This is the accessible text file for GAO report number GAO-03-681R 
entitled 'Immigration Benefits: Ninth Report Required by the Haitian 
Refugee Immigration Fairness Act of 1998' which was released on April 
21, 2003.



This is the accessible text file for GAO report number GAO-03-681R 

entitled ‘Immigration Benefits: Ninth Report Required by the Haitian 

Refugee Immigration Fairness Act of 1998’.



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United States General Accounting Office:



Washington, DC 20548:



April 21, 2003:



The Honorable Ted Stevens

Chairman

The Honorable Robert C. Byrd

Ranking Member

Committee on Appropriations

United States Senate:



The Honorable Orrin G. Hatch

Chairman

The Honorable Patrick J. Leahy

Ranking Member

Committee on the Judiciary

United States Senate:



The Honorable C.W. Bill Young

Chairman

The Honorable David R. Obey

Ranking Member

Committee on Appropriations

House of Representatives:



The Honorable F. James Sensenbrenner, Jr.

Chairman

The Honorable John Conyers, Jr.

Ranking Member

Committee on the Judiciary

House of Representatives:



Subject: Immigration Benefits: Ninth Report Required by the Haitian 

Refugee Immigration Fairness Act of 1998:



This report responds to certain requirements of the Haitian Refugee 

Immigration Fairness Act (HRIFA) of 1998[Footnote 1] that authorized 

certain Haitian nationals and their dependents to apply to adjust their 

status to legal permanent residence. Section 902(k) of the act requires 

the Comptroller General to report every 6 months on the number of 

Haitian nationals who have applied and been approved to adjust their 

status to legal permanent residence. The reports are to contain a 

breakdown of the number of Haitians who applied and the number who were 

approved as asylum applicants, parolees, children without parents, 

orphaned children, or abandoned children; or as the eligible dependents 

of these applicants, including spouses, children, and unmarried sons or 

daughters. Reports are to be provided until all applications have been 

finally adjudicated. This is our ninth report.[Footnote 2]



Results in Brief:



Through March 31, 2003, the Bureau of Citizenship and Immigration 

Services (BCIS), formerly part of the Immigration and Naturalization 

Service (INS), had received a total of 37,295 HRIFA applications and 

had approved 9,555 of these applications.[Footnote 3] The Executive 

Office for Immigration Review (EOIR) had 665 applications filed and had 

approved 183 of them. Details on the categories of the applicants and 

approvals are provided in this report.



Background:



Haitian applicants are to send their applications to BCIS’s Nebraska 

Service Center in Lincoln, Nebraska. A contractor at the service center 

is responsible for processing the applications up to the point of their 

adjudication by BCIS examiners. An application may be adjudicated at 

the service center or in a BCIS district with jurisdiction over the 

area where the alien applicant resides. Generally, applications that 

are complete and evidentially sufficient can be adjudicated at the 

service center, according to BCIS officials. If an interview is 

required or other issues need to be resolved, the application is to be 

forwarded to the appropriate BCIS district where the applicant can be 

interviewed and the application adjudicated. Data on Haitian applicants 

are to be entered in BCIS’s Computer Linked Application Information 

System (CLAIMS).



Haitian nationals who are eligible for HRIFA should file their 

applications with EOIR rather than BCIS if they have (1) a proceeding 

pending before the Immigration Court or the Board of Immigration 

Appeals or (2) a pending motion to reopen or reconsider filed on or 

before May 12, 1999. Thus, Haitian nationals who are in deportation, 

exclusion, or removal proceedings, and whose cases have not been 

administratively closed, are to file their HRIFA application with EOIR, 

not BCIS.[Footnote 4] Data on Haitian applicants are to be entered in 

EOIR’s case-tracking system, the Automated Nationwide System for 

Immigration Review (ANSIR).



The deadline for principal applicants filing an application for 

adjustment of status under HRIFA was March 31, 2000. Dependents of 

principal applicants have no application deadline.[Footnote 5]



HRIFA Applications Received and Approved by BCIS:



Through March 31, 2003, BCIS data showed that it had received 

37,295 HRIFA applications at its Nebraska Service Center, all of which 

had been entered into CLAIMS. The categories and numbers of these 

applicants are shown in table 1. Through March 31, 2003, BCIS had 

approved 9,555 applications for adjustment of status under HRIFA.



Table 1: HRIFA Applications and Categories of Applications Received and 

Approved by BCIS, through March 31, 2003:



Principal or dependent: Principal; Category of applicant: Asylum; 

Number of applications in CLAIMS: 17,318; Number of applications 

approved: 5,320.



Principal or dependent: Principal; Category of applicant: Parolee; 

Number of applications in CLAIMS: 8,898; Number of applications 

approved: 2,271.



Principal or dependent: Principal; Category of applicant: Child without 

parents; Number of applications in CLAIMS: 1,228; Number of 

applications approved: 92.



Principal or dependent: Principal; Category of applicant: Orphaned 

child; Number of applications in CLAIMS: 240; Number of applications 

approved: 18.



Principal or dependent: Principal; Category of applicant: Abandoned 

child; Number of applications in CLAIMS: 480; Number of applications 

approved: 15.



Principal or dependent: Dependent; Category of applicant: Spouse; 

Number of applications in CLAIMS: 3,317; Number of applications 

approved: 624.



Principal or dependent: Dependent; Category of applicant: Child; Number 

of applications in CLAIMS: 5,485; Number of applications approved: 

1,157.



Principal or dependent: Dependent; Category of applicant: Unmarried son 

or daughter; Number of applications in CLAIMS: 329; Number of 

applications approved: 58.



Principal or dependent: Total; Category of applicant: [Empty]; Number 

of applications in CLAIMS: 37,295; Number of applications approved: 

9,555.



Source: BCIS data.



[End of table]:



HRIFA Applications Filed with and Approved by EOIR:



Through March 31, 2003, EOIR data from ANSIR showed that 665 HRIFA 

applications had been filed with EOIR, of which 183 had been approved 

for adjustment of status. Table 2 provides information on the 

categories and numbers of HRIFA applicants and approvals.



Table 2: HRIFA Applications and Categories of Applications Filed with 

and Approved by EOIR, through March 31, 2003:



Principal or dependent: Principal; Category of applicant: Asylum; 

Number of applications in ANSIR: 463; Number of applications approved: 

104.



Principal or dependent: Principal; Category of applicant: Parolee; 

Number of applications in ANSIR: 106; Number of applications approved: 

34.



Principal or dependent: Principal; Category of applicant: Child without 

parents; Number of applications in ANSIR: 34; Number of applications 

approved: 19.



Principal or dependent: Principal; Category of applicant: Orphaned; 

Number of applications in ANSIR: 5; Number of applications approved: 4.



Principal or dependent: Principal; Category of applicant: Abandoned 

child; Number of applications in ANSIR: 3; Number of applications 

approved: 3.



Principal or dependent: Dependent; Category of applicant: Spouse; 

Number of applications in ANSIR: 34; Number of applications approved: 

11.



Principal or dependent: Dependent; Category of applicant: Child; Number 

of applications in ANSIR: 15; Number of applications approved: 5.



Principal or dependent: Dependent; Category of applicant: Unmarried son 

or daughter; Number of applications in ANSIR: 5; Number of applications 

approved: 3.



Principal or dependent: Total; Category of applicant: [Empty]; Number 

of applications in ANSIR: 665; Number of applications approved: 183.



Source: EOIR data.



[End of table]:



Objectives, Scope, and Methodology:



Our objectives for this report were to determine (1) the number and 

categories of applicants who filed applications with BCIS or EOIR and 

(2) the number and categories of applicants whose applications were 

approved by BCIS or EOIR. To attain these objectives, we relied on BCIS 

and EOIR to provide us with data on applicants and the number of 

approvals. We did not independently verify the data provided by BCIS or 

EOIR. We conducted our work between March and April 2003, in accordance 

with generally accepted government auditing standards.



We provided the Departments of Justice and Homeland Security with a 

draft of this report for comment and received their informal comments 

on April 16, 2003. BCIS and EOIR had no comments on the report.



We are providing copies of this report to the Attorney General and the 

Secretary of the Department of Homeland Security and will make copies 

available to others upon request. If you have any questions about this 

report, please contact me at (202) 512-8777. The key contributor to 

this assignment was Jay Jennings.



Laurie E. Ekstrand

Director, Homeland Security and Justice Issues:



Signed by Laurie E. Ekstrand



FOOTNOTES



[1] P.L. 105-277, 112 Stat. 2681-538.



[2] The previous reports were (1) U.S. General Accounting Office, 

Immigration Benefits: Applications for Adjustment of Status Under the 

Haitian Refugee Immigration Fairness Act of 1998, GAO/GGD-99-92R 

(Washington, D.C.: Apr. 21, 1999); (2) Immigration Benefits: Second 

Report Required by the Haitian Refugee Immigration Fairness Act of 

1998, GAO/GGD-00-25R (Washington, D.C.: Oct. 19, 1999); (3) Immigration 

Benefits: Third Report Required by the Haitian Refugee Immigration 

Fairness Act of 1998, GAO/GGD-00-122R (Washington, D.C.: Apr. 14, 

2000); (4) Immigration Benefits: Fourth Report Required by the Haitian 

Refugee Immigration Fairness Act of 1998, GAO-01-118R (Washington, 

D.C.: Oct. 20, 2000); (5) Immigration Benefits: Fifth Report Required 

by the Haitian Immigration Fairness Act of 1998, GAO-01-651R 

(Washington, D.C.: Apr. 20, 2001); (6) Immigration Benefits: Sixth 

Report Required by the Haitian Immigration Fairness Act of 1998, 

GAO-02-114R (Washington, D.C.: Oct. 22, 2001); (7) Immigration 

Benefits: Seventh Report Required by the Haitian Immigration Fairness 

Act of 1998, GAO-02-600R (Washington, D.C.: Apr. 18, 2002); (8) 

Immigration Benefits: Eighth Report Required by the Haitian Refugee 

Immigration Fairness Act of 1998, GAO-03-240R (Washington, D.C.: Oct. 

22, 2002).



[3] On March 1, 2003, INS was transferred from the Department of 

Justice to the Department of Homeland Security. Within Homeland 

Security, the adjudication of HRIFA benefits is the responsibility of 

BCIS. 



[4] EOIR was not transferred to Homeland Security and remains part of 

the Department of Justice.



[5] The Legal Immigration and Family Equity Act (title XI of P.L. 106-

553, as amended by title XV of P.L. 106-554) went into effect on 

December 21, 2000. This act amended HRIFA to waive certain grounds of 

inadmissibility for aliens applying for relief under HRIFA. Interim 

regulations implementing these changes to HRIFA went into effect on May 

31, 2001.



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