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Federal Rules: COMPLIANCE PROGRAMS OF INVESTMENT COMPANIES AND INVESTMENT ADVISERS | U.S. GAO

Agency

Independent Government Entities

Subagency

United States Securities and Exchange Commission

Type

Non-Major

Description

COMPLIANCE PROGRAMS OF INVESTMENT COMPANIES AND INVESTMENT ADVISERS

Priority

Significant/Substantive

Date Published in Federal Register

Effective

Received

Control Number

131640

Fed. Reg. Number

68 FR 74714

Identifier

3235-A177