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entitled 'Foreign Assistance: Actions Needed to Better Assess the 
Impact of Agencies' Marking and Publicizing Efforts' which was released 
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Report to the Ranking Minority Member, Committee on Foreign Affairs, 
House of Representatives: 

United States Government Accountability Office: 

GAO: 

March 2007: 

Foreign Assistance: 

Actions Needed to Better Assess the Impact of Agencies' Marking and 
Publicizing Efforts: 

GAO-07-277: 

GAO Highlights: 

Highlights of GAO-07-277, a report to the Ranking Minority Member, 
Committee on Foreign Affairs, House of Representatives 

Why GAO Did This Study: 

The negative perceptions of the United States associated with U.S. 
foreign policy initiatives have underscored the importance of the 
United States presenting a complete portrayal of the benefits that many 
in the world derive from U.S. foreign assistance efforts. Congress has 
expressed concerns that the United States has frequently understated or 
not publicized information about its foreign assistance programs. As 
requested, this report (1) describes the policies, regulations, and 
guidelines that agencies have established to mark and publicize foreign 
assistance; (2) describes how State, USAID, and other agencies mark and 
publicize foreign assistance; and (3) identifies key challenges that 
agencies face in marking and publicizing foreign assistance. 

What GAO Found: 

Most of the agencies we reviewed involved in foreign assistance 
activities have established some marking and publicity requirements in 
policies, regulations, or guidelines. USAID has the most detailed 
policies and regulations relating to marking and publicity. USAID has 
also established a network of communications specialists at its 
missions to publicize its assistance efforts and has issued 
communications guidelines to promote that assistance. According to 
State officials, its policy is to allow its program managers and 
ambassadors to use their discretion when determining which programs and 
activities to mark or publicize. USDA, DOD, HHS, Treasury, and MCC have 
also established some policies for marking and publicizing assistance, 
though these policies vary in their level of formality and detail. 

To increase awareness of U.S. assistance abroad, key agencies that we 
reviewed used various methods to mark and publicize some of their 
activities and exercised flexibility in deciding when it was 
appropriate to do so. These agencies used different methods of marking, 
or visibly acknowledging, their assistance. In addition, agencies 
generally used embassy public affairs offices for publicizing, 
information about the source of their assistance and, in some cases, 
augmented these efforts with their own publicity methods. 

We identified some challenges to marking and publicizing U.S. foreign 
assistance, including the lack of (1) a strategy for assessing the 
impact of marking and publicity efforts on increasing the awareness of 
U.S. foreign assistance and (2) governmentwide guidance for marking and 
publicizing U.S. foreign assistance. First, although some agencies 
conduct surveys in recipient countries that primarily capture 
information on public opinion of the United States, little reliable 
work has been done to assess the impact of U.S. assistance on foreign 
citizens’ awareness of the source of U.S. provided assistance. Second, 
while the newly appointed Director of Foreign Assistance has begun to 
address the issue of developing a governmentwide policy for marking and 
publicizing all U.S. foreign assistance, it is unclear to what extent 
this policy will be implemented by agencies whose foreign assistance 
programs are not under DFA’s direct authority. 

Figure: USAID Marking of Health Clinic in Indonesia: 

[See PDF for Image] 

Source: GAO. 

[End of figure] 

What GAO Recommends: 

GAO recommends that the Secretary of State, in consultation with other 
U.S. executive agencies, (1) develop a strategy, which appropriately 
utilizes techniques such as surveys, to better assess the impact of 
U.S. marking and publicity programs on public awareness, and (2) 
establish interagency agreements to facilitate implementation of 
governmentwide guidance for marking and publicizing U.S. foreign 
assistance. State provided comments and concurred with the report’s 
recommendations. 

[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-07-277]. 

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Jess T. Ford at (202) 512-
4268 or fordj@gao.gov. 

[End of section] 

Contents: 

Letter: 

Results in Brief: 

Background: 

Most Agencies Have Marking and Publicizing Policies, Regulations, and 
Guidelines: 

Foreign Assistance Marking Efforts and Publicity Have Varied: 

Challenges to Marking and Publicizing May Result in Missed 
Opportunities to Increase Public Awareness of U.S. Foreign Assistance: 

Conclusions: 

Recommendations for Executive Action: 

Agency Comments and Our Evaluation: 

Appendix I: Scope and Methodology: 

Appendix II: Key Marking and Publicity Practices Used in the Public 
Sector: 

Appendix III: Other Governments' Donor Organizations and the GTZ 
Marking and Publicity Practices: 

Appendix IV: Statutes, Policies, Regulations, and Guidance for Marking 
or Publicizing Foreign Assistance: 

Appendix V: Comments from the Department of State: 

Appendix VI: GAO Contact and Staff Acknowledgments: 

Table: 

Table 1: Key Agencies That Provide and Manage the Majority of Foreign 
Assistance: 

Figures: 

Figure 1: Changes of USAID's Brand: 

Figure 2: USAID Sign with New USAID Brand at a Health Clinic in 
Indonesia: 

Figure 3: MEPI Logos: 

Figure 4: State Marking at Peruvian Police Training Academy: 

Figure 5: U.S. Embassy/Serbia-Developed Flag Logo Marks an 
Environmental Project: 

Figure 6: USDA Food Aid Marking: 

Figure 7: DOD Marking of Humanitarian Daily Rations: 

Figure 8: DOD Marking of School Constructed in South Africa: 

Figure 9: HHS Marking of Talking Book in Afghanistan: 

Figure 10: Logos of Other Governments' Donor Organizations and the GTZ: 

Abbreviations: 

AusAID: Australian Government's Overseas Aid Program: 
CIDA: Canadian International Development Agency: 
DFA: Director of Foreign Assistance: 
DFID: Department for International Development: 
DOD: Department of Defense: 
EU: European Union: 
FAA: Foreign Assistance Act: 
GTZ: German Agency for Technical Cooperation: 
HHS: Department of Health and Human Services: 
ICEIDA: Icelandic International Development Agency: 
JICA: Japan International Cooperation Agency: 
MCC: Millennium Challenge Corporation: 
MEPI: Middle East Partnership Initiative: 
NGO; Nongovernmental Organization: 
OTA: Office of Technical Assistance: 
PEPFAR: President's Emergency Plan for AIDS Relief: 
USAID: U.S. Agency for International Development: 
USDA: U.S. Department of Agriculture: 

United States Government Accountability Office: 
Washington, DC 20548: 

March 12, 2007: 

The Honorable Ileana Ros-Lehtinen: 
Ranking Minority Member: 
Committee on Foreign Affairs: 
House of Representatives: 

Dear Mrs. Ros-Lehtinen: 

The negative perceptions of the United States, associated with U.S. 
foreign policy initiatives, have underscored the importance of the 
United States presenting a complete portrayal of the benefits that many 
countries in the world derive from U.S. foreign assistance efforts. A 
recent worldwide survey by the Pew Research Center[Footnote 1] and our 
reports have noted that negative perceptions of the United States 
increased[Footnote 2] in recent years in response to U.S. foreign 
policy initiatives, particularly in the Middle East. 

The United States is one of the largest donors of foreign assistance to 
countries around the world; however, many of the recipients of this aid 
are unaware that it is provided by the United States. In fiscal year 
2005, the United States provided about $20 billion in humanitarian and 
development assistance throughout the world to, among other things, 
relieve suffering, educate children, feed the hungry, promote economic 
opportunity, and support democracy and human rights. Congress has 
expressed concerns that the United States has frequently understated or 
not publicized information about its foreign assistance programs and, 
as a result, the generosity of the people of the United States has not 
been fully understood abroad. 

According to the United States Agency for International Development 
(USAID), marking of foreign assistance refers to using methods such as 
applying graphic identities or logos to program materials or project 
signage to visibly acknowledge contributors and identify organizations 
supporting the work. Publicity of assistance is the dissemination of 
information about assistance to generate interest and create positive 
perceptions in citizens of foreign countries. Marking and publicity are 
complementary communication tools, but with different goals. Marking 
can raise the awareness about the source of assistance with individuals 
who come in contact with the assistance sites or materials, whereas 
publicity can potentially communicate more detailed information about 
assistance to broader audiences. 

As requested, this report focuses on the efforts of key U.S. 
agencies[Footnote 3] to mark or publicize U.S. foreign assistance. It 
(1) describes the policies, regulations, and guidelines that agencies 
have established to mark and publicize foreign assistance; (2) 
describes how the Department of State (State), USAID, and other 
agencies mark and publicize foreign assistance; and (3) identifies key 
challenges that agencies face in marking and publicizing foreign 
assistance. In addition, as requested, we describe selected public 
sector and foreign government organizations' marking and publicity 
practices. 

To meet these objectives, we reviewed legislation forming the statutory 
basis for marking and publicizing assistance, and obtained and analyzed 
related agency documents. We also met with representatives from USAID, 
the Departments of State, Agriculture (USDA), Defense (DOD), Health and 
Human Services (HHS), Justice, the Treasury, and Millennium Challenge 
Corporation (MCC). In addition, we met with representatives of 
nongovernmental organizations, host governments, international 
assistance organizations, and with executives working in the 
advertising industry. We conducted fieldwork in Washington, D.C; New 
York City; Indonesia; Liberia; Montenegro;[Footnote 4] Peru; Serbia; 
and South Africa. In this review, we excluded the following foreign 
assistance: contributions to multilateral organizations, military 
assistance that is related to acquisition of U.S. military equipment 
and training, programs related to peacekeeping operations, 
antiterrorism programs, and programs related to weapons proliferation. 
We also excluded foreign assistance programs that provide economic 
support payments to Middle East countries. 

We conducted our work from December 2005 through January 2007 in 
accordance with generally accepted government auditing standards. 
Appendix I contains a more detailed description on our scope and 
methodology. Appendixes II and III contain information on public sector 
and other donor key marking and publicizing practices. 

Results in Brief: 

Most agencies we reviewed that are involved in foreign assistance 
activities have established some marking and publicity requirements in 
policies, regulations, or guidelines. USAID, which has the most 
detailed policies and regulations, requires that the agency and its 
implementers ensure that all programs, projects, activities, public 
communications, and commodities be marked, except where waivers or 
presumptive exceptions are granted. USAID also has established a 
network of communications specialists at USAID missions worldwide to 
publicize the agency's assistance efforts and has issued communications 
guidelines to promote that assistance. State has not established 
agencywide assistance marking or publicity requirements; but, according 
to State officials, the department's policy is to allow its program 
managers and ambassadors to use their discretion when determining which 
programs and activities should be marked or publicized. USDA, DOD, HHS, 
Treasury, and MCC also have established some policies for marking and 
publicizing foreign assistance, though these policies vary in their 
level of formality and detail. 

To increase awareness of U.S. assistance abroad, key agencies that we 
reviewed used various methods to mark and to publicize some of their 
activities and exercised flexibility in deciding when it was 
appropriate to do so. These agencies used different methods of marking, 
or visibly acknowledging, their assistance, including applying graphic 
identities or logos on such things as publications and project signage. 
In addition, agencies generally used embassy public affairs offices for 
publicizing or disseminating information about the source of their 
assistance and, in some cases, augmented these efforts with their own 
publicity methods. USAID has developed the most extensive and 
formalized requirements for marking its assistance, and its identifying 
mark communicates that the agency is a U.S. entity and identifies the 
American people as the source of the foreign assistance. Other 
agencies' marking efforts are not as extensive or as formalized as 
those of USAID. For example, State's Middle East Partnership Initiative 
(MEPI) developed two versions of a logo; however, State did not specify 
which logo implementing organizations should use--which, at times, 
created confusion with project implementers regarding the appropriate 
use of the MEPI logo. Further, in the countries we visited, we saw 
various marks used by agencies to identify U.S. foreign assistance-- 
such as the use of the U.S. flag in combination with host country flags 
as well as program logos. Only USAID and Treasury's Office of Technical 
Assistance (OTA) have established a process for determining when 
marking requirements can be modified or suspended to allow for 
differences in the nature of foreign assistance projects and special 
circumstances that could include safety and security concerns. Embassy 
public affairs offices are responsible for publicizing activities of 
all U.S. agencies, through press releases, Web sites, speeches by U.S. 
officials, and other means. These efforts are augmented by other 
agencies efforts, such as USAID--which has established a global network 
of communications specialists to publicize its programs, while DOD 
public affairs staff publicize information about some DOD activities, 
such as tsunami relief assistance. 

We identified some challenges to marking and publicizing U.S. foreign 
assistance, including the lack of (1) a strategy for assessing the 
impact of marking and publicity efforts on increasing the awareness of 
U.S. foreign assistance and (2) governmentwide guidance for marking and 
publicizing U.S. foreign assistance. First, although some agencies 
conduct surveys in recipient countries that primarily capture 
information on public opinion of the United States, little reliable 
work has been done to assess the impact of U.S. assistance on foreign 
citizens' awareness concerning the source of the assistance. For 
example, although State's Bureau of Intelligence and Research conducts 
approximately 120 surveys per year in about 80 countries, according to 
a State official, these surveys focus on tracking trends in the foreign 
public's perception of the United States to serve U.S. public diplomacy 
efforts and do not assess public awareness of U.S. foreign assistance 
activities or the effectiveness of those activities. Second, we found 
that USAID missions, federal agencies, and presidential initiatives 
providing assistance overseas have not received clear and consistent 
direction on marking and publicizing U.S. foreign assistance. For 
example, of the five countries we visited, the embassy strategic 
planning document of three countries--the Mission Performance Plan--did 
not identify increasing awareness of U.S. assistance as part of the 
country strategy, nor did any of the embassies receive specific 
guidance on this issue. While the newly appointed Director of Foreign 
Assistance (DFA) has begun to address the issue of developing a 
governmentwide policy for marking and publicizing all U.S. foreign 
assistance, it is unclear to what extent this policy will be 
implemented by agencies whose foreign assistance programs are not under 
DFA's direct authority. 

We are making two recommendations to the Secretary of State to enhance 
efforts to mark and publicize U.S. assistance. Specifically, we 
recommend that the Secretary of State work in conjunction with other 
executive agencies to (1) develop a strategy, which appropriately 
utilizes techniques such as surveys and focus groups, to better assess 
the impact of U.S. marking and publicity programs and activities on 
public awareness and (2) establish interagency agreements to facilitate 
implementation of State's planned governmentwide guidance for marking 
and publicizing U.S. foreign assistance. 

We received written comments on a draft of this report from State (see 
app. V) indicating that it concurred with our recommendations. We also 
received technical comments on this draft from USAID, State, DOD, and 
MCC, which we incorporated where appropriate. 

Background: 

For the purposes of this report, foreign assistance is any tangible or 
intangible item provided by the U.S. government to a foreign country or 
international organization, including but not limited to any training, 
service, or technical advice; any item of real, personal, or mixed 
property; any agricultural commodity, U.S. dollars, and any currencies 
of any foreign country that are owned by the U.S. government. Foreign 
assistance has grown in complexity in recent years as the United 
States, through the efforts of a wide spectrum of U.S. agencies, has 
used foreign aid to address transforming events such as the end of the 
Cold War; the terrorist attacks of September 11, 2001; and the HIV/AIDS 
pandemic. This report focuses on bilateral foreign assistance[Footnote 
5] that includes development foreign assistance programs to promote 
sustainable economic progress and stability; economic foreign 
assistance in support of U.S. political and security goals; and 
humanitarian foreign assistance, which primarily addresses immediate 
humanitarian emergencies. 

Table 1: Key Agencies That Provide and Manage the Majority of Foreign 
Assistance: 

Agency: USAID; 
Description of foreign assistance related activities: Implements the 
largest portion of bilateral development and, with State, economic 
foreign assistance programs, including technical assistance and 
capacity building, training and scholarships, food aid and disaster 
relief, infrastructure construction, and small enterprise loans. 

Agency: State; 
Description of foreign assistance related activities: Administers 
economic and humanitarian foreign assistance programs such as narcotics 
control, international law enforcement, and refugee relief. State 
implements some of its foreign assistance programs through other 
agencies such as USAID, HHS, and Justice. Further, the U.S. ambassador, 
as chief of mission, has authority over all U.S. government activities 
in a foreign country. 

Agency: Agriculture; 
Description of foreign assistance related activities: USDA's Foreign 
Agricultural Service provides U.S. agricultural commodities to assist 
millions of people in needy countries through direct donations and 
concessional programs. 

Agency: DOD; 
Description of foreign assistance related activities: Provides 
deployments of U.S. military personnel to plan, oversee, and conduct 
specific humanitarian projects and activities including assistance to 
host nation civilian authorities in disaster preparedness, mitigation 
and response, such as search and rescue and provision of humanitarian 
daily rations. Also provides training in identification, removal 
techniques, safety, and education in awareness and risk of explosive 
remnants of war. Additional assistance includes the donation of 
nonlethal excess DOD property and other relief supplies to nations in 
need, transportation of privately donated relief materials, and 
training and material assistance to host nations' HIV/ AIDS and Avian 
Influenza prevention programs. 

Agency: HHS; 
Description of foreign assistance related activities: Several offices 
conduct assistance programs and activities abroad supporting activities 
such as the President's Emergency Plan for AIDS Relief (PEPFAR) and 
promotes global health in many areas, including providing training to 
health specialists in epidemiology, surveillance, U.S. regulatory 
requirements, and management. 

Agency: Justice; 
Description of foreign assistance related activities: Implements 
training and technical assistance programs, funded primarily by State, 
that include law enforcement, prosecutorial development, international 
narcotics control, and financial crimes. 

Agency: Treasury; 
Description of foreign assistance related activities: OTA provides 
financial advice around the world, primarily through advisors who work 
directly with foreign government officials to support their efforts to 
improve their financial systems. 

Agency: MCC; 
Description of foreign assistance related activities: Provides foreign 
assistance to developing nations with a demonstrated commitment to 
political, economic, and social reforms. 

Sources: The Departments of Agriculture, Defense, HHS, Justice, State, 
and the Treasury; USAID and MCC. 

[End of table] 

Provisions in the Foreign Assistance Act of 1961, as amended (FAA), and 
Public Law 480 (P. L. 480), are the statutory basis for existing 
regulations and policies for marking and publicizing most U.S. foreign 
assistance. Specifically, Section 641 of the FAA provides that 
"programs under this Act shall be identified appropriately overseas as 
'American Aid.' " Section 202 of P.L. 480 requires that, to the extent 
practicable, commodities provided under that act be clearly identified 
with appropriate markings in the local language as being furnished by 
"the people of the United States." In addition, section 403(f) of P.L. 
480 requires that foreign countries and private entities receiving P.L. 
480 commodities will widely publicize "to the extent practicable" in 
the media that the commodities are provided "through the friendship of 
the American people as food for peace." However, a major foreign 
assistance agency, the Millennium Challenge Corporation, which is 
authorized and funded under legislation other than the FAA or P.L. 480, 
is not subject to explicit statutory marking or publicity requirements. 
The 2004 Intelligence Reform Act, in establishing broad public 
diplomacy responsibilities for the Department of State, assigned State 
a coordination role regarding marking and publicizing U.S. foreign 
assistance and called for closer cooperation between State and USAID in 
these efforts. Appendix IV provides more detailed information on the 
statutory provisions and agencies' policies, regulations, and 
guidelines for marking and publicizing U.S. foreign assistance. 

To better coordinate U.S. foreign assistance activities, the Secretary 
of State appointed a DFA in January 2006, who is charged with directing 
the transformation of the U.S. government approach to foreign 
assistance. The DFA serves concurrently as USAID Administrator, 
ensuring that foreign assistance is used as effectively as possible to 
meet broad foreign policy objectives. The DFA: 

* Has authority over all USAID and most State foreign assistance 
funding and programs, with continued participation in program planning, 
implementation, and oversight conducted by the various bureaus and 
offices within State and USAID, as part of the integrated interagency 
planning, coordination, and implementation mechanisms; 

* Develops a coordinated U.S. government foreign assistance strategy, 
including multiyear country specific assistance strategies and annual 
country-specific assistance operational plans; 

* Creates and directs consolidated policy, planning, budget, and 
implementation mechanisms and staff functions required to provide 
overarching leadership to foreign assistance; and: 

* Provides guidance to foreign assistance delivered through other 
agencies and entities of the U.S. government, including the MCC and the 
Office of the U.S. Global AIDS Coordinator. 

Most Agencies Have Marking and Publicizing Policies, Regulations, and 
Guidelines: 

Most of the agencies we reviewed involved in foreign assistance 
activities have established some marking policies, regulations, and 
guidelines. USAID has established the most detailed policies, 
regulations, and guidelines for marking and publicizing its assistance. 
State has also established marking and publicity policies for two 
presidential initiatives, MEPI and PEPFAR. However, USDA, DOD, HHS, 
Treasury, and MCC efforts in this area have been more limited. Since 
Justice does not have independent authority to conduct foreign 
assistance but implements politically sensitive programs for State and 
USAID, it has not established departmentwide marking or publicity 
policies, but allows its component agencies to determine when it is 
appropriate to mark and publicize their activities. Appendix IV 
provides the statutory provisions and agencies' policies, regulations, 
and guidelines for marking or publicizing U.S. foreign assistance. 

USAID Has Established Detailed Policies, Regulations, and Guidelines: 

To ensure that U.S. taxpayers receive full credit for the foreign 
assistance they provide, USAID in 2004 undertook a campaign to clearly 
communicate that USAID foreign assistance is from the American people. 
This campaign included publication of a Graphic Standards Manual 
containing new marking guidelines and the development of a new Graphic 
Identity.[Footnote 6] In January 2006, USAID revised its foreign 
assistance awards regulations to include new marking requirements for 
USAID staff and all nongovernmental organizations (NGO) receiving 
funding under grants and cooperative agreements.[Footnote 7] The 
regulations require that all programs, projects, activities, public 
communications, and commodities partially or fully funded by a USAID 
grant or cooperative agreement be marked appropriately overseas with 
the Graphic Standards Manual's Graphic Identity of a size and 
prominence equal to or greater than the recipient's or other donors' 
logos or identities. The regulations provide for presumptive exceptions 
and waivers to the marking requirements.[Footnote 8] USAID's final 
guidance for contractors, ADS 320, issued January 8, 2007, includes 
more comprehensive information on the process for preparing and 
approving marking plans and branding strategies in contracts and also 
eliminates the use of the USAID brand on NGO's and contractors' 
business cards. 

Also, USAID's Food for Peace program regulations[Footnote 9] prescribe 
the terms and conditions governing activities under Title II of P.L. 
480, including provisions for implementing the marking requirements of 
section 202 of that law. The regulations require that, to the maximum 
extent practical, public recognition be given in the media that Title 
II-funded commodities or foreign assistance have been "provided through 
the friendship of the American people as food for peace"; cooperating 
sponsors, to the extent feasible, display banners, posters, and similar 
items at project sites containing similar identifying information; and, 
unless otherwise specified, bags or other containers of commodities 
packaged for shipment be similarly marked. The regulations also require 
that containers of donated commodities packaged or repackaged by 
cooperating sponsors prior to distribution be plainly labeled with the 
USAID emblem, and, where practicable, with the legend, "Provided 
through the friendship of the American people as food for peace." 

In addition, USAID has established regulations prescribing rules and 
procedures for the marking of shipping containers and commodities under 
commodity transactions financed by USAID. These regulations require 
that suppliers of such commodities be responsible for ensuring that all 
export packaging and the commodities carry the official USAID emblem, 
except where USAID prescribes otherwise in the case of commodities. The 
regulations also prescribe the manner in which the export shipping 
containers, cartons, or boxes are to be marked; how the USAID emblem is 
to be affixed to the containers; the size, design, and color of the 
emblem; exceptions to the requirement to affix the emblem; and waivers 
to the marking requirement where it is found to be impracticable. 

To publicize its foreign assistance, in 2004, USAID established 
communications guidelines and a network of over 100 communications 
specialists located at USAID missions around the world to promote the 
agency's foreign assistance abroad. The guidelines for communications 
specialists delineate their role, which is to be a comprehensive 
resource for information regarding USAID's work and its impact on the 
citizens of the host country, and provide guidance on the activities 
the communication specialists may undertake to fulfill this role. These 
outreach functions include responding to inquiries about USAID 
programs, collaborating with the embassy public affairs office on 
strategies, speech writing for the USAID mission director and others, 
preparing press releases, and coordinating Web site updates. 

State Policy Allows Program Managers and Ambassadors Discretion for 
Marking and Publicizing Assistance: 

According to State officials, State's policy provides that department 
program managers and country ambassadors use their discretion to 
determine when it is appropriate to mark and publicize U.S. foreign 
assistance. As a result, some programs mark and publicize activities 
while others do not. For example, State has established guidelines for 
project implementers to acknowledge State's support for two 
presidential initiatives that State manages: MEPI and PEPFAR. The MEPI 
guidelines require NGOs that implement MEPI programs to include, in all 
public programs and publications, standard language acknowledging the 
support of MEPI and State. For PEPFAR, the Office of the U.S. Global 
AIDS Coordinator has instructed its implementing agencies to place the 
PEPFAR logo on all materials procured as part of the PEPFAR initiative. 
However, more sensitive Department of State activities are generally 
not marked or publicized. For example, according to State officials, in 
Peru, it is embassy policy to decide on a case-by-case basis, in close 
consultation with the host government, the appropriate type and extent 
of publicity to give counter-narcotics foreign assistance activities 
done in partnership with the host government. In addition, State 
officials noted that other assistance programs, such as those focusing 
on counter-terrorism and weapons proliferation, are not generally 
marked, but these efforts may be publicized. 

Most Agencies Have Established Some Requirements or Guidance for 
Marking and Publicizing Foreign Assistance: 

Agencies' efforts in establishing requirements or guidance for marking 
and publicizing their foreign assistance include the following: 

* USDA has issued regulations[Footnote 10] for its Foreign Agricultural 
Service that establish labeling requirements for commodities donated 
under its program for international food for education and child 
nutrition. The regulations require containers of commodities packaged 
or repackaged by a cooperating sponsor to indicate that the commodities 
are furnished by the people of the United States of America; if the 
commodities are not packaged, the cooperating sponsor must display such 
items as banners or posters with similar information. The Foreign 
Agricultural Service also has included standard language in all its 
food aid agreements with its implementing partners requiring them to 
highlight their programs in local media in the recipient country, 
identify USDA as the funding source in the media and to program 
participants, and to recognize USDA in all USDA-funded printed 
material. 

* DOD has established policy and program guidance for publicizing 
overseas humanitarian activities to ensure their maximum visibility and 
publicity. The policy and guidance provides that project planners and 
implementers will coordinate appropriate public affairs activities with 
embassy and combatant command public affairs officers, and, where 
appropriate, provide some tangible or visible marker of DOD involvement 
at the site of the activity. 

* HHS has established its own policies related to marking and 
publicizing HHS activities. HHS officials told us that the agency's 
departmentwide grants policy, as required by its annual appropriations 
acts, provides that all HHS grants recipients must acknowledge U.S. 
assistance when publicly describing a project. Also, HHS health 
projects are generally marked with the logos of HHS and the other HHS 
units such as the Centers for Disease Control or the National 
Institutes of Health that are involved in implementing the foreign 
assistance. HHS carries out foreign assistance programs under PEPFAR 
and the President's Malaria Initiative; HHS officials stated that the 
Office of the U.S. Global AIDS Coordinator has instructed HHS and its 
operating divisions to place the PEPFAR logo on all materials procured 
as part of the PEPFAR Initiative. 

* Treasury officials said they were not aware of agencywide policy on 
marking and publicizing foreign assistance activities. However, OTA 
issued its own marking policy, effective December 7, 2006, for certain 
types of foreign assistance provided by that office. This policy 
requires that the foreign assistance must be identified with the seal 
of the Treasury and the tagline: "From the American People." The policy 
covers any material, goods, or equipment provided by OTA to foreign 
government agencies or central banks; any public communications 
intended for distribution to foreign government officials; and any 
training courses or conferences sponsored and financed by OTA for the 
benefit of foreign government officials. In addition, the policy 
contains presumptive exceptions for waiving the marking requirements. 

* While MCC's organic legislation, the Millennium Challenge Act of 
2003, does not contain an explicit marking or publicity requirement for 
the foreign assistance it authorizes, MCC provides for such a 
requirement in its country compacts. MCC has distributed a marking and 
publicity policy that, according to agency officials, requires 
recipient countries and accountable entities to provide marking and 
publicity requirements to acknowledge the foreign assistance from MCC 
as being from the American people. 

* However, Justice officials said they rely on individual Justice 
agencies to determine when it would be appropriate to mark and 
publicize their activities. Justice officials said they have not issued 
guidance on assistance marking and publicity, and added that most of 
the agency's foreign assistance is not marked because of its sensitive 
nature. Some Justice officials said that they follow embassy guidance 
on when to mark and publicize the agency's foreign assistance 
activities. For example, Justice program managers in Indonesia and 
Serbia told us they had received no guidance from Justice headquarters 
on marking and publicizing agency activities, and the program manager 
in Indonesia said he follows embassy guidance in determining what to 
mark and how to do so. 

Foreign Assistance Marking Efforts and Publicity Have Varied: 

To increase awareness of U.S. assistance abroad, key agencies that we 
reviewed used various methods to mark and to publicize some of their 
activities and exercised flexibility in deciding when it was 
appropriate to do so. These agencies used different methods of marking, 
or visibly acknowledging, their assistance, including applying graphic 
identities or logos on such things as publications and project signage. 
In addition, agencies generally used embassy public affairs offices for 
publicizing, or disseminating information about, the source of their 
assistance and, in some cases, augmented these efforts with their own 
publicity methods. 

Agencies Marking Efforts Vary: 

USAID has established the most detailed processes of uniformly marking 
its assistance activities, while other key agencies either mark their 
assistance activities in some way, or they provide reasons for not 
marking some assistance. USAID has established a universal brand that 
conveys that the assistance is from USAID and the American people. 
Other agencies either use multiple logos, and in some cases, they use 
logos that do not convey that the agency is a U.S. entity or that the 
United States is the source of the assistance. 

USAID Using New Brand to Mark Its Foreign Assistance Activities: 

After the 9/11 terrorist attacks, recognizing the connection between 
national security and the good will toward the United States that could 
be created if more accurate information about U.S. foreign assistance 
was widely known, agency officials determined that they should portray 
more complete and accurate information about USAID foreign assistance. 
To help focus its image abroad, USAID developed its new brand by 
updating a former USAID logo, and combining it with the agency brand 
name and a tagline, "From the American People." 

Although USAID first began marking assistance over four decades ago, 
agency officials acknowledged that it has not always systematically or 
effectively marked its foreign assistance. USAID had existing standards 
that specified that its foreign assistance activities were to be 
marked, but these standards were not consistently enforced; and at 
times, U.S. foreign assistance was marked with the implementer's logos 
and program names instead of the agency logo. Agency officials told us 
that it was often difficult for people to know that the foreign 
assistance they received was coming from the United States. USAID 
officials said they viewed the multiple brands used by USAID 
implementers as potentially confusing to recipients. However, in the 
past, some USAID staff believed that spending money on marking foreign 
assistance could take away funds from other foreign assistance 
activities, and therefore were reluctant to incur these costs.[Footnote 
11] Also, USAID staff and implementers were concerned that 
communication about foreign assistance could potentially draw unwanted 
attention to the projects and make staff vulnerable. Figure 1 
illustrates changes of USAID's brand over time, and figure 2 
illustrates the use of USAID's current brand. 

Figure 1: Changes of USAID's Brand: 

[See PDF for image] 

Source: USAID. 

[End of figure] 

Figure 2: USAID Sign with New USAID Brand at a Health Clinic in 
Indonesia: 

[See PDF for image] 

Source: GAO. 

[End of figure] 

Other Agencies' Marking Efforts Vary: 

While other departments and agencies also mark the foreign assistance 
that they provide, these efforts vary. In some cases, the markings used 
do not convey that the donor is a U.S. entity or that the United States 
is the source of the foreign assistance. 

State Department Marking Efforts: 

State gives discretion to its department program managers and 
ambassadors to determine when and how it is appropriate to mark and 
publicize U.S. foreign assistance. Marking decisions are made at each 
U.S. embassy to account for the sensitive nature of the foreign 
assistance and the local conditions in country. State officials told us 
that, because State's foreign assistance addresses a wide range of 
issues--such as narcotics control, international law enforcement, 
terrorism, weapons proliferation, non-U.N. peacekeeping operations, 
refugee relief, the Global AIDS Initiative, and economic support--they 
did not see any benefits from using a single visual image or mark. 
Therefore, embassies have used a number of symbols to mark their 
foreign assistance, including program logos, a bureau seal or unit 
name, the Department of State seal, or an embassy logo. 

State manages MEPI, and has agreements with its project implementers on 
how MEPI assistance, which can include publications, products, and 
services, is to be acknowledged. State generally leaves most decisions 
on when to use the program logo to its implementing organizations but 
specifies that, if used with logos of other cofunding organizations, 
the MEPI logo should not be smaller than the others. Additionally, 
State has developed more than one version of the MEPI logo, one of 
which does not include the name of either the United States or the 
Department of State (see fig. 3). 

Figure 3: MEPI Logos: 

[See PDF for image] 

Source: The Department of State. 

[End of figure] 

The lack of clear marking requirements has at times created confusion 
with project implementers regarding the appropriate use of the MEPI 
logo. For example, in one instance a project implementer copied the 
logo without the U.S. tagline--"U.S.-Middle East Partnership 
Initiative"--from the MEPI Web site and used it on promotional 
materials, when the logo with the tagline would have been more 
appropriate, according to MEPI officials. In addition, a small portion 
of MEPI projects are implemented by USAID, and these projects follow 
USAID branding policy, according to an agreement between State and 
USAID. 

In other State marking efforts that clearly identified the U.S. 
government as the source of foreign assistance, there were differences 
in appearance from one mark to another. For example: 

* In a Peruvian police training academy that prepared recruits to 
support narcotics eradication teams, a computer room provided by 
State's Narcotics Affairs Section was marked with the unit's initials 
and the U.S. and Peruvian flags (see fig. 4). 

Figure 4: State Marking at Peruvian Police Training Academy: 

[See PDF for image] 

Source: GAO. 

[End of figure] 

* In Montenegro, a U.S. foreign assistance site was marked with a sign 
that included the Department of State emblem and the emblem of Serbia- 
Montenegro with a description of the project in English and the local 
language. 

* In Serbia, State foreign assistance was marked with an embassy- 
developed logo in which the U.S. and Serbian flags were joined to form 
a bridge (see fig. 5). 

Figure 5: U.S. Embassy/Serbia-Developed Flag Logo Marks an 
Environmental Project: 

[See PDF for image] 

Source: The Department of State. 

[End of figure] 

USDA, DOD, and HHS Marking Efforts: 

Other agencies generally determine how to mark their foreign assistance 
on a program-by-program basis. For example: 

* USDA specifies marking requirements in the programs' grants and 
cooperative agreements. USDA's food aid agreements require that the 
U.S. government is identified as the sources of the foreign assistance, 
while USDA grants and cooperative agreements that provide technical 
foreign assistance specify that printed materials include an 
acknowledgement that the United States is the source of the foreign 
assistance (see fig. 6). For Title II food programs managed by USAID, 
the USAID mark is used. 

Figure 6: USDA Food Aid Marking: 

[See PDF for image] 

Source: USDA. 

[End of figure] 

* DOD marks its humanitarian foreign assistance products and sites. For 
example, DOD's humanitarian daily ration packages were marked with a 
U.S. flag and a statement that the food gift was from the people of the 
United States. In South Africa, a sign for a DOD humanitarian foreign 
assistance project was marked with the U.S. and South African flags 
(see figs. 7 and 8). 

Figure 7: DOD Marking of Humanitarian Daily Rations: 

[See PDF for image] 

Source: USAID. 

[End of figure] 

Figure 8: DOD Marking of School Constructed in South Africa: 

[See PDF for image] 

Source: GAO. 

[End of figure] 

* HHS' health projects are generally marked with the HHS logo and those 
of other HHS units involved in implementing the foreign assistance. For 
example, an HHS-developed book--which was written for use in 
Afghanistan and provided information on HIV/AIDS--used U.S. and Afghani 
flags to mark the material. It also included a recorded message in two 
local languages stating that the book was being provided by U.S. 
taxpayers (see fig. 9). 

Figure 9: HHS Marking of Talking Book in Afghanistan: 

[See PDF for image] 

Source: GAO. 

[End of figure] 

Agencies Exercise Flexibility in Making Decisions on When to Mark 
Foreign Assistance: 

The agencies we reviewed stated that when making decisions on whether 
or how to mark foreign assistance, they exercise flexibility to allow 
for variations in the nature of foreign assistance, risks to 
implementers, or other special circumstances that foreign assistance 
activities may entail. Some of these activities are more readily marked 
than others. Moreover, circumstances may occur when U.S. foreign 
assistance marking may need to be modified or withheld due to safety, 
political, or other concerns, such as concerns associated with advising 
high-level government officials or providing foreign assistance in 
volatile issue areas such as narcotics control. Also, at certain times, 
such as before elections, marking of foreign assistance activities may 
be suspended to remove any association of U.S. foreign assistance with 
certain issues--such as the connection between funding a health clinic 
and the issue of reproductive health. In other cases, marking may be 
withheld to ensure the local government's ownership of the programs is 
not called into question. 

USAID and OTA have established a process for determining when to modify 
its marking requirements to allow for the differences in the nature of 
foreign assistance projects and special circumstances that may be 
related to foreign assistance implementation. USAID's marking 
regulations identify a number of conditions under which the agreement 
officer can consider approving exceptions to marking 
requirements.[Footnote 12] For example, in Serbia, in order to not 
compromise the perceived neutrality of program activities and diminish 
the credibility of materials produced during the course of the project, 
USAID approved exceptions to marking requirements for certain 
activities associated with a civil society project in public policy 
advocacy and reform. USAID regulations also allow for the possibility 
that, political, safety, or security conditions could warrant a request 
to the mission director or the most senior USAID officer at the mission 
for a full or partial waiver of the marking requirements. For example, 
in Indonesia, the mission director approved a waiver of the marking 
requirements for a project designed to demonstrate democracy's 
compatibility with Islam because of threats from religious 
fundamentalists to the safety of the individuals involved in the 
project. In December 2006, OTA had formalized its guidance on 
determining when marking requirements for a particular project should 
be modified or suspended. While this guidance states that much of OTA's 
work that includes oral advice or technical assistance provided to 
foreign governments and central banks is not marked, its rules for 
marking any commodities, public communications, or training courses 
provided by OTA may be waived in writing by the OTA Director or 
designee for conditions that include safety or security concerns, 
adverse political impact, and potential compromise of the intrinsic 
independence of a program or materials such as public service 
announcements. 

Embassies' Public Affairs Offices Generally Publicize Most U.S. 
Assistance: 

The U.S. ambassador, as chief of mission, has authority over all U.S. 
government activities in a foreign country, and the embassy public 
affairs office publicizes U.S. foreign assistance activities through 
press releases, Web sites,[Footnote 13] and speeches by U.S. officials. 
To enhance publicity of its foreign assistance programs, USAID has 
also, as mentioned earlier, established a network of communications 
specialists to increase awareness of these programs in the host 
country. At the time of our field visits, the public affairs officers 
and USAID communication specialists were still defining their roles in 
publicizing U.S. foreign assistance. For example, the ambassador in 
Liberia and the public affairs officer in Indonesia expressed the 
opinion that all U.S. foreign assistance should be publicized by the 
embassy public affairs sections and did not see the need for separate 
USAID communications specialists. 

U.S. Embassy Public Affairs Foreign Assistance Publicity Efforts: 

Following are some examples of foreign assistance publicity efforts 
conducted by the embassy in the countries we visited. 

* In Indonesia, in fiscal year 2003, the public affairs office 
developed a program to enhance media coverage of U.S. assistance and 
publicized 11 assistance projects. In February 2006, the embassy issued 
a press release on the distribution of books and school supplies funded 
by the United States to Indonesian school children. The distribution, 
done in cooperation with two leading Islamic organizations, supported 
the mutual goal of improving education and highlighted shared values 
between the two countries. 

* In Liberia, in June 2006, the embassy issued a press release on the 
launching of a USAID funded radio teacher training program. 

* In Peru, in June 2006, the public affairs office issued a press 
release on joint U.S.-Peruvian military exercises, which included DOD 
humanitarian foreign assistance to construct health clinics, done in 
conjunction with the exercises. These efforts were publicized to dispel 
citizens' anxiety over U.S. military exercises in that country. 
However, because of the sensitivity of some other activities in Peru, 
according to State officials, it is embassy policy to decide on a case- 
by-case basis, in close consultation with the host government, the 
appropriate type and extent of publicity to give counter-narcotics 
foreign assistance activities done in partnership with the host 
government. 

* In Serbia, the embassy public affairs office has issued press 
releases on U.S. foreign assistance provided by USAID, State, USDA, 
DOD, Justice and other agencies. For example, in April 2006, the 
embassy issued a press release on a Justice-implemented program to 
support the organized crime and war crimes specialized institutions. 

* In South Africa, the public affairs office has issued press releases 
on U.S. foreign assistance provided by USAID, State, HHS, MCC, and 
other agencies. For example, in January 2006, the embassy issued a 
press release on a HHS -implemented HIV vaccine research initiative. 

USAID Foreign Assistance Publicity Efforts: 

In 2004, USAID established and trained a network of development 
outreach and communications specialists[Footnote 14] to enhance the 
skills of officers who handle public outreach and media and improve 
coordination among USAID staff, foreign assistance implementing 
partners, and the embassy public affairs sections. An assessment of 
public diplomacy in the Muslim world, issued in 2003 by the Advisory 
Group on Public Diplomacy for the Arab and Muslim World, concluded that 
too few people knew the extent of USAID's activities and recommended 
closer integration of the public diplomacy activities of agencies that 
administer foreign assistance.[Footnote 15] The communications 
specialists are responsible for publicizing USAID foreign assistance 
(1) by developing public outreach and media materials and strategies 
and (2) by providing general communications support through writing, 
media relations, Web site development, and review of foreign assistance 
proposals. These specialists also work with public relations staff 
hired by foreign assistance implementing organizations to support them 
in addressing community relations issues and publicizing their 
projects. USAID has now placed these specialists at most missions; a 
few large missions have been assigned more than one communication 
specialist, while at a few small missions, program officers have been 
asked to perform these tasks. The communication specialists' resources 
vary based on individual USAID missions' decisions on how to fund their 
work and whether USAID headquarters has provided additional funds for 
communication pilot activities. 

Following are examples of initiatives communications specialists have 
carried out. 

* A pilot[Footnote 16] communication campaign project in Indonesia, 
which was funded by USAID headquarters, involved communications 
officers overseeing the development and production of a radio, TV, and 
print advertisement campaign that focused on health care, education, 
and economic growth partnerships between American and Indonesian 
people. The purpose of this and other communication campaign pilots was 
to identify effective practices in foreign assistance publicity. 

* In Peru, communications specialists worked with implementing 
organizations to develop and distribute--for eventual broadcast on 
regional television stations--a video of a major U.S. alternative 
development[Footnote 17]foreign assistance project, which involved 
building a road in northern Peru to provide farmers with greater access 
to markets. On another project, a communication officer was contacted 
by television producers who were preparing a video about an ecological 
project that had received USAID foreign assistance funding. At the 
communications officer's suggestion, the producers interviewed the 
USAID mission director to highlight how USAID supported the project. 
The final film was shown on television. 

* In Serbia, two newly hired communication specialists redesigned a Web 
site and, subsequently, developed questions on public awareness of 
USAID's foreign assistance activities that were incorporated into the 
embassy's public opinion poll. 

* According to mission officials in South Africa, the outreach efforts 
of the communications specialist there have resulted in an improved 
perception among the local population of USAID/South Africa programs, 
which were previously hampered by negative comments made by high-level 
South African government officials in the late 1990s. In addition, the 
communications specialist conducted five training workshops, primarily 
for PEPFAR partners, on how to write stories of successful projects. 
The workshops resulted in more than 40 stories submitted by 
implementing partners, which were posted on various U.S. government Web 
sites and in publications. This effort was also sanctioned by the 
embassy public affairs section. 

Challenges to Marking and Publicizing May Result in Missed 
Opportunities to Increase Public Awareness of U.S. Foreign Assistance: 

We identified some challenges to marking and publicizing U.S. foreign 
assistance that may result in missed opportunities to increase public 
awareness of U.S. foreign assistance. First, little reliable work has 
been done to assess the impact of U.S. assistance on foreign citizens' 
awareness of that assistance. Second, although the newly appointed DFA 
has begun to develop governmentwide guidance for marking and 
publicizing all U.S. foreign assistance, it is unclear to what extent 
this policy will be implemented by agencies whose foreign assistance 
programs are not under State's direct authority. 

Agencies Conduct Some Research on Impact of U.S. Foreign Assistance 
Activities, but Lack Clear Guidance for Such Research: 

State conducts some research[Footnote 18] on public perceptions of the 
United States and its foreign assistance activities. State's Bureau of 
Intelligence and Research conducts approximately 120 surveys per year 
in about 80 countries, according to a State official. However, these 
surveys focus on tracking trends in the foreign public's perception of 
the United States to serve U.S. public diplomacy efforts and do not 
assess public awareness of U.S. foreign assistance activities or the 
effectiveness of publicity activities. Some individual embassies 
perform surveys of public attitudes and awareness relating to U.S. 
foreign assistance activities. For example, the surveys commissioned by 
the embassy in Serbia and Montenegro attempt to measure public 
awareness of foreign assistance programs in addition to measuring 
public perception of the United States. However, the surveys do not 
attempt to link any foreign assistance programs to the level of 
awareness, but instead track changes in the level of awareness for a 
given period of time. 

USAID also conducts some research. The agency requires that its 
communications specialists develop a communications strategy that 
includes methods to measure impact, and USAID's communications manual 
encourages communications specialists to monitor local media coverage 
and obtain and analyze locally conducted polls as a means to measures 
results. The agency has contracted with polling firms to conduct eight 
public opinion surveys in various locations overseas--including one 
survey in Egypt, two in Indonesia, one in Jordan (along with a focus 
group), one in Colombia, and three in the West Bank and Gaza. According 
to a USAID official, these surveys were designed to test different 
methods for conducting broad-based public affairs campaigns. The 
surveys included questions to assess (1) the extent of awareness of 
USAID and U.S. foreign assistance; (2) attitudes toward USAID and U.S. 
foreign assistance among recipients of that foreign assistance; and (3) 
which communication sources, ranging from billboards and magazines to 
television and the Internet, may be most effective in reaching target 
audiences. Although each of the USAID surveys we reviewed provide 
information about the extent of awareness of USAID and U.S. assistance, 
the surveys in Colombia, Egypt, Jordan, and the West Bank and Gaza were 
not designed to compare pre-and post-campaign levels of awareness. A 
USAID official agreed that pre-and post-branding measurement of public 
opinion was important to measure the impact of USAID's branding 
activities, know which branding activities were most effective, and use 
the lessons learned to improve USAID's branding activities. 

Recently, USAID has begun to provide some guidance to communications 
specialists responsible for managing research programs. USAID hired a 
contractor to train communications specialists on public opinion 
polling. The training instructs communications specialists on issues 
such as the importance and benefits of polling, types of polling, the 
most effective ways to deliver messages, principles of sampling in 
polling, and how to hire a qualified agency to conduct the polls. Also, 
USAID officials said they are developing a manual to provide guidance 
on communications research instruments, primarily focused on polling. 
The manual will include key criteria for evaluating the quality of the 
research instruments and a standard set of questions to include in 
research instruments. 

Ad Council[Footnote 19] executives whom we met with emphasized that 
successful quantitative research, such as surveys, to measure results 
of efforts are key practices they use in their public service 
campaigns. Also they conduct pre-and post-tracking studies to benchmark 
attitudes and behaviors. In addition, they examine best practices, 
including areas where the practice has worked well and learned how to 
emulate them. In addition, these executives examine cases where their 
efforts have yielded poor results and implement some policies that 
could alleviate the situation. See appendix II for additional key 
practices identified by the Ad Council executives. 

The United States Lacks Governmentwide Guidance for Marking and 
Publicizing Its Assistance: 

While some agencies have established policies, regulations, and 
guidelines on marking and publicizing U.S. foreign assistance, we found 
that USAID missions and all federal agencies and presidential 
initiatives providing assistance overseas have not received clear and 
consistent direction on marking and publicizing U.S. foreign 
assistance. During our field visits to five countries between May and 
August 2006, we found that three of the five embassies lacked specific 
guidance that addresses assistance publicity. Embassy Mission 
Performance Plans are the means by which an embassy aligns its plans, 
programs, and resources with the U.S. government's international 
affairs strategy, including publicizing foreign assistance. Only one 
Mission Performance Plan--for Serbia and Montenegro--listed foreign 
assistance publicity as an embassy priority and established that the 
embassy would increase its outreach activities and aggressive 
advertising of U.S. foreign assistance by (1) improving media coverage, 
(2) coordinating public diplomacy activities at the mission to improve 
synergy and publicity of foreign assistance programs, and (3) using 
polling and focus group information to help direct these efforts. The 
embassy was also planning to expand exchange programs that would bring 
individuals from Serbia and Montenegro to the United States. The 
ambassador said that he became aware that U.S. foreign assistance was 
not widely known in Serbia and Montenegro after he arrived at the 
mission and saw that implementing partners often used project logos 
that did not clearly communicate that the foreign assistance was from 
the United States. He identified a need to more clearly portray U.S. 
foreign assistance and made it a priority for the embassy. In addition, 
the Mission Performance Plan for Liberia called for publicizing U.S. 
efforts to rebuild security services and promote respect for human 
rights. 

In the five countries that we visited, we also found that assistance is 
publicized by public affairs officers on an ad hoc basis and, as a 
result, embassies may miss opportunities to publicize their foreign 
assistance activities. For example, in Indonesia, the USDA attaché told 
us that an exchange program that brings agricultural specialists to the 
United States for training has not been publicized by the embassy 
because the public affairs officer was not aware of it. Also in 
Indonesia, the public affairs officer almost missed a publicity 
opportunity when the officer was initially opposed to issuing a press 
release on an event to promote a teacher-training program that was 
attended by representatives of an NGO and 15 Indonesian institutions, 
because communicating about the program was not an embassy priority. 
The public affairs officer later reconsidered and issued a press 
release. 

Moreover, agencies at embassies may receive conflicting guidance on 
marking their assistance activities when an agency's headquarters 
position on marking differs from an embassy's position. After USAID 
headquarters developed its logo in 2004, the Serbia and Montenegro 
embassy developed a logo (featuring the American and Serbian and 
Montenegrin flags) and encouraged all agencies to use it. Most agencies 
used the logo to mark and publicize their foreign assistance 
activities, and the logo was also used on the embassy Web site. 
Subsequently, the USAID mission developed and used a logo that combined 
the embassy logo and USAID's logo. Although the USAID mission's logo 
was different from the embassy logo, the ambassador agreed to the 
compromise, and USAID used that logo to mark and publicize its 
assistance activities. However, in June 2006, USAID headquarters told 
the mission that this new logo violated USAID standards and required 
the mission to discard that logo and use USAID's standard logo. 

DFA Faces Key Challenges in Coordinating Marking and Publicizing 
Efforts: 

The DFA has acknowledged that the lack of governmentwide guidance on 
marking and publicizing foreign assistance activities limits agencies' 
ability to make recipients aware of the extent of U.S. assistance. In 
July 2006, the DFA requested that his office and the Bureau for Public 
Diplomacy and Public Affairs work together to ensure that U.S. 
embassies, USAID missions, and all government agencies receive clear 
and consistent guidance on marking and publicizing U.S. assistance. 
Also, the DFA recommended that all foreign assistance be unified under 
one agency-neutral brand that would ensure that the assistance is 
recognized and associated with the United States. The DFA and the Under 
Secretary of State for Public Diplomacy are currently developing a 
proposal to provide guidance to all federal agencies in 2007. 

Despite these efforts to develop governmentwide guidance for marking 
and publicizing all U.S. foreign assistance, it is unclear to what 
extent this guidance will be implemented by agencies whose foreign 
assistance programs are not under the DFA's direct authority. According 
to DFA officials, the DFA has budget authority over USAID, most State 
foreign assistance activities, and activities of agencies funded by 
State or USAID. Also, the DFA will have authority to coordinate the 
activities of some foreign assistance activities managed by other 
agencies, because, according to DFA officials, any activities funded by 
USAID or State that are implemented by other agencies will fall under 
the authority of the DFA. For example, the DFA will have the authority 
to coordinate some of the technical foreign assistance and training 
programs administered by the Department of Justice that are funded by 
State. However, according to DFA officials, the director's office will 
not have authority over about 20 percent of all U.S. foreign 
assistance. This includes some of State's programs, such as State's 
Office of U.S. Global AIDS Coordinator, which is funded separately from 
the Department of State budget--though DFA officials told us that the 
DFA's office has reached an oral agreement with the AIDS Coordinator to 
coordinate their activities. In addition, DFA has no authority over, 
for example, DOD, HHS, USDA, Treasury, and MCC activities that are 
funded by sources other than State or USAID. 

Conclusions: 

Some key U.S. agencies providing foreign assistance have established 
policies, regulations, and guidelines on marking and publicizing U.S. 
foreign assistance, and some have used varied methods to implement 
these requirements. Despite these efforts, the United States lacks 
reliable information to assess the impact of marking and publicity on 
increasing awareness of U.S. assistance. According to U.S. public 
service awareness campaign executives with whom we met, quantitative 
research that includes pre-and post-tracking studies--as well as 
drawing from lessons learned regarding which types of approaches are 
working more effectively than others--are key practices that they use 
in measuring the impact of their awareness campaign. Although State's 
public opinion polls measure general public opinion trends, they do not 
specifically provide information on the impact of the U.S. government's 
overall efforts to increase public awareness of U.S. foreign assistance 
activities. USAID has only completed a limited number of surveys to 
measure public awareness of U.S. assistance, including a public opinion 
survey of U.S. post-tsunami efforts in Indonesia. According to USAID 
officials and USAID surveys, marking and publicizing the source of U.S. 
foreign assistance following the December 2004 tsunami likely 
contributed to increasing favorable public opinion about the United 
States in Indonesia. USAID has begun to develop guidance on measuring 
the effectiveness of its publicity efforts. 

In addition, the DFA acknowledges that because there is no 
governmentwide guidance on marking and publicizing assistance, there 
may have been missed opportunities to increase recipient awareness of 
the extent of U.S. foreign assistance. To address this issue, the DFA 
plans to establish marking and publicizing guidance for all U.S. 
agencies providing assistance abroad in 2007. However, obtaining the 
cooperation of those agencies implementing foreign assistance programs 
not under the DFA's direct authority is critical to a successful U.S. 
governmentwide marking and publicizing approach and remains a 
challenge. 

Recommendations for Executive Action: 

To help the United States ensure that recipients of its foreign 
assistance are aware that this assistance is provided by the United 
States and its taxpayers, we are making two recommendations. 

* To enhance U.S. marking and publicity efforts, and to improve the 
information used to measure the impact of U.S. marking and publicizing 
programs, we recommend that the Secretary of State, in consultation 
with other U.S. executive agencies, develop a strategy, which 
appropriately utilizes techniques such as surveys and focus groups, to 
better assess the impact of U.S. marking and publicity programs and 
activities on public awareness. 

* To facilitate State's effort to implement its planned governmentwide 
guidance for marking and publicizing all U.S. foreign assistance 
programs and activities, we recommend that the Secretary of State, in 
consultation with other U.S. executive agencies, establish interagency 
agreements for marking and publicizing all U.S. foreign assistance. 

Agency Comments and Our Evaluation: 

We provided a draft of this report to USAID, State, Agriculture, DOD, 
HHS, Justice, the Treasury, and MCC. We obtained written comments from 
State (see app. V). State concurred with our recommendations and 
indicated that a Policy Coordination Committee formed by the Under 
Secretary of State for Public Diplomacy in the National Security 
Council plans to develop a governmentwide Strategic Communications Plan 
that will address assessment of marking and publicity programs and will 
develop governmentwide marking and publicity guidance. We also received 
technical comments on this draft from USAID, State, DOD, and MCC, which 
we incorporated where appropriate. 

We are sending copies of this report to interested congressional 
committees, USAID, the Departments of State, Agriculture, Defense, 
Health and Human Services, Justice, the Treasury, and Millennium 
Challenge Corporation. We will also make copies available to others 
upon request. In addition, the report will be available at no charge on 
the GAO Web site at http://www.gao.gov. 

If you or your staff have any questions about this report, please 
contact me at (202) 512-4268. Contact points for our Offices of 
Congressional Relations and Public Affairs may be found on the last 
page of this report. GAO staff who made major contributions to this 
report are listed in appendix VI. 

Sincerely yours, 

Signed by: 

Jess Ford, Director: 
International Affairs and Trade: 

[End of section] 

Appendix I: Scope and Methodology: 

To determine the regulations and policies that agencies have 
established to mark and publicize foreign assistance, we analyzed 
legislation establishing the statutory basis for marking and 
publicizing foreign assistance, including legislation providing funding 
for foreign assistance activities, and organic legislation establishing 
the various foreign assistance agencies. We reviewed major foreign 
assistance legislation including the Foreign Assistance Act of 1961 and 
Public Law 480. We also reviewed the Intelligence Reform Act of 2004, 
which assigns the Department of State (State) a coordination role in 
publicizing foreign assistance, as well as legislation that authorized 
foreign assistance programs separate from the Foreign Assistance Act, 
such as the Millennium Challenge Act of 2003 that established the 
Millennium Challenge Corporation (MCC). We discussed these laws with 
agency officials at the United States Agency for International 
Development (USAID), State, the Departments of Agriculture, Defense 
(DOD), Health and Human Services (HHS), Justice, the Treasury, as well 
as MCC who are responsible for their implementation as it applies to 
marking and publicizing their foreign assistance activities. In 
addition, we reviewed regulations these agencies had established to 
implement legislative marking requirements related to agencies' 
policies and other relevant documents. We also discussed the agencies' 
regulations and policies with cognizant officials at each agency. 

To determine how USAID, State, and other agencies are marking and 
publicizing their foreign assistance activities, we discussed their 
activities with cognizant officials at their headquarters in 
Washington, D.C. We also met with representatives of nongovernmental 
organizations (NGO) and contractors in the Washington, D.C., area--such 
as Food For The Hungry, National Democratic Institute, the American Bar 
Association/Central European and Eurasian Law Initiative, Chemonics, 
and Development Alternatives, Inc.--who implement many of the agencies' 
foreign assistance activities. In addition, we traveled to U.S. 
embassies and USAID missions in Indonesia, Peru, Serbia, Montenegro, 
and South Africa. In those countries, we (1) met with agency officials 
at the embassies and missions and representatives of NGOs and 
contractors who implement foreign assistance activities; (2) collected 
and analyzed agency documents, regarding their foreign assistance 
marking and publicizing efforts; and (3) visited several sites in each 
country to observe marking and publicizing activities of U.S. agencies 
and their implementing organizations. In particular, we visited various 
recipients of U.S. foreign assistance in Belgrade, Serbia; Podgorica, 
Montenegro; and Pretoria, South Africa. We also traveled to Banda Aceh, 
Indonesia, and several locations in Serbia, Montenegro, and Peru, to 
observe marking and publicizing activities and discuss those activities 
with U.S. government officials, representatives of implementing 
organizations, and recipients of foreign assistance. We also traveled 
to Liberia and met with embassy and USAID mission officials. 

To determine the challenges the United States faces in marking and 
publicizing foreign assistance activities, we met with cognizant agency 
officials in Washington, D.C., and the U.S. embassies and USAID 
missions in Indonesia, Peru, Serbia, Montenegro, and South Africa. We 
also analyzed agency documents, including Mission Performance Plans and 
other policy and guidance documents at headquarters, U.S. embassies, 
and USAID missions in Indonesia, Peru, Serbia, Montenegro, and South 
Africa. In addition, we analyzed surveys and polls conducted for USAID 
and State, communications manuals, and training materials used as part 
of USAID's and State's efforts to determine foreign audiences' opinions 
about the United States and their awareness of U.S. foreign assistance 
activities. Further, we discussed those surveys and polls with 
cognizant agency officials in USAID and State. 

To determine foreign government organizations' marking and publicity 
practices, we held discussions with representatives of international 
foreign assistance organizations, including the Australian Government's 
Overseas Aid Program (AusAID), the Canadian International Development 
Agency (CIDA), the Department for International Development (DFID) of 
the United Kingdom, the European Union (EU) assistance implemented 
through the European Agency for Reconstruction, German Agency for 
Technical Cooperation (GTZ), the Icelandic International Development 
Agency (ICEIDA), and the Japan International Cooperation Agency (JICA). 
We also reviewed relevant documents provided by these organizations on 
their marking and publicity practices, including guidelines on marking 
and communications. 

We included in the scope of this review foreign assistance programs 
administered or implemented by USAID, State, Agriculture, DOD, HHS, 
Justice, the Treasury, and MCC. Among these entities, we included 
programs in the following categories--bilateral development foreign 
assistance; humanitarian assistance; and economic assistance in support 
of U.S. political and security goals, with the exception of payments to 
support countries involved in the Middle East Peace Process, including 
countries of importance in the war on terrorism, and programs that 
address issues of weapons proliferation. We excluded from the scope of 
this review multilateral economic contributions or payments that are 
combined with funds from other donor countries to finance multilateral 
development projects of international organizations that include the 
United Nations, the World Bank, and other multilateral development 
banks. We also excluded military foreign assistance provided to help 
selected countries acquire U.S. military equipment and training. We 
conducted our work from December 2005 through January 2007 in 
accordance with generally accepted government auditing standards. 

[End of section] 

Appendix II: Key Marking and Publicity Practices Used in the Public 
Sector: 

Ad Council executives with whom we met with identified key practices 
that they use to guide their public service campaigns. These practices 
relate to areas that we assessed as part of our examination of U.S. 
government efforts to mark and publicize foreign assistance. 
Specifically, the key practices identified include the following: 

* Determine what is appropriate to be marked. It is important to 
maintain flexibility and conduct research to ensure that efforts do 
more good than harm. Be mindful of potential unintended effects of 
branding. 

* Maintain a simple message. Conduct research regarding sensitivity of 
wording and language. 

* Articulate the universal truth or message differently, as appropriate 
for specific demographics and international backdrops. It is critical 
to separate programs from political issues to prevent programs and 
policies from being linked together. 

* Use targeting or tailoring to help create connection with audience. 
Examine best practices, identify where the practices have worked well, 
and learn how to emulate them. Also examine cases where branding has 
been ineffective and implement some policies that could alleviate the 
situation. 

* Conduct quantitative research, such as surveys, to measure results of 
efforts. Conduct pre-and post-tracking studies to benchmark attitudes 
and behaviors. 

[End of section] 

Appendix III: Other Governments' Donor Organizations and the GTZ 
Marking and Publicity Practices: 

While other governments' donor organizations and the German Agency for 
Technical Cooperation (GTZ) generally mark and publicize their 
assistance, none of these organizations have undertaken a campaign to 
develop a mark for their foreign assistance abroad on the scale that 
USAID has to date.[Footnote 20] Like the United States, other 
governments' organizations generally use marking to gain recipient 
recognition for their contributions. We found that the six donors and 
the GTZ generally had some form of marking implementing policies and 
procedures. However, unlike most U.S. foreign assistance publicizing 
efforts, other government organizations' efforts to communicate about 
foreign assistance were more targeted toward their own constituents 
rather than host country citizens. These organizations generally do not 
formally monitor or measure their marking or publicity efforts. 

Other Governments' Donor Organizations and the GTZ Use Marking to Gain 
Recognition for Their Contributions: 

Other governments' donor organizations and the GTZ that we studied 
generally use marking to gain recognition or maintain domestic support 
for their contributions. Donor organizations and the GTZ that we 
contacted identified a number of practices for marking, including 
adapting such efforts for each host country, and ensuring high-level 
stakeholder cooperation to facilitate implementation of these marking 
efforts. Additionally, in some countries, to ensure marking 
consistency, governments require all organizations, including bilateral 
donors, to use the national symbol along with the organization's logo. 
For example, the Australian Government's Overseas Aid Program (AusAID) 
and the Canadian International Development Agency (CIDA) marks include 
the national symbols of Australia and Canada, respectively, and 
assistance provided by the European Union (EU) are generally marked 
with the EU logo. Other organizations, including the Department for 
International Development (DFID) of the United Kingdom, GTZ, the 
Icelandic International Development Agency (ICEIDA), and the Japan 
International Cooperation Agency (JICA) have their own unique 
organization logos. In addition, some donors are more flexible than 
others with their marking requirements. For example, according to 
representatives of ICEIDA, their marking procedures are not mandatory, 
but implementing partners often use their marks on publications. 
Conversely, AusAID requires its partners to mark all of its assistance. 
Figure 10 illustrates each of the selected organizations' marks. 

Figure 10: Logos of Other Governments' Donor Organizations and the GTZ: 

[See PDF for image] 

Source: AusAID, CIDA, DFID, EU, GTZ, ICEIDA, JICA> 

[End of figure] 

Other Governments' Donor Organizations and the GTZ, to Varying Degrees, 
Have Marking Procedures or Guidance: 

The marking efforts for the six donors and the GTZ that we reviewed 
have some form of procedures or guidance for implementation. The 
following provides a brief description of each organization's 
procedures or guidance. 

* AusAID's standard mark is used on its foreign assistance. The 
organization's written guidelines apply to all contractors and 
implementing partners to ensure marking consistency. The Australian 
government has also developed a unique mark and design manual for its 
Indonesia program. 

* CIDA has a corporate identity logo, and grant and contribution 
agreements require recipients to recognize CIDA's contribution with 
acknowledgments or use of CIDA's logo in their publications, 
advertising, and promotional products. 

* DFID has a standard mark, which is guided by its Identity Standards 
Manual. The mark is used mostly for project-based foreign assistance 
and not budgetary support programs or activities. Humanitarian 
assistance is branded with the United Kingdom Emergency Aid logo. This 
branding applies to DFID staff and to large nonperishable items. It 
will not be used when it may detract from humanitarian operations or 
increase risk to staff or beneficiaries. 

* The European Union has Visibility Guidelines specifying how technical 
foreign assistance, supplies and equipment, and infrastructure projects 
are to be marked. 

* GTZ uses a standard logo and a tagline, "German Technical 
Cooperation" on its information material in partner countries. An 
optional slogan, "Partner for the Future. Worldwide" may be used. 
Although not required, the tagline is frequently used on project 
information, brochures, products, and presentations, and, in partner 
countries, the name of the country is included. 

* ICEIDA uses a standard logo on all of its publications. Although not 
required, implementing partners often include the mark on their 
publications. 

* JICA has a logo that is to be used on publications, business cards, 
envelopes, and vehicles. JICA also has a slogan, "For a better tomorrow 
for all.", and has translated this into English, French, Spanish, 
Portuguese, and Russian. A Corporate Identity Design Manual was 
produced in 2003 that provides color, font, and usage guidance. 

Other Donors' and the GTZ Publicizing Efforts Generally Target Domestic 
Constituents Rather Than Host Country Recipients: 

According to representatives of most of the organizations with whom we 
spoke, domestic constituents and not foreign audiences are the target 
of their communications about foreign assistance efforts. In contrast 
to marking intended to ensure that governments receive recognition for 
their contributions, these organizations' publicizing efforts generally 
focus on informing the general public in their respective countries 
about their initiatives to enhance the reputation of the aid agencies, 
engage the public, create interest among civil society, and highlight 
success stories. According to ICEIDA, for example, it is required by 
law to publicize its foreign assistance efforts domestically. The 
organizations implement these efforts by, among other things, 
coordinating publicity activities between implementers' and donors' 
information units; constructing project Web sites; and through other 
communication mechanisms such as special events, press releases, 
conferences, publications, Web pages, and plaques. 

Two of the organizations required that their projects have a 
communications plan targeting recipient countries. For example, CIDA 
requires a communications plan on how to inform the public in the 
recipient country of their projects prior to approval. 

Other Donors' and the GTZ Generally Do Not Formally Monitor or Measure 
Marking or Publicity Efforts: 

Only one of the organizations, AusAID, told us that it monitors 
implementation of its marking and publicity efforts domestically and 
internationally. AusAID monitoring is done through (1) domestically 
focused community awareness research and (2) a mix of qualitative and 
quantitative measures, including press releases, special events, 
correct markings or signage, and newsletter subscriptions. AusAID also 
attempts to determine the quality of its relationships with its 
partners and assesses who the assistance is reaching and how often. 
Representatives from CIDA and DFID told us that they conduct public 
opinion surveys, but these surveys are intended to gauge public opinion 
about the agency or support for assistance in general and not to 
measure marking or publicity efforts. 

[End of section] 

Appendix IV: Statutes, Policies, Regulations, and Guidance for Marking 
or Publicizing Foreign Assistance: 

Statutory marking or publicizing provision: Section 641 of the Foreign 
Assistance Act (FAA) of 1961, as amended; 
Content of marking or publicizing provision: Provides that "programs 
under this Act shall be identified appropriately overseas as 'American 
Aid.' "; 
Key agencies with covered programs: HHS; Justice; State; Treasury/OTA; 
USAID; 
Key agencies' policies, regulations, and guidance: HHS: Follows State 
policy on placing PEPFAR logo on all materials procured by HHS; policy 
memorandum on the appropriate use of logos on conference material; 
policy on marking health projects; Justice: Relies on individual 
component agencies to determine appropriateness of marking or 
publicizing activities; State: State Financial Assistance Standard 
Terms and Conditions, Part II, Attachment 1-MEPI; Treasury: OTA 
Instruction 4035.1--guidance for marking certain types of assistance; 
USAID: 22 C.F.R. Part 226, sec. 226.91--regulations prescribing marking 
requirements for grants and cooperative agreements; 22 C.F.R. Part 201, 
sec. 201.31(d)--regulations regarding marking shipping containers and 
commodities; AIDAR Clause 752.7999---standard clause in contracts 
regarding marking of foreign assistance; ADS 320-policy directives and 
procedures on marking USAID-funded activities; AAPD 05-11--policy 
directive regarding acquisition and assistance regulations and 
procedures. 

Statutory marking or publicizing provision: Section 202 of Public Law 
480 (P. L. 480); 
Content of marking or publicizing provision: Requires that, to the 
extent practicable, commodities provided under that act be clearly 
identified with appropriate markings in the local language as being 
furnished by "the people of the United States."; 
Key agencies with covered programs: USDA; USAID; 
Key agencies' policies, regulations, and guidance: USDA: 7 C.F.R. Part 
1599, sec. 1599.12(b)-- regulations on labeling of commodities donated 
under USDA's international food education and child nutrition program; 
USAID: 22 C.F.R. Part 226, sec. 226.91--regulations prescribing marking 
requirements for grants and cooperative agreements; 22 C.F.R. Part 211, 
sec. 211.5(h)--regulations prescribing marking and publicity 
requirements for USAID's Food for Peace program; 22 C.F.R. Part 201, 
sec. 201.31(d)--regulations regarding marking shipping containers and 
commodities. 

Statutory marking or publicizing provision: Section 403(f) of Public 
Law 480 (P. L. 480); 
Content of marking or publicizing provision: Requires that foreign 
countries and private entities receiving P.L. 480 commodities will 
widely publicize "to the extent practicable" in the media that the 
commodities are provided "through the friendship of the American people 
as food for peace."; 
Key agencies with covered programs: USDA; USAID; 
Key agencies' policies, regulations, and guidance: USDA: 7 C.F.R. Part 
1599, sec. 1599.12(b)--regulations on labeling for commodities donated 
under USDA's international food education and child nutrition program; 
USAID: 22 C.F.R. Part 211, sec. 211.5(h)--regulations on marking and 
publicity requirements for USAID's Food for Peace program. 

Statutory marking or publicizing provision: Section 7109 of 
Intelligence Reform and Terrorism Prevention Act of 2004; 
Content of marking or publicizing provision: Directed the Secretary of 
State to coordinate the public diplomacy activities of federal agencies 
and called for cooperation between State and USAID to ensure that 
information related to U.S. foreign assistance is widely disseminated; 
Key agencies with covered programs: State; USAID; 
Key agencies' policies, regulations, and guidance: State: None; USAID: 
None. 

Statutory marking or publicizing provision: Established pursuant to 
agency policy rather than statutory provision; 
Content of marking or publicizing provision: [Empty]; 
Key agencies with covered programs: MCC; DOD; 
Key agencies' policies, regulations, and guidance: MCC: Standards for 
Global Marking--guidelines on the use and placement of MCC logo or 
other appropriate logos; DOD: Policy and Program Guidance for Overseas 
Humanitarian, Disaster, and Civic Aid Activities--policy and guidance 
for overseas humanitarian, disaster, and civic aid activities and 
assistance. 

Sources: The Departments of Agriculture, Defense, HHS, Justice, State, 
and the Treasury; USAID and MCC. 

[End of table] 

[End of section] 

Appendix V: Comments from the Department of State: 

\United States Department of State: 
Washington, D. C 20520: 

Ms. Jacquelyn Williams-Bridgers: 
Managing Director: 
International Affairs and Trade: 
Government Accountability Office: 
441 G Street, N.W. 
Washington, D.C. 20548-0001: 

Dear Ms. Williams-Bridgers: 

We appreciate the opportunity to review your draft report, "Foreign 
Assistance: Actions Needed to Better Assess the Impact of Agencies 
Marking and Publicizing Efforts," GAO Job Code 320386. 

The enclosed Department of State comments are provided for 
incorporation with this letter as an appendix to the final report. 

If you have any questions concerning this response, please contact 
Frances Marine, Senior Policy Advisor, Office of the Director of U.S. 
Foreign Assistance at (202) 647-2627. 

Sincerely, 

Signed by: 

Bradford R. Higgins: 

cc: GAO - Zina Merritt: 
F - Amb. Randall L. Tobais: 
State/OIG - Mark Duda: 

Department of State Comments on GAO Draft Report Foreign Assistance: 
Actions Needed to Better Assess the Impact of Agencies' Marking and 
Publicizing Efforts, (GAO-07-277, GAO Code 320386): 

The State Department appreciates the opportunity to review and comment 
on the draft report, "Foreign Assistance: Actions Needed to Better 
Assess the Impact of Agencies' Marking and Publicizing Efforts." 

1) General Comment-Recent Improvements in Interagency Collaboration: 
This GAO report highlights several examples of the need to better 
define roles between State Department Public Affairs Officers (PAOs) 
and USAID Development Outreach & Communications Specialists (DOCS). For 
instance, on the bottom of page 23, the report cites State Department 
officials in Liberia and Indonesia who seemed to hold the opinion that 
there is no need for separate USAID communications specialists. Such 
examples do not reflect various steps already taken to improve 
interagency collaboration in general, and State/USAID cooperation in 
particular, including: 

a. Policy Coordination Committee (PCC) on Public Diplomacy & Strategic 
Communications: In 2006, Under Secretary of State for Public Diplomacy 
Karen Hughes formed a new policy coordinating committee. Its 
secretariat is housed at the National Security Council and members are 
top public affairs officials from across the interagency, including 
State, USAID, the Millennium Challenge Corporation, Department of 
Defense, Department of the Treasury, Department of Health & Human 
Services, Department of Justice, and Department of Agriculture, among 
others. 

b. Worldwide PAO Conference: Held last month, the conference brought 
together more than 170 PAOs from around the world and interagency 
colleagues in Washington. It included two sessions on Coordinating and 
Expanding Communications with USAID and one session on the Public 
Diplomacy Implications of Foreign Assistance Reform. These sessions 
specifically highlighted the need to leverage resources and speak with 
one voice on U.S. foreign assistance. They also provided a forum for 
PAOs who work well with DOCs to share best practices with their 
colleagues. 

2) Response to First Recommendation-Strategy to Assess Impact of U.S. 
Marking & Publicity Programs: The PCC on Public Diplomacy & Strategic 
Communications is working on a government-wide Strategic Communications 
Plan, in which a strategy to assess marking and publicity programs 
could be incorporated. In addition, tools to measure the effectiveness 
of public diplomacy programs will be considered as the State Department 
continues to revamp its own strategic planning and performance 
evaluation processes. 

3) Response to Second Recommendation-Government-Wide Guidance for 
Marking & Publicizing U.S. Foreign Assistance: The PCC on Public 
Diplomacy & Strategic Communications likewise provides an ideal forum 
for continued development and eventual issuance of government-wide 
marking and publicity guidance. 

[End of section] 

Appendix VI: GAO Contact and Staff Acknowledgments: 

GAO Contact: 

Jess Ford, (202) 512-4268 or fordj@gao.gov. 

Staff Acknowledgments: 

Zina Merritt served as Assistant Director responsible for this report, 
and Maria Oliver was the Analyst-in-Charge. In addition to those named 
above, the following individuals made significant contributions to this 
report: Virginia Chanley, Lauren Geetter, Ernie Jackson, and James 
Strus. The team benefited from the expert advice and assistance of Joe 
Carney, Etana Finkler, Lessie Burke-Johnson, Cynthia Taylor, and Wilda 
Wong. 

FOOTNOTES 

[1] The Pew Research Center for the People and the Press, America's 
Image Slips, but Allies Share U.S. Concerns Over Iran, Hamas, Pew 
Global Attitudes Project (June 13, 2006). Pew interviewed 16,710 people 
in Great Britain, China, Egypt, France, Germany, India, Indonesia, 
Japan, Jordan, Nigeria, Pakistan, Russia, Spain, Turkey, and the United 
States from March 31 through May 14, 2006. 

[2] GAO, U.S. Public Diplomacy: State Department Efforts Lack Certain 
Communication Elements and Face Persistent Challenges, GAO-06-707T 
(Washington, D.C.: May 3, 2006). GAO, U.S. Public Diplomacy: State 
Department Efforts to Engage Muslim Audiences Lack Certain 
Communication Elements and Face Significant Challenges, GAO-06-535 
(Washington, D.C.: May 3, 2006). 

[3] Key executive branch agencies that administer foreign assistance 
are USAID and the Departments of State, Agriculture, Defense, Health 
and Human Services, Justice, and the Treasury, as well as the 
Millennium Challenge Corporation. 

[4] Our fieldwork in Montenegro and Serbia occurred shortly after the 
May 21, 2006, Montenegro referendum on independence from Serbia that 
resulted in Montenegro's separation from Serbia. However, since this 
event was so recent, the conditions we reviewed essentially reflected 
prereferendum conditions. 

[5] In this review, we excluded contributions to multilateral 
organizations, military assistance that is related to acquisition of 
U.S. military equipment and training, programs related to peacekeeping 
operations, antiterrorism programs, and programs related to weapons 
proliferation. We also excluded foreign assistance programs that 
provide economic support payments to Middle East countries. 

[6] In this report, we will refer to the new USAID graphic identity as 
the USAID brand. 

[7] The revised regulations for marking assistance provided under 
grants and cooperative agreements are at 22 C.F.R. 226.91. AAPD 05-11 
(Dec.13, 2005) implements the marking requirements of 22 C.F.R. 226.91. 
Also, see USAID policy at ADS 320 and its acquisition regulations at 
AIDAR Clause 752.7009 (Jan. 1993) regarding marking guidance for USAID 
contractors. Grants and cooperative agreements are legal instruments 
for the transfer of money, property, or services to the recipient to 
accomplish a public purpose. Under grants substantial involvement of 
the granting agency is not anticipated, whereas under cooperative 
agreements, the donor agency anticipates it will have substantial 
involvement in the implementation of the agreement. 

[8] The intent of the USAID marking requirement is that programs and 
projects are marked, not people. Marking of vehicles, offices, and 
other administrative items for internal use by the recipient is not 
required. 

[9] 22 C.F.R. 211. 

[10] Regulations issued at 7 C.F.R. Part 1599. 

[11] A number of representatives of assistance organizations told us 
that it was not difficult or very costly to mark assistance. 

[12] Rationales for withholding marking requirements include marking 
that would compromise the intrinsic independence or neutrality of a 
program, diminish credibility of assistance products, undercut country 
ownership of assistance products, incur excessive cost or be 
impractical for marking certain products, and violate international 
laws. 

[13] The Bureau of Public Diplomacy in Washington prepares articles on 
U.S. policies, society, and assistance that are translated into seven 
world languages (Arabic, Chinese, French, Persian, Russian, Spanish, 
and English) and made available to embassies to include in their Web 
sites if they choose to do so. 

[14] There were 102 communications specialists working in 73 countries 
as of September 20, 2006. 

[15] Report of the Advisory Group on Public Diplomacy for the Arab and 
Muslim World, Changing Minds, Winning Peace: A New Strategic Direction 
for U.S. Public Diplomacy in the Arab & Muslim World (Washington, D.C.: 
Oct. 1, 2003). 

[16] In 2005 and 2006, USAID, Bureau for Legislative and Public Affairs 
funded pilot communication campaigns in Jordan and West Bank, Gaza, in 
addition to Indonesia. A more limited campaign was also implemented in 
Lebanon. In Egypt, Legislative and Public Affairs has started to 
identify messages and themes with a nationwide survey to define 
audiences and develop strategies for future communication campaigns in 
the country; and in Colombia, Legislative and Public Affairs helped 
develop a survey to establish a baseline to evaluate the USAID outreach 
strategy. 

[17] The Alternative Development Program supports the reduction of 
illegal coca crops in targeted areas of Peru. The program (1) helps 
families to increase their income from legal crops and other income 
generating activities, (2) improves access to markets for legal goods 
and services, (3) improves living conditions for citizens, (4) 
strengthens local governments, and (5) raises awareness of the 
environmental and social damage caused by drug production and use. 

[18] Research instruments include surveys and focus group discussions. 

[19] The Ad Council is a private, nonprofit organization that marshals 
volunteer talent from the advertising and communications industries, 
the facilities of the media, and the resources of the business and 
nonprofit communities to deliver critical messages to the American 
public. The Ad Council produces, distributes, and promotes thousands of 
public service campaigns on behalf of nonprofit organizations and 
government agencies in issue areas such as improving the quality of 
life for children, preventative health, education, community well 
being, environmental preservation, and strengthening families. 

[20] The GTZ is an implementing agency that works on behalf of the 
Federal Republic of Germany. 

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