to assess whether the capabilities of the AN/TPQ-53 and G/ATOR Block II were unnecessarily redundant. The JROC did not review the AN/TPQ-53 requirements because it was initially fielded to meet an urgent need and did not meet the dollar threshold to automatically trigger a review. However, the AN/TPQ-53 transitioned to the traditional, non-urgent needs acquisition process at which point the JROC could have reviewed it. Ensuring that the JROC and CAPE review new ground radar acquisitions could help DOD avoid duplication.

DOD's active air-to-ground precision guided munitions programs are not duplicative, but potential for duplication exists in the future. The active programs share some capabilities, but characteristics such as the aircraft that can launch them distinguish them from one another. To the extent that overlapping capabilities exist, DOD officials said these capabilities provided needed flexibility for military operations. Cooperation among the military services contributed to the current lack of duplication. GAO found one example of potential future duplication. Both the Army and the Navy plan to buy the Advanced Precision Kill Weapon System through fiscal year 2015 to meet their guided rocket needs, but starting in fiscal year 2016, they may pursue separate, potentially duplicative, efforts. There are costs and benefits associated with both the Army and Navy's acquisition approaches; however, if the Army and Navy fulfill their guided rocket needs separately instead of cooperatively, it could result in the inefficient use of weapon system investment dollars and a loss of buying power.

Why GAO Did This Study

Over the past five years, GAO has found potential overlap or duplication in DOD weapon system investments. Overlap occurs when multiple agencies or programs are engaged in similar activities. Duplication occurs when two or more agencies or programs are engaged in the same activities. Senate Report 113-44 accompanying the fiscal year 2014 National Defense Authorization Act mandated that GAO examine the military services' ground radar and air-to-ground precision guided munitions programs for potential duplication. Ground radars are sensors used to detect and track targets, and precision guided munitions are weapons intended to accurately engage and destroy enemy targets.

This report examines the extent to which potential overlap or duplication exists across the military services' (1) ground radar and (2) air-to-ground precision guided munitions programs. GAO analyzed program documentation on system performance requirements and capabilities and interviewed DOD officials about potential duplication.

Recommendations

To address potential duplication, GAO recommends that DOD ensure that new ground radar acquisitions are reviewed by the JROC and CAPE and require the Army and Navy to jointly assess the possibility of using a single solution and a cooperative, preferably competitive, contracting strategy to meet their guided rocket needs. DOD partially agreed with GAO's first recommendation, but stated it should not be mandatory. GAO believes the recommendation remains valid as discussed in its report. DOD agreed with the second recommendation.

Recommendations for Executive Action

Agency Affected Recommendation Status
Office of the Under Secretary of Defense for Acquisition, Technology, and Logistics To address potential overlap or duplication in the acquisition of Hydra-70 rocket guidance kits, the Under Secretary of Defense for Acquisition, Technology, and Logistics should require the Army and Navy to assess whether a single solution and cooperative, preferably competitive, contracting strategy offers the most cost effective way to meet both services' needs.
Closed – Implemented
In October 2016, the Navy awarded a sole source contract to buy rocket guidance kits for the Navy, Marine Corps, Army, and Air Force. This approach leveraged DOD's buying power to obtain lower prices than prior contracts for guided rockets.
Joint Chiefs of Staff To provide the JROC the opportunity to review all ground radar programs for potential duplication and CAPE with the opportunity to develop broad analysis of alternative guidance, the Vice Chairman of the Joint Chiefs of Staff should direct the Joint Staff to assign all new ground radar capability requirement documents with a Joint Staff designation of "JROC Interest."
Closed – Not Implemented
DOD partially concurred with our recommendation, stating that although it is likely that new ground radar capability would be given the Joint Staffing designation of "JROC Interest," the "JROC Interest" designation should not be required in all cases. DOD did not take action to implement this recommendation. In August 2018, the Joint Staff updated its requirements-setting guidance to reflect the modifications to the requirements-setting process included in the National Defense Authorization Act for Fiscal Year 2017. This act provided that the military services are responsible for their respective performance requirements, with certain exceptions, and such performance requirements do not need to be validated by the JROC. As a result, the Joint Staff modified its guidance to clarify that the Joint Staff is to assign capability requirements documents "JROC Interest" where they have joint performance requirements-such as those that are critical or essential to fulfill a capability gap of more than one armed force, agency or entity of the DOD-and the intended level of joint oversight cannot be satisfied by assignment of a lower level. These changes narrowed the Joint Staff's role in the requirements-setting process and, by extension, its ability to use that process to address potential duplication for ground radar programs that are primarily designed to meet one armed force's capability gaps.

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Topics

Air Force procurementArmy procurementDefense acquisition programsDefense capabilitiesDefense operationsDefense procurementMilitary operationsMilitary procurementMunitionsNaval procurementProgram evaluationRadar equipmentRedundancyRequirements definitionWeapon systemsMilitary forces