EPA Pilot Project to Increase Use of Green Infrastructure Could Benefit from Documenting Collaborative Agreements
GAO-17-750: Published: Sep 28, 2017. Publicly Released: Oct 30, 2017.
Stormwater from streets and sewers can flow into rivers and be a major source of pollution. EPA requires cities and utilities to reduce this type of pollution. Traditional remedies can be expensive for local communities but green infrastructure can be a less expensive option.
Green infrastructure uses natural processes and materials (like green roofs) to slow stormwater so it is absorbed and filtered by the soil. In 2016, EPA launched a pilot project to help communities develop long-term green infrastructure plans.
We recommend that EPA document agreements with community stakeholders on how they will collaborate in developing these plans.
How Green Infrastructure Allows Stormwater to Replenish Groundwater
Photos showing various examples of green infrastructure–bioswale, a green roof, and rainwater harvesting.
What GAO Found
Almost all 31 municipalities GAO surveyed reported using green infrastructure to comply with their Clean Water Act permits or combined sewer overflow (CSO) consent decrees. The Environmental Protection Agency (EPA) regulates stormwater pollution under the Clean Water Act, which requires municipalities to obtain permits to discharge stormwater into waterbodies. EPA has also entered into consent decrees with municipalities that have CSOs—events where raw sewage is discharged into waterbodies. Green infrastructure uses natural processes to manage stormwater, such as capturing stormwater so it can seep into soil (see figure). However, of 27 municipalities responding, 15 reported that less than 5 percent of the area subject to their permit or consent decree drained into green infrastructure, with the remaining area draining into gray infrastructure, such as concrete sewers, or directly to waterbodies. Most of the municipalities reported funding green infrastructure with fees and general revenues.
Of the 31 municipalities GAO surveyed, 26 reported that green infrastructure was more challenging than gray infrastructure in aspects of infrastructure development, such as developing project operation and maintenance cost estimates. Nevertheless, 25 of these municipalities reported instances where they used green infrastructure even though it was more challenging. Some municipalities reported that they were less familiar with green infrastructure but used it anyway because it performed better or it provided additional benefits, the community wanted to use it, and the municipality saw an opportunity to learn about green infrastructure.
EPA provides multiple resources to educate and assist municipalities on the use of green infrastructure. In 2016, the agency launched a pilot project with five municipalities to encourage states, communities, and municipalities to develop long-term stormwater plans to increase their use of green infrastructure. Key to the success of the pilot project is collaboration among many stakeholders from across each community, such as members of the local utility, transportation, and recreation departments, as well as local organizations. GAO has previously identified key considerations, such as documenting agreements on how to collaborate that can benefit collaborative efforts. However, EPA has not yet documented collaborative agreements with pilot stakeholders. EPA could better assure that the stakeholders will successfully develop long-term stormwater plans if it documents how the stakeholders will collaborate.
Examples of Green Infrastructure
Why GAO Did This Study
Urban stormwater runoff is a major contributor to pollution in U.S. waters. Municipalities historically managed stormwater with gray infrastructure. In 2007, EPA began encouraging the use of green infrastructure to manage stormwater and reduce the need for gray infrastructure.
GAO was asked to examine the use of green infrastructure by municipalities to meet EPA's stormwater requirements. This report (1) describes the extent to which selected municipalities are incorporating, and funding, green infrastructure in stormwater management efforts; (2) describes what challenges, if any, municipalities reported facing in incorporating green infrastructure into stormwater management efforts; and (3) examines efforts EPA is taking to help municipalities use green infrastructure.
GAO surveyed two nongeneralizable samples totaling 31 municipalities with stormwater permits or consent decrees for CSOs and interviewed EPA officials to examine EPA efforts to help municipalities use green infrastructure. The municipalities were randomly selected from lists of municipalities that are required to have permits and have consent decrees.
What GAO Recommends
GAO recommends that EPA document agreements, when working with municipalities and other stakeholders, on how they will collaborate when developing long-term stormwater plans. EPA generally agreed with GAO's recommendation and plans to implement it over the next 12 to 18 months.
For more information, contact J. Alfredo Gómez at (202) 512-3841 or email@example.com.
Recommendation for Executive Action
Status: Closed - Implemented
Comments: In July 2018, EPA reported that it had completed workplans with four of the five communities that are developing long-term stormwater plans. The fifth community did not continue in the pilot project. We reviewed the plans and found they contain sections reflecting the key considerations for implementing interagency collaborative mechanisms that GAO has identified in previous work. These include defining a common outcome, establishing joint strategies, agreeing on roles and responsibilities, developing mechanisms to monitor, evaluate, and report on results, and reinforcing agency accountability for collaborative efforts through agency plans.
Recommendation: The Director of EPA's Office of Wastewater Management should, when working with municipalities and other stakeholders to develop long-term stormwater plans, document agreements on how they will collaborate, such as in a memorandum of understanding, aligned with our key considerations for implementing interagency collaborative mechanisms. (Recommendation 1)
Agency Affected: Environmental Protection Agency: Office of Wastewater Management