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Department of Labor, Employee Benefits Security Administration: Prohibited Transaction Exemption 2020–02, Improving Investment Advice for Workers & Retirees

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Highlights

GAO reviewed the Department of Labor, Employee Benefits Security Administration's (Department) new rule entitled "Prohibited Transaction Exemption 2020–02, Improving Investment Advice for Workers & Retirees." GAO found that the final rule provides a class exemption from certain prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA).

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Shirley A. Jones
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