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MSHA's Revised Hiring Process Has Improved the Agency's Recruiting Efforts, but Its Human Capital Strategic Plan Does Not Adequately Project or Address Its Future Workforce Needs

GAO-07-704R Published: May 16, 2007. Publicly Released: May 16, 2007.
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Highlights

In 2003, GAO recommended that the Mine Safety and Health Administration (MSHA) develop a plan for addressing anticipated shortages in the number of qualified inspectors due to upcoming retirements, including considering options such as streamlining the agency's hiring process and offering retention bonuses. As you requested, we conducted follow-up work on the implementation of this recommendation. We reviewed MSHA's human capital planning documents and obtained data on the number of inspectors employed by MSHA and the number of them eligible for retirement. In addition, we interviewed officials responsible for MSHA's human resources department, officials in MSHA's district offices, and officials at the National Mine Health and Safety Academy. We completed our work between June 2006 and March 2007 in accordance with generally accepted government auditing standards. In 2004, MSHA began a new process for hiring mine inspectors under the auspices of the Federal Career Intern Program (FCIP)--a federal program designed to recruit and retain high caliber candidates and develop their professional abilities. The use of the FCIP has led to a number of improvements in inspector recruiting and hiring, such as being able to identify applicants with the basic skills needed to be a successful inspector early in the process and decreasing the time it takes the agency to hire new inspectors. Since MSHA began using the program, the agency has hired 236 new coal mine inspector trainees. However, while MSHA has taken significant steps to improve its hiring process, the agency's human capital plan does not include a strategic approach for addressing the large number of retirements expected in the next 5 years. MSHA estimates that over 40 percent of its inspectors will be eligible for retirement by 2012. District officials expressed concerns about the impact that losing experienced inspectors may have on the agency's ability to achieve its goals, particularly completing required safety and health inspections on time.

Recommendations

Recommendations for Executive Action

Agency Affected Recommendation Status
Mine Safety and Health Administration Given the long lead time needed to train new inspectors to replace those retiring, MSHA needs to focus its planning efforts on estimating and managing the large number of expected retirements. To begin this process, the agency should engage in a strategic planning effort that utilizes the data it collects on expected retirements and actual attrition to develop goals that can be monitored and evaluated.
Closed – Implemented
The Mine Safety and Health Administration (MSHA) developed a strategic plan that outlined steps it plans to take to implement this recommendation. Included in those steps was the development of a Civilian Human Resources Strategic Plan FY2006-FY2011. The plan is intended to serve as a strategy roadmap and a means to measure performance. The key goals of the plan are to (1) develop and promote a focused recruiting program to hire the best talent available; (2) foster an organization that encourages continual learning to develop competencies required to fulfill MSHA's mission; (3) implement DOL's e-government initiatives to strategically manage human capital; (4) identify mission-critical skills, knowledge, and competency gaps/deficiencies and use competency model to close gaps; and (5) utilize data-driven, results-oriented planning and accounting systems to make human capital decisions. For example, MSHA is using data to monitor upcoming separations and retirements. In addition, they are using data to learn about the number of inspectors who are experienced and those that are new to the agency to understand the balance of their workforce that is at "full performance."

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Topics

Employee trainingEmployeesHiring policiesHuman capitalInspectionMine safetyMiningPersonnel recruitingPolicy evaluationSafety regulationStaff utilizationStrategic planning