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    Results:

    Subject Term: Contraband

    3 publications with a total of 6 open recommendations
    Director: Jennifer Grover
    Phone: (202) 512-7141

    3 open recommendations
    Recommendation: To enhance CBP's identification of high-risk cargo shipments and its enforcement of the ISF rule, the Commissioner of CBP should enforce the ISF rule requirement that carriers provide CSMs to CBP when targeters identify CSM noncompliance.

    Agency: Department of Homeland Security: United States Customs and Border Protection
    Status: Open

    Comments: CBP's Office of Field Operations is developing an enforcement strategy for container status messages (CSM) that it plans to complete by August 31, 2017. Once the strategy is completed, OFO plans to provide CSM enforcement guidance to the Advance Targeting Units. This recommendation will remain open until CBP's planned actions are completed and meet the intent of GAO's recommendation.
    Recommendation: To enhance CBP's identification of high-risk cargo shipments and its enforcement of the ISF rule, the Commissioner of CBP should evaluate the ISF enforcement strategies used by ATUs to assess whether particular enforcement methods could be applied to ports with relatively low submission rates.

    Agency: Department of Homeland Security: United States Customs and Border Protection
    Status: Open

    Comments: CBP plans to discuss enforcement strategies during monthly conference calls held by the National Targeting Center-Cargo with all Advance Targeting Units (ATU) in order to identify the factors that are impacting ports with lower Importer Security Filing (ISF) compliance rates. In addition, CBP plans to leverage the strategies employed by ATUs overseeing ports with higher ISF compliance rates in order to increase the ISF submission rates at the ports with lower compliance rates. This recommendation will remain open until CBP's planned actions are completed and meet the intent of GAO's recommendation.
    Recommendation: The Commissioner of CBP should identify and collect additional performance information on the impact of the ISF rule data, such as the identification of shipments containing contraband, to better evaluate the effectiveness of the ISF program.

    Agency: Department of Homeland Security: United States Customs and Border Protection
    Status: Open

    Comments: CBP is developing a plan (by August 31, 2017) to assess additional performance metrics to evaluate the effectiveness of the Importer Security Filing Program. After the plan has been developed, CBP will extract the performance data for analysis and, if needed, take actions to implement changes to the Program. This recommendation will remain open until CBP's planned actions are completed and meet the intent of GAO's recommendation.
    Director: Gambler, Rebecca S
    Phone: (202) 512-8777

    1 open recommendations
    Recommendation: To better ensure that CBP's Office of Field Operations' (OFO) staffing processes are transparent and to help ensure CBP can demonstrate that these resource decisions have effectively addressed CBP's mission needs, the Commissioner of CBP should document the methodology and process OFO uses to allocate staff to land ports of entry on the southwest border, including the rationales and factors considered in making these decisions.

    Agency: Department of Homeland Security: United States Customs and Border Protection
    Status: Open

    Comments: CBP officials report that in May 2017 the Office of Field Operations began working with a contractor to develop a comprehensive CBP position allocation methodology. CBP officials report that in July 2017 this contractor facilitated a meeting where they gathered information they will use to design a process for allocating CBP officers to ports of entry. CBP estimates that this recommendation will be implemented in December 2017.
    Director: Martin, Belva M
    Phone: (202) 512-4841

    2 open recommendations
    Recommendation: To better inform management and resource allocation decisions, effectively manage limited export control enforcement resources, and improve the license determination process, the Secretary of Homeland Security and the Attorney General, as they implement efforts to track resources expended on export control enforcement activities, should use such data to make resource allocation decisions.

    Agency: Department of Justice
    Status: Open

    Comments: DOJ had identified plans to make continual improvements to the investigative and prosecutorial data to allow better tracking and refined resource allocation decisions going forward. However, we have not been able to obtain status information from Justice despite our attempts.
    Recommendation: To better inform management and resource allocation decisions, effectively manage limited export control enforcement resources, and improve the license determination process, the Secretary of Homeland Security, in consultation with the departmental representatives of the Export Enforcement Coordination Center, including Commerce, Justice, State, and the Treasury should (1) leverage export control enforcement resources across agencies by building on existing agency efforts to track resources expended, as well as existing agency coordination at the local level; (2) establish procedures to facilitate data sharing between the enforcement agencies and intelligence community to measure illicit transshipment activity; and (3) develop qualitative and quantitative measures of effectiveness for the entire enforcement community to baseline and trend this data.

    Agency: Department of Homeland Security
    Status: Open

    Comments: To help track resources expended and coordination of enforcement resources, the E2C2 has ratified and implemented the investigative deconfliction protocol. The Export Enforcement Coordination Center (E2C2) has also ratified and implemented the dispute resolution protocol and it is being used by all E2C2 partners. These are two of seven standard operating procedures planned to be in use by the E2C2. The Intelligence Community engagement/information protocols are being addressed through the E2C2 Export Enforcement Intelligence Working Group to help facilitate data sharing, and ICE, through the E2C2, is still in the process of establishing interagency agreement on procedures to facilitate data sharing between the enforcement agencies and intelligence community to assist in measuring illicit transshipment activity. The E2C2 Intel Cell White Paper is complete, but the Cell is not staffed or operational. This Cell is to serve as the primary interagency conduit for defining, establishing, and implementing protocols and facilitating information sharing between the IC and export enforcement community. The white paper outlines the E2C2 Intel Cell's mission, general roles and functions, recommended tasks and structure to facilitate enhanced coordination and intelligence sharing. When established, the Cell will develop standard operating procedures but this has not yet occurred. In late August 2016, the Department of Commerce assigned a new Assistant Director and one analyst to the E2C2. Efforts to formalize an intelligence analytical unit and draft a corresponding SOP are ongoing as of the summer of 2017.