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entitled 'Hurricane Katrina: Strategic Planning Needed to Guide Future 
Enhancements Beyond Interim Levee Repairs' which was released on 
September 6, 2006. 

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Report to Congressional Committees: 

United States Government Accountability Office: 

GAO: 

September 2006: 

Hurricane Katrina: 

Strategic Planning Needed to Guide Future Enhancements Beyond Interim 
Levee Repairs: 

GAO-06-934: 

GAO Highlights: 

Highlights of GAO-06-934, a report to congressional committees 

Why GAO Did This Study: 

Hurricane Katrina’s storm surge and floodwaters breached levees and 
floodwalls causing billions of dollars of property damage, and more 
than 1,300 deaths. Under the Comptroller General’s authority to conduct 
reviews on his own initiative, GAO reviewed the Army Corps of Engineers 
(Corps) (1) progress in repairing damage to hurricane protection 
projects by June 1, 2006; (2) plans and estimated costs to make other 
repairs and complete five existing hurricane protection projects; and 
(3) plans and estimated costs to add enhancements and strengthen 
hurricane protection for the region. GAO reviewed related laws and 
regulations, Corps planning documents and repair tracking reports, 
observed ongoing repair work, and met with key agency officials and 
other stakeholders. 

What GAO Found: 

Following Hurricane Katrina, the Corps worked quickly to repair and 
restore almost 169 miles of damaged levees, floodwalls, and other flood 
control structures to prehurricane levels of protection. Although the 
Corps stated that it had restored prehurricane levels of protection to 
the area by June 1, 2006, it used temporary solutions and developed 
emergency procedures to protect against flooding, in the event of a 
hurricane, for sections where permanent repairs could not be completed 
in time. For example, the Corps constructed interim gates on three 
canals to prevent storm surges from flooding New Orleans. When 
construction of one canal gate fell behind schedule and could not be 
completed by June 1, 2006, the Corps devised an emergency plan to drive 
sheet piling into the canal and close it off if a hurricane threatened 
before the gate was completed. More importantly, because these initial 
repairs were performed only on levees and floodwalls with obvious 
visual damage, the reliability of those adjacent to them is still 
unknown. The Corps originally allocated $801 million for initial 
repairs, but the current allocation has increased to over $1 billion. 

After completing the initial repairs, the Corps plans to conduct 
additional repairs and construction on the existing hurricane 
protection system. These plans include (1) repairing all damaged pumps, 
motors, and pumping stations by about March 2007; (2) restoring 
sections of existing hurricane protection projects that have settled 
over time to their original design elevations; and (3) completing 
construction of incomplete portions of five previously authorized 
hurricane and flood control projects by September 2007. An additional 
$941 million had been allocated for this additional work, but the Corps 
expects actual costs will be greater because of subsequent decisions to 
change the design of these projects, cover the local sponsor’s share, 
and because of rapidly escalating construction costs. 

In addition, the Corps plans to undertake further work to enhance and 
strengthen the hurricane protection for southeastern Louisiana. These 
projects are estimated to take years and require billions of dollars to 
complete. Since September 2005, the Congress has appropriated more than 
$7 billion for some aspects of this work and additional appropriations 
are expected. According to an external review organization established 
by the Corps, hurricane protection systems should be deliberately 
designed and built as integrated systems to enhance reliability and 
provide consistent levels of protection. However, the Corps does not 
have a comprehensive strategy and implementation plan to integrate the 
repairs already authorized and planned and that would ensure the 
efficient use of federal funds. Instead, the Corps appears to be 
following a piecemeal approach, similar to its past practice of 
building projects without giving sufficient attention to the 
interrelationships between various elements of those projects or fully 
considering whether the projects will provide an integrated level of 
hurricane protection for the area. 

What GAO Recommends: 

GAO recommends that the Corps develop a comprehensive strategy and 
implementation plan that incorporates all elements for rebuilding and 
strengthening the system to ensure that specified levels of protection 
are constructed in a cost-effective manner, within reasonable time 
frames. GAO also recommends that the Corps establish an independent 
task force to help support and guide its ongoing and future repair 
efforts. 

In its response for the Corps, the Department of Defense generally 
concurred with GAO’s recommendations. 

[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-06-934]. 

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Anu Mittal, (202) 512-
3841, mittala@gao.gov. 

[End of Section] 

Contents: 

Letter: 

Results in Brief: 

Background: 

At the Start of the 2006 Hurricane Season, Most Prehurricane Protection 
Had Been Restored to Southeastern Louisiana: 

Cost Estimates for Restoring Southeastern Louisiana Hurricane 
Protection Projects to Originally-Designed Levels and Completing 
Construction of Incomplete Portions Continue to Rise: 

The Corps Lacks a Comprehensive Approach for Planning and Managing the 
Multiple Restoration, Construction, and Future Enhancements Proposed 
for Southeastern Louisiana Hurricane Protection: 

Conclusions: 

Recommendations for Executive Action: 

Agency Comments and Our Evaluation: 

Appendix I: Comments from the Department of Defense: 

Appendix II: GAO Contact and Staff Acknowledgments: 

Table: 

Table 1: Initial Estimated Costs and Funds Allocated for Corps' Plans 
and Projects: 

Figures: 

Figure 1: I-wall and T-wall: 

Figure 2: Cross-Section of an Earthen Levee: 

Figure 3: Orleans East Bank in New Orleans, Louisiana and Repair 
Project Sites: 

Figure 4: Inner Harbor Navigation Canal, New Orleans, Louisiana and 
Repair Project Sites: 

Figure 5: New Orleans East in New Orleans, Louisiana and Repair Project 
Sites: 

Figure 6: Plaquemines Parish, Louisiana and Repair Project Sites: 

Figure 7: St. Bernard Parish and Repair Project Sites: 

Figure 8: Graphic of Interim Gates and Temporary Pumps: 

Figure 9: Lake Pontchartrain, Louisiana and Vicinity Hurricane 
Protection Project: 

Figure 10: West Bank and Vicinity, New Orleans, Louisiana Hurricane 
Protection Project: 

Figure 11: Larose to Golden Meadow, Louisiana Hurricane Protection 
Project: 

Figure 12: Southeast Louisiana Urban Flood Control Project: 

Figure 13: New Orleans to Venice, Louisiana Hurricane Protection 
Project: 

Abbreviations: 

Corps: Army Corps of Engineers: 
DOD: Department of Defense: 

United States Government Accountability Office: 
Washington, DC 20548: 

September 6, 2006: 

Congressional Committees: 

On August 29, 2005, Hurricane Katrina came ashore near Buras, 
Louisiana, about 60 miles southeast of New Orleans, with wind speeds of 
up to 127 miles per hour and a storm driven wave surge of up to 30 
feet. The size and strength of the storm and subsequent flooding 
resulted in one of the largest natural disasters in U.S. history, as 
storm waters flowed over floodwalls and breached levees in Louisiana's 
Orleans and neighboring parishes, causing widespread flooding, billions 
of dollars of property damage, and more than 1,300 deaths. 

The Army Corps of Engineers (Corps) began constructing hurricane 
protection projects in southeastern Louisiana almost 60 years ago, in 
the 1940s. Over the years, the Corps constructed five major hurricane 
and flood damage reduction projects in southeastern Louisiana, 
comprising about 350 miles of earthen levees and concrete floodwalls 
across six parishes. These projects were designed to provide various 
levels of hurricane protection, and generally could withstand storms 
with maximum wind speeds between 87 and 115 miles per hour. The 
hurricane protection projects in Orleans, Plaquemines, and St. Bernard 
parishes suffered the greatest damage from Hurricane Katrina. The Corps 
estimates that more than one-half of the 269 miles of federally 
constructed levees and floodwalls in these three parishes were damaged 
by the storm's winds and flood waters. 

The Flood Control and Coastal Emergencies Act of 1941, as amended, 
authorizes the Corps to respond in cases where flooding occurs due to a 
storm and repair or restore flood control and hurricane protection 
projects including levees, floodwalls, and other flood control 
structures damaged or destroyed by flood waters.[Footnote 1] Generally, 
it is Corps policy to pay for the full costs of repairs to federally 
constructed levees and to fund 80 percent of the cost to repair certain 
nonfederally constructed levees, and the local sponsor or government 
funds the remaining 20 percent. However, because of the unprecedented 
damage and loss caused by Hurricane Katrina, the Corps deviated from 
its usual policy and has funded 100 percent of the repair, restoration, 
and construction costs for both federal and nonfederal levees and flood 
control structures. 

The official Atlantic hurricane season runs from June 1 to November 30, 
when 97 percent of all tropical storms and hurricanes normally occur. 
After Hurricane Katrina, the Corps stated that it would repair the 169 
miles of levees, floodwalls, and other hurricane protection structures 
damaged by Katrina to prestorm conditions by June 1, 2006--the 
beginning of the 2006 Atlantic hurricane season. After June 2006, the 
Corps had planned to repair damaged pumps, pump motors and pump 
stations, restore all hurricane protection structures that had subsided 
over time to their authorized design heights (the elevation specified 
in their design), and complete construction of incomplete portions of 
previously authorized hurricane protection projects. In April 2006, the 
Federal Emergency Management Agency released advisory flood elevations 
for New Orleans and the surrounding area based on a 1 percent annual 
chance of flooding, also called a 100-year flood. In response, the 
Corps is revising its plans and cost estimates to raise the height of 
levees and floodwalls to provide the area with a 100-year level of 
protection. In addition, the Congress required the Corps to conduct an 
analysis and design for comprehensive improvements in the coastal area 
of Mississippi in the interest of hurricane and storm damage reduction 
and for several other purposes,[Footnote 2] and to provide an interim 
report of its findings on June 30, 2006, and issue a final report by 
December 30, 2007.[Footnote 3] 

We have prepared this report under the Comptroller General's authority 
to conduct evaluations on his own initiative, as part of our continued 
effort to assist the Congress by (1) monitoring the extensive damage to 
southeastern Louisiana caused by Hurricane Katrina and (2) evaluating 
ongoing efforts to repair and strengthen the region's hurricane 
protection projects. Specifically, for this report we reviewed the 
Corps' (1) progress in repairing damage to hurricane protection 
projects by June 1, 2006; (2) plans and estimated costs to make other 
repairs, restore levees and flood control structures to design 
elevations, and complete construction of previously authorized but 
incomplete portions of five existing hurricane protection projects; and 
(3) plans and estimated costs to add enhancements and strengthen 
hurricane protection projects for the region. 

To determine the status of work to repair damage to hurricane 
protection projects, we tracked the progress of repairs and funds spent 
by reviewing weekly repair reports and daily funds status reports 
obtained from the Corps' New Orleans district. We interviewed officials 
at Corps headquarters, the New Orleans district office, as well as 
officials assigned to the Interagency Performance Evaluation Task 
Force. We also observed repairs at selected sites in Orleans and St. 
Bernard parishes. To determine the Corps' plans and estimated costs to 
repair pumps and pump stations, restore projects to design grade, and 
complete construction of incomplete portions of previously authorized 
hurricane protection projects, we reviewed documentation of the Corps' 
plans, estimated costs, and results of surveys and reports of damage 
assessments. We also interviewed New Orleans District officials about 
their plans and estimated costs for this work. To determine the Corps' 
plans, timelines and estimated costs to add hurricane project 
enhancements and strengthen the level of hurricane protection, we 
reviewed documentation of plans, estimated timelines and costs, and 
laws authorizing funding and authority to the Corps to make repairs and 
rebuild. We also interviewed New Orleans District officials on their 
plans, timelines and estimated costs for this work. We conducted our 
work between January and July 2006 in accordance with generally 
accepted government auditing standards. 

Results in Brief: 

Through a combination of permanent and temporary measures, the Corps 
restored the level of hurricane protection that existed prior to 
Hurricane Katrina to Orleans, Plaquemines, and St. Bernard parishes by 
June 1, 2006. To restore pre-Katrina levels of protection in a period 
of about 9 months, the Corps worked quickly and in some instances, 
engineered temporary solutions because not all repairs could be 
completed in time. For example, the Corps has plans to build permanent 
gates and pumps at the points where three drainage canals in New 
Orleans meet Lake Pontchartrain. These structures will help stop water 
from the lake surging into the canals during a hurricane. However, 
these permanent structures could not be completed by June 1, 2006, so 
the Corps is installing three interim gated structures and temporary 
pumps that will continue to provide protection to the area for 3 to 5 
years until permanent structures can be constructed. While most repairs 
that were needed to restore protection were completed by June 1, 2006, 
some work was behind schedule. Until this work can be completed, the 
Corps has developed emergency procedures to protect against flooding in 
the event of a hurricane while repair work is ongoing. For example, 
because the construction of one of the interim gates along the 17th 
Street canal in the Orleans East Bank is behind schedule, the Corps 
will drive sheet pile barriers into the canal to block storm surges 
from Lake Pontchartrain in the event of a hurricane. Additionally, all 
repair work completed by June 1, 2006, was performed only on levees and 
floodwalls with obvious damage noted during visual inspections 
conducted after the hurricane. Consequently, the reliability of levees 
and floodwalls adjacent to those that were repaired is still unknown. 
In December 2005, the Corps had estimated that it would cost $841 
million to repair the existing system to pre-Katrina levels. By March 
2006, the Corps had awarded 59 contracts to complete the associated 
repairs for about $801 million. In June 2006, however, the Corps 
revised its cost estimates for this work and expects that when all 
contracted work is completed for these repairs, total costs will exceed 
$1 billion. 

After repairing damaged sections of hurricane protection projects to 
pre-Katrina levels, the Corps plans additional work to repair all 
damaged pump stations; restore to their original authorized design 
heights, those sections of the hurricane protection projects that have 
settled over time; and construct previously authorized but incomplete 
portions of the five hurricane protection projects in the area. 
Specifically, the Corps plans to (1) repair pumps, pump motors, and 
pump stations damaged by the hurricane and subsequent flooding by about 
March 2007; (2) raise all hurricane protection structures to design 
elevation by September 1, 2007; and (3) complete construction of 
incomplete portions of previously authorized projects by September 30, 
2007. The Corps originally estimated that it would cost $59 million to 
repair all damaged pumps, motors, and pump stations. However, to date, 
the Corps has allocated $70 million for the pump repairs. Estimated 
total costs for the other repairs and construction planned by the Corps 
are unknown at this time because the Corps is revising these estimates. 
The Corps had originally allocated $1.1 billion from the December 2005 
emergency supplemental appropriation to cover the cost of additional 
work needed to restore elevation to sections of the hurricane 
protection projects that had settled over time and to complete 
construction of the previously authorized but incomplete segments of 
all five hurricane protection projects in this area. In June 2006, the 
Corps shifted $224 million of these funds to cover the increasing cost 
of repairs, leaving a balance of about $871 million allocated for this 
work. The Corps is also revising the cost estimates for this work to 
reflect design changes, escalating construction costs, and costs to 
fund the portion of the work normally paid by local sponsors. According 
to the Corps, all of these costs may not have been adequately accounted 
for in the original funding allocation. 

In response to new and emerging requirements from a broad range of 
stakeholders, the Corps continues to propose enhancements to existing 
hurricane protection projects as well as new projects to improve and 
strengthen hurricane protection for southeastern Louisiana. 
Implementing these enhancements and strengthening the hurricane 
protection system for southeastern Louisiana is in itself an immense 
challenge. For example, the Corps is concurrently developing options to 
address the Federal Emergency Management Agency's new flood control 
standards; devising solutions to address some of the findings of the 
Interagency Performance Evaluation Task Force; and trying to evaluate 
approaches that will meet the long term needs of local interests as 
well as respond to congressional requirements, as outlined in three 
emergency supplemental appropriations. However, we are concerned that 
the Corps is proceeding with over $7 billion of interim repairs and 
construction without a comprehensive strategy and implementation plan 
to ensure that these various efforts are appropriately coordinated and 
integrated with each other as well as with any future plans for a 
stronger hurricane protection system. Following Hurricane Katrina, the 
Corps established the Interagency Performance Evaluation Task Force and 
Corps officials said they used its findings and lessons learned to 
improve engineering practices. However, the Corps has not indicated 
that it plans to establish a similar organization to help guide its 
interim repair and restoration efforts. While the Corps' preliminary 
technical report issued in July 2006 provides a conceptual framework to 
help stakeholders make decisions about long-term strategies for 
building a stronger and better hurricane protection system for coastal 
Louisiana, it neither provided any details on what needs to be done to 
achieve higher levels of protection nor how current efforts will be 
integrated with future efforts, if authorized. One of the criticisms 
that has arisen from investigations of the existing hurricane 
protection system was that it was a system in name only and was, in 
fact, a series of disjointed projects that did not function together to 
adequately protect the area. To avoid the potential for repeating the 
mistakes of the past and risk creating a set of disjointed projects 
that may not work together, may become redundant or obsolete, and may 
result in an inefficient use of federal funds, we believe that it would 
be imprudent for the Corps to proceed with such a large scale 
multibillion dollar construction project without developing a 
comprehensive strategy and implementation plan to guide its efforts, 
measure progress, and ensure accountability. 

In light of the billions of dollars that Congress has already 
appropriated to rebuild and strengthen existing southeastern Louisiana 
hurricane protection projects, and to ensure the most efficient use of 
these federal resources, we are recommending that the Corps develop a 
comprehensive strategy that incorporates all projects and plans for 
rebuilding and strengthening the system and an implementation plan that 
will achieve that level of protection in a cost-effective manner, 
within a reasonable time frame. We are also recommending that the Corps 
establish an evaluative organization like the Interagency Performance 
Evaluation Task Force, to help the Corps develop a strategic plan, 
monitor progress, and provide expert advice on the construction of a 
stronger and well-integrated hurricane protection system. 

In commenting on a draft of this report, the Department of Defense 
(DOD) generally concurred with both of our recommendations but 
contended that a body like the Interagency Performance Evaluation Task 
Force was not the proper organization to help the Corps develop a 
strategic plan, monitor progress, and provide expert advice on the 
construction of a stronger and well-integrated hurricane protection 
system. The Corps plans to rely on three teams of experts to provide 
independent technical reviews, develop a strategic plan to construct a 
hurricane protection system, and monitor implementation. We believe 
that the Corps' proposal to use three external groups of experts 
satisfies the spirit of our recommendation. 

Background: 

There are five major federally authorized projects comprised of more 
than 350 miles of levees, floodwalls, and other flood control 
structures across six parishes that provide hurricane protection in 
southeastern Louisiana. While construction of hurricane protection 
projects in southeastern Louisiana began almost 60 years ago, 
construction of three major projects began about 40 years ago in the 
1960s. Segments of those were still incomplete when Hurricane Katrina 
struck the area in late August 2005. The projects were designed to 
provide protection from hurricanes with maximum wind speeds of 87 to 
115 miles per hour (115 miles per hour being roughly equivalent to a 
Category 3 hurricane). Hurricane Katrina made landfall with wind speeds 
equivalent to a Category 3 hurricane, or winds up to 127 miles per 
hour, and record high storm surge. To determine the extent of the 
damage to levees and floodwalls caused by Hurricane Katrina, the Corps 
contracted for an initial assessment in September 2005 and a second 
assessment in April 2006. Both assessments were based on visual 
inspections of the levees and floodwalls. For the first assessment, 
engineers walked the levees and floodwalls in Orleans, Plaquemines and 
St. Bernard parishes and looked for damage. The second assessment 
reexamined only those sections that were initially reported to be 
undamaged. The first assessment found 169 miles of damaged levees and 
floodwalls of which 128 miles were moderately damaged and 41 were 
severely damaged or destroyed. Most of the damage was found in 
Plaquemines Parish where 150 miles of levees and floodwalls were 
damaged. The second assessment of those sections initially found to be 
undamaged found additional cracks in the levees, soil erosion near 
floodwalls, and levee heights that had settled below their design 
elevation. Subsequently, the Corps and the contractors conducted 
sampling and other tests to determine the extent of the damage, but 
this was only done where exterior damage--such as cracks, depressions, 
or seepage--was observed. Both assessments documented obvious external 
damage but did not indicate whether other structures without visible 
damage--but similar in design and composition to damaged levees and 
floodwalls--were, in fact, damaged or weakened. 

In its May 2006 draft final report, an independent team sponsored by 
the National Science Foundation reviewed the failures of the hurricane 
protection projects and concluded that the pervasiveness of problems 
and failures calls into question the integrity and reliability of other 
sections of flood protection projects that did not fail during 
Hurricane Katrina. In its June 2006 draft final report, the Interagency 
Performance Evaluation Task Force--a team of 150 experts from the Corps 
and about 50 federal, state, international, academic, and industrial 
organizations--found that repaired sections of levees and floodwalls 
were likely the strongest parts of the system until remaining sections 
could be similarly upgraded and completed. The task force report 
concluded that since there are many areas where protection levels are 
only the same as before Hurricane Katrina, the New Orleans metropolitan 
area remained vulnerable to storm surge and wave conditions equivalent 
to or greater than Hurricane Katrina. 

The most severely damaged portions of the hurricane protection projects 
in the area were found in the three parishes of Orleans, Plaquemines, 
and St. Bernard. Within these three parishes, there are approximately 
243 miles of earthen levees and 26 miles of floodwalls. The 26 miles of 
floodwalls comprised 19 miles of I-walls and 7 miles of T-walls. I- 
walls are vertical concrete barriers anchored to levees by steel sheet 
pile driven vertically into the levees. T-walls are vertical concrete 
barriers with a horizontal concrete base anchored by multiple steel 
beams driven diagonally into the levees and are stronger than I-walls 
(see fig. 1). 

Figure 1: I-wall and T-wall: 

[See PDF for image] 

Source: U.S. Army Corps of Engineers. 

[End of figure] 

Corps officials told us that T-or L-walls[Footnote 4] will be 
constructed to replace floodwalls that were destroyed and need to be 
replaced. 

Corps of Engineers Has the Authority and Responsibility to Rebuild and 
Restore Damage to Hurricane Protection Projects: 

Section 5 of the Flood Control Act of 1941, as amended, commonly 
referred to as Public Law 84-99,[Footnote 5] authorizes the Corps to 
conduct emergency operations and rehabilitation activities when levees 
fail or are damaged during storms. Under the implementing regulations 
for Public Law 84-99, after a storm, the Corps may repair and restore 
federally authorized flood control projects and hurricane protection 
structures, or nonfederal flood control projects that were inspected 
and found to have met federal standards for construction and 
maintenance prior to the flood event.[Footnote 6] Assistance for the 
rehabilitation of hurricane protection structures is limited to repair 
or restoration to the prestorm condition and level of protection (e.g., 
the prestorm elevation/height of levees, allowing for normal 
settlement).[Footnote 7] 

Under Corps policy, damage to federally constructed levees that have 
been completed and officially turned over to a nonfederal sponsor are 
to be repaired with 100 percent of the cost borne by the federal 
government and damage to nonfederally constructed levees are to be 
repaired with 80 percent of the cost borne by the federal government 
and 20 percent by the local sponsor or government. However, in 
September 2005, the Corps noted that Hurricane Katrina had caused 
unprecedented damage and loss of infrastructure in the Gulf Coast 
region. According to the Corps, damage to the region eroded the tax 
base to such an extent that local sponsors would have great difficulty 
funding their share of rebuilding expenses. In response, the Corps 
requested a one-time waiver from the Assistant Secretary of the Army 
for Civil Works from the policy requiring local sponsors to fund 20 
percent of the cost of rehabilitating nonfederal flood and hurricane 
protection projects. For federally authorized projects that were under 
construction when Hurricane Katrina made landfall, the Corps also 
requested a waiver from the policy requirement that local sponsors fund 
a share of the repair cost. In October 2005, the Assistant Secretary of 
the Army for Civil Works approved both requests. In the December 2005 
emergency supplemental, Congress appropriated funding to the Corps to 
repair levees and flood control structures damaged by Hurricane Katrina 
to the level of protection for which they were designed, at full 
federal expense. 

Construction of Earthen Levees Depends on Local Building Materials and 
Soil Foundations: 

Most earthen levees are constructed with a mixture of clay and sand. 
The most commonly used method is to build an earthen embankment sloped 
on both sides and rising to a flat crown (see fig. 2). 

Figure 2: Cross-Section of an Earthen Levee: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); St. Louis Post-Dispatch 
(graphic). 

[End of figure] 

Depending on local conditions and the availability of suitable 
materials, levees can be built in one or more stages. The number of 
stages is generally dependent on the ability of the local soil to 
provide an adequate base, and not sink under the weight of levees, and 
to compact and provide suitable strength. When appropriate conditions 
exist, levees can be built in a single stage. In other cases, levees 
may need to be built in stages (also called lifts) that allow for 
subsidence of the foundation soil or settlement of the fill material. 
Between stages the levees are allowed to settle for up to 5 years. 
Because the soil in southeastern Louisiana has a tendency of settling, 
historically most levees built in the New Orleans area were required to 
be built in three to four stages, and construction took 15 to 20 years. 
Because of the urgency of the repairs that the Corps made after 
Hurricane Katrina, earthen levees in the New Orleans area had to be 
rebuilt in only several months. To do this, the Corps relied on 
mechanical compaction by heavy construction equipment to compensate for 
the normal settlement that would occur over time. 

Building levees quickly can pose risks, however, as was witnessed on 
May 30, 2006, when a 400-foot section of a reconstructed levee in 
Plaquemines Parish slipped 3 to 4 feet under its own weight. Corps 
officials said the underlying soil was weaker than previous tests had 
indicated and was unable to support the weight of the newly constructed 
levee. To provide interim protection, the Corps constructed a small 
earthen berm on top of the levee to return it to approved design height 
by June 7, 2006. 

Current Repairs to the Hurricane Protection Projects Are Limited to 
Prestorm or Previously Authorized Levels of Protection: 

By June 1, 2006, the Corps planned to complete repairs to 169 miles of 
southeastern Louisiana hurricane protection projects to prestorm 
conditions--that is, to repair most levees and floodwalls to the 
condition they were in before Hurricane Katrina. For 128 miles of 
levees with minor or moderate damage, the Corps planned to repair or 
fill scour (erosion) and holes. For 41 miles of levees and floodwalls 
with major damage, or that were completely destroyed, the Corps planned 
to rebuild these damaged sections entirely, including rebuilding to the 
original design grade, plus an allowance for settlement. The Corps only 
planned to repair hurricane-damaged levees and structures and did not 
plan to repair or replace any existing levees or floodwalls unless 
exterior damage was observed. 

The Corps awarded 59 contracts to repair damage in three sections of 
the city of New Orleans (Orleans East Bank, New Orleans East and the 
Inner Harbor Navigation Canal, commonly called the Industrial Canal) 
and the parishes of Plaquemines and St. Bernard. The following sections 
briefly describe the location and damage caused by Hurricane Katrina 
for these five areas and the number of contracts the Corps awarded for 
completing the repairs. 

Orleans East Bank: 

Orleans East Bank is located south of Lake Pontchartrain, from the 17th 
Street Canal to the Inner Harbor Navigation Canal, and along the 
western bank of the Inner Harbor Navigation Canal to the Mississippi 
River. About 19 miles of levees and floodwalls are along the Orleans 
Lakefront, the Inner Harbor Navigation Canal and three drainage canals-
-17th Street, Orleans Avenue, and London Avenue--which drain rainwater 
from New Orleans into Lake Pontchartrain (see fig. 3). 

Figure 3: Orleans East Bank in New Orleans, Louisiana and Repair 
Project Sites: 

[See PDF for image] 

Source: U.S. Army Corps of Engineers; Stanley Consultants. 

[End of figure] 

A total of about one mile of levees and floodwalls were damaged along 
the 17th Street Canal and two sides of the London Avenue Canal. There 
was also intermittent minor erosion, and all 13 of the area's pump 
stations were damaged. The Corps constructed interim sheet pile walls 
at the breach sites along the drainage canals and contracted for the 
construction of permanent T-walls at each of the breach sites. However, 
the Corps was concerned about the integrity of the canal walls that 
were not breached during Hurricane Katrina. The Corps chose to 
construct interim closure structures (gates) where the canals empty 
into Lake Pontchartrain to reduce storm surge from entering the canals 
during hurricanes and storms. According to Corps officials, the Corps 
did not have the authority to construct permanent gates; so, in late 
January and early February 2006, the Corps awarded contracts for the 
construction of three interim gates and 34 pumps along the three 
drainage canals. A total of 12 contracts were awarded for the Orleans 
East Bank area. 

Inner Harbor Navigation Canal: 

The Inner Harbor Navigation Canal is a 5.5 mile long waterway that 
connects the Mississippi River to Lake Pontchartrain. The east and west 
sides of the Industrial Canal are lined by a total of 12.3 miles of 
levees and floodwalls (see fig. 4). 

Figure 4: Inner Harbor Navigation Canal, New Orleans, Louisiana and 
Repair Project Sites: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers; Stanley Consultants. 

[End of figure] 

A total of 5 miles of levees and floodwalls were damaged by Hurricane 
Katrina along the Inner Harbor Navigation Canal. Two breaches occurred 
on the western side of the Inner Harbor Navigation Canal, near the 
intersection of the Gulf Intracoastal Waterway and the Inner Harbor 
Navigation Canal, and two separate large breaches occurred on the lower 
eastern side, resulting in major flooding to New Orleans' Lower Ninth 
Ward. The Corps awarded eight contracts to repair and completely 
rebuild damaged and destroyed levees and floodwalls along the Inner 
Harbor Navigation Canal. 

New Orleans East: 

New Orleans East is bounded by the east bank of the Inner Harbor 
Navigation Canal on the west, Lake Pontchartrain to the north, Bayou 
Sauvage National Wildlife Refuge to the east, and the Gulf Intracoastal 
Waterway to the south. The area has 39 miles of exterior levees and 
floodwalls and eight pump stations (see fig. 5). 

Figure 5: New Orleans East in New Orleans, Louisiana and Repair Project 
Sites: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers; Stanley Consultants. 

[End of figure] 

The hurricane damaged 4.6 miles of levees and floodwalls and all eight 
pump stations. Ten contracts were awarded to repair this damage. 

Plaquemines Parish: 

Plaquemines Parish includes long, narrow strips of land on both sides 
of the Mississippi River between New Orleans and the Gulf of Mexico. 
The Mississippi River levees protect the parish from floods coming down 
the river, and the New Orleans to Venice hurricane protection project 
(portions of which are not yet completed) protects against hurricane- 
induced tidal surges. The distance between these Gulf-side levees, 
called back levees, and the Mississippi River levees is less than 1 
mile, in most places. Plaquemines Parish has a total of 169 miles of 
levees and floodwalls and 18 pump stations (see fig. 6). 

Figure 6: Plaquemines Parish, Louisiana and Repair Project Sites: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers; Stanley Consultants. 

[End of figure] 

In Plaquemines Parish, a total of 150 miles of levees and floodwalls 
were damaged along with 18 pump stations. The Corps awarded 20 
contracts to repair and rebuild levees and floodwalls damaged by 
Hurricane Katrina in Plaquemines Parish. According to the Corps, there 
was considerable erosion scour along the total length of the levees. 
The Mississippi River levees were also damaged by numerous ships and 
barges that crashed into them. Five of the 6 miles of floodwalls along 
the Mississippi River were also destroyed but will be replaced with 
earthen levees because the Corps determined that the underlying 
foundation could not support the weight of a concrete floodwall. 

St. Bernard Parish: 

In St. Bernard Parish, levees and floodwalls extend along the Gulf 
Intracoastal Waterway to the north, along the Mississippi River Gulf 
Outlet to the east and south, and then turn west toward the Mississippi 
River, continuing along the river to the Inner Harbor Navigation Canal 
along the western side. St. Bernard Parish has 30 miles of exterior 
levees and floodwalls, 22 miles of nonfederal interior levees, and 
eight pump stations (see fig. 7). 

Figure 7: St. Bernard Parish and Repair Project Sites: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers; Stanley Consultants. 

[End of figure] 

In St. Bernard Parish, 8 miles of exterior levees and floodwalls were 
damaged, 14 miles of nonfederal interior levees (back levees) were 
damaged and all eight pump stations and two control structures were 
damaged. The Corps awarded nine contracts to repair and rebuild the 
levees, floodwalls, and flood control structures in St. Bernard Parish. 

Independent Research Teams Have Studied the Cause of Hurricane 
Protection Failure: 

Following Hurricane Katrina, several independent review teams began 
studies to determine the cause of hurricane protection failures in 
southeastern Louisiana. These teams included the Interagency 
Performance Evaluation Task Force, Independent Levee Investigation Team 
sponsored by the National Science Foundation, and the American Society 
of Civil Engineers External Review Panel. The Interagency Performance 
Evaluation Task Force and Independent Levee Investigation Team have 
issued preliminary reports of their findings and conclusions. The 
American Society of Civil Engineers External Review Panel was assembled 
to review the Interagency Performance Evaluation Task Force work and 
conclusions. On June 1, 2006, the Interagency Performance Evaluation 
Task Force issued a draft final report that concluded that the levees 
and floodwalls in New Orleans and southeastern Louisiana did not 
perform as a system and that it was a system in name only. According to 
the report, the hurricane system's performance was compromised by the 
incompleteness of the system, the inconsistency in the levels of 
protection, and the lack of redundancy. Inconsistent levels of 
protection were caused by differences in the quality of materials used 
in the levees and variations in elevations due to subsidence and 
construction below design specifications. Corps officials said they 
considered the findings and recommendations of the Interagency 
Performance Evaluation Task Force when making decisions about how to 
repair levees and floodwalls damaged by Hurricane Katrina. 

Billions of Dollars Have Been Appropriated for Post-Katrina Hurricane 
Protection Repairs and Construction: 

The Corps has received over $7 billion dollars to restore hurricane 
protection and complete construction on existing hurricane protection 
projects in southeastern Louisiana through three emergency supplemental 
appropriations.[Footnote 8] In September and December 2005, the Corps 
received a total of $3.299 billion in the second and third emergency 
supplemental appropriations. In September 2005, the second emergency 
supplemental appropriation provided the Corps with $400 million for 
repair of flood control and hurricane protection projects.[Footnote 9] 
In December 2005, the third supplemental appropriation provided the 
Corps with $2.899 billion, of which $2.3 billion was provided for 
emergency response to and recovery from coastal storm damages and 
flooding from hurricanes Katrina and Rita.[Footnote 10] The Corps has 
allocated nearly $2.1 billion to the New Orleans District to repair 
damage to existing hurricane protection, rebuild existing projects to 
original authorized height, and complete unconstructed portions of 
previously authorized hurricane protection projects. In turn, the New 
Orleans District has allocated nearly $1.9 billion for this work. 

In June 2006, through the fourth emergency supplemental appropriation, 
the Congress provided almost $4 billion to the Corps to strengthen the 
region's hurricane defenses and restore areas of coastal wetlands. The 
legislation included specific provisions for southeastern Louisiana 
hurricane protection and flood reduction project enhancements (canal 
closures, selective levee armoring, and storm proofing pump stations), 
and incorporating nonfederal levees in Plaquemines Parish into the 
federal levee system.[Footnote 11] The June 2006 emergency supplemental 
also provided general construction funding that the Corps plans to use 
to, among other things, raise levee heights for certain hurricane 
protection projects in order to certify them in the National Flood 
Insurance Program (also called a 100-year flood level of protection). 
Table 1 summarizes the estimated costs and funds allocated for the 
Corps' planned work to date. 

Table 1: Initial Estimated Costs and Funds Allocated for Corps' Plans 
and Projects: 

Corps plans and projects: Repair damage to existing hurricane 
protection; 
Initial estimated cost: $841 million; 
Funds allocated: $1,018 million[A]. 

Corps plans and projects: Rebuild existing projects to original 
authorized height; 
Initial estimated cost: Not estimated; 
Funds allocated: $342 million[A]. 

Corps plans and projects: Complete unconstructed portions of previously 
authorized hurricane protection projects; 
Initial estimated cost: $529 million; 
Funds allocated: $529 million. 

Corps plans and projects: Repair pumps, pump motors, and pump stations; 
Initial estimated cost: $59 million; 
Funds allocated: $70 million. 

Corps plans and projects: Enhance hurricane protection to provide 
protection from a 100-year flood; 
Initial estimated cost: Not estimated; 
Funds allocated: $495.3 million. 

Corps plans and projects: Enhance hurricane protection to provide 
protection from a Category 5 hurricane; 
Initial estimated cost: Not estimated; 
Funds allocated: Funds have not been allocated. 

Source: GAO analysis of Army Corps of Engineers' budgetary and other 
documents. 

[A] The Corps allocated $801 million to repair damage to existing 
hurricane protection and $566 million to rebuild existing projects to 
original authorized height. In June 2006, the Corps shifted $224 
million from funds allocated to rebuild existing projects to fund 
repair cost increases; that is, the Corps reallocated $217 million to 
fund repairs to the existing hurricane protection and $7 million to 
fund repairs to other hurricane and coastal protection projects. 

[End of table] 

At the Start of the 2006 Hurricane Season, Most Prehurricane Protection 
Had Been Restored to Southeastern Louisiana: 

On June 1, 2006, the Corps reported that 100 percent of prehurricane 
protection levels had been restored to southeastern Louisiana. However, 
work continued on almost half of the contracts because some were behind 
schedule while other contracts were not scheduled to be completed until 
as late as March 2007. In instances where the Corps determined it could 
not complete permanent repairs by June 1, 2006, the Corps installed 
temporary structures or levee supports and developed emergency 
procedures to protect against flooding in the event of a hurricane. The 
Corps originally allocated $801 million for this phase of the repairs; 
however, the current allocation for total costs for this phase is just 
over $1 billion. 

To restore 100 percent of prehurricane levels of protection in 
southeastern Louisiana by the start of the 2006 hurricane season, the 
Corps worked quickly to award contracts for a variety of work to be 
performed in a relatively short period of time. Between October 2005 
and March 2006, the Corps awarded 59 contracts to repair and rebuild 
earthen levees, concrete floodwalls, and other hurricane protection 
structures, and to construct interim repairs in areas where final 
repairs could not be completed by June 1. To complete repairs quickly, 
some contractors worked 24 hours a day, and Corps project managers 
monitored the progress of the work. As of June 1, 2006, the Corps 
reported that 22.7 miles of new levees and 195 miles of scour repairs 
were completed. Although the Corps reported that 100 percent of 
prehurricane levels of protection had been restored by June 1, 2006, as 
of July 18, 2006, 27 of the 59 contracts were not completed. Of those 
27 contracts, the Corps projected that 20 would be completed by 
September 30, 2006, and the remaining 7 contracts would be completed by 
March 2007. The remaining work includes grading, compacting, and 
shaping the levees, as well as grass seeding and fertilizing. 

In some instances, to restore prehurricane levels of protection, the 
Corps decided to change the design of the existing hurricane structure. 
For example, in the Orleans East Bank, the Corps determined that it did 
not have the time to assess the stability of existing canal walls nor 
could it complete repairs to all of the breaches along the drainage 
canals before June 1, 2006. As a result, at a cost of $111 million, the 
Corps decided to install interim gated closure structures (gates) on 
all three canals--17th Street, London Avenue, and Orleans Avenue--where 
they intersect Lake Pontchartrain to prevent storm surge from entering 
the canals and to install 34 temporary pumps to drain floodwaters from 
the Orleans East Bank portion of the city (see fig. 8). According to 
Corps officials, the agency planned to install interim gates and 
temporary pumps because it did not have the authority to install 
permanent gates and pumps under its emergency flood control authority. 
The Corps expects the interim gates and temporary pumps to remain in 
place for 3 to 5 years, after which the Corps will construct permanent 
gates and pumps. The 2006 emergency supplemental appropriation provides 
$530 million for permanent gates and pumps at the three drainage 
canals.[Footnote 12] 

Figure 8: Graphic of Interim Gates and Temporary Pumps: 

[See PDF for image] 

Source: U.S. Army Corps of Engineers. 

[End of figure] 

According to the Corps, the interim gates will be operated manually, 
and the temporary pumps will not be enclosed. If a major storm or 
hurricane should occur, the Corps plans to close the gates when water 
levels in the 17th Street and London Avenue canals reach 5 feet and the 
water level in the Orleans Avenue canal reaches 9 feet. The Corps is 
reviewing the results of recent soil samples collected in the area and 
may change its plans, depending on these results, a Corps official 
said. The temporary pumps being installed by the Corps can only pump 
out a portion of the drainage water that would normally be pumped into 
the canals during a storm event. As a result of the restriction being 
placed on the water levels pumped into the canals and the limited pump 
capacity of the temporary pumps, the Corps has acknowledged that some 
flooding could occur from the heavy rainfall that normally occurs 
during a hurricane. 

In instances where the Corps did not expect permanent repairs to be 
completed by June 1, 2006, the Corps devised some interim and temporary 
solutions to provide the same level of protection that existed before 
Hurricane Katrina. For example, as of June 1, 2006, construction of one 
of the three interim gates--the 17th Street canal gate--was behind 
schedule. The Corps estimated it would be completed by September 15, 
2006. If a hurricane threatens before the interim gate is in place, the 
Corps plans to drive sheet piling in front of the Hammond Highway 
Bridge that crosses the 17th Street canal to close off the canal from 
Lake Pontchartrain. On June 12, 2006, the Corps announced that the 
temporary pumps built for the drainage canals could not provide the 
required pumping capacity. The Corps plans to procure replacement pumps 
with different specifications for the 17th Street canal and repair new 
pumps already installed at the Orleans Avenue and London Avenue canals. 
Under normal conditions, the Corps said it would have conducted 
hydraulic modeling and testing to determine the correct pump 
configuration. The Corps did not perform modeling and testing, 
officials said, because the process can take months, and there was 
insufficient time to do so before the start of the hurricane season. If 
the canals must be closed due to a hurricane, before pumping capacity 
is restored at the drainage canals, the Corps plans to use a 
combination of temporary and portable pumps. 

Similarly, in Plaquemines Parish, the Corps made temporary repairs to 5 
miles of levees along the Mississippi River after the Corps concluded 
that a floodwall located on top of a section of levee was not reliable. 
The Corps decided to add a temporary reinforcement because there was 
not enough time to replace 5 miles of floodwalls before the start of 
the 2006 hurricane season. To provide this interim protection, the 
Corps added compacted clay along the backside of the damaged levee. The 
Corps subsequently determined that the foundation soil in this area 
would be unable to support the weight of floodwalls, so the Corps has 
decided to construct a full earthen levee embankment instead. However, 
this permanent structure is not scheduled to be completed until March 
2007. 

The Corps allocated about $801 million to repair levees and floodwalls 
to pre-Katrina conditions. An additional $217 million was needed to 
fund the $125 million costs to increase the pumping capacity of the new 
temporary pumps for the drainage canals and $92 million to fund such 
things as (1) additional work that has been required on existing repair 
contracts, relating to weakened levees in Plaquemines parish, the three 
drainage canal gates, and two hurricane protection and flood reduction 
projects; (2) contingency measures that had to be implemented until the 
temporary gates on the drainage canals are completed; and (3) costs to 
acquire nearby real estate for construction of the gates and associated 
levees. The Corps allocated these additional funds from the $566 
million that was allocated by the Corps for raising all hurricane 
protection structures to their authorized design elevations, which is 
discussed in greater detail in the next section of this report. 

Cost Estimates for Restoring Southeastern Louisiana Hurricane 
Protection Projects to Originally-Designed Levels and Completing 
Construction of Incomplete Portions Continue to Rise: 

Beyond the repairs that were to be completed by June 1, 2006, the Corps 
has additional plans to continue repairs, restoration, and construction 
activities on other portions of the existing five southeastern 
Louisiana hurricane protection and flood control projects. The Corps 
plans to (1) repair all damaged pumps, motors, and pump stations by 
about March 2007; (2) restore sections of the five hurricane protection 
and flood control projects that have settled over time to their 
original design elevation; as well as (3) complete construction of 
previously authorized but incomplete portions of these hurricane 
protection and flood control projects by September 2007. Although 
$1.165 billion was originally allocated for this work, the Corps 
expects actual costs will be greater because the original allocation 
did not reflect design changes, additional costs to fund the local 
sponsor's share, and rapidly escalating construction costs. Further, in 
June 2006, the Corps shifted $224 million from this allocation to pay 
for the additional costs to repair damaged levees and floodwalls, 
leaving only $941 million for this work. 

The Corps Plans to Repair Damaged Pumps, Motors, and Pump Stations by 
March 2007: 

The Corps plans to repair pumps and pump motors at 66 of 75 pump 
stations damaged by flood waters that were caused by Hurricane 
Katrina.[Footnote 13] The pump stations are located in Orleans, St. 
Bernard, and Plaquemines parishes as well as in neighboring Jefferson 
Parish. Pumps remove storm runoff from city streets. The Corps plans to 
make electrical and mechanical repairs to pumps and motors--such as 
rewiring motors and replacing pump bearings--and structural repairs to 
pump stations, such as repairing roof tops. As of June 2006, the Corps 
had planned to complete repairs to all of these pumps, pump motors, and 
pump stations by March 2007, for an estimated cost of $59 million. 
However, to date, the Corps has allocated $70 million for the pump 
repairs. A Corps project manager said that five contracts have been 
awarded for $7.7 million, as of June 2006, and that he expects to award 
a total of 25 contracts for this work. 

In April 2006, three pump motors that were flooded during Hurricane 
Katrina caught fire during a rainstorm and shut down, raising questions 
about the reliability of other pumps that had also been flooded. The 
possible failure of pumps due to fires combined with (1) the 
restrictions placed on the level of water that can be pumped into the 
canals because of uncertainty about the integrity of the canal 
floodwalls and (2) the reduced capacity of the temporary pumps to 
remove water from the canals has led to widely reported concerns about 
flooding from rainwater during a hurricane. In response to these 
concerns, the Corps accelerated plans to repair all damaged pumps, 
motors, and pump stations. A Corps official estimated it would take 
several weeks to repair each of the larger and older pump motors. The 
Corps plans to repair pumps and pump motors by taking some of them 
offline one at a time, thereby maintaining as much of the available 
pumping capacity at each pumping station as possible. 

Restoration of Hurricane Protection to Authorized Design Elevations Is 
Expected by September 2007: 

The Corps plans to raise the height of all federal and some nonfederal 
levees, floodwalls, and other hurricane protection structures within 
the southeastern Louisiana area, which have settled over the years, to 
their original design elevation by September 1, 2007. In December 2005, 
the Corps surveyed levees not damaged by Hurricane Katrina and 
estimated that about 48 miles of levees were 1 to 2˝ feet below design 
elevation in St. Bernard, Orleans, Plaquemines, and Jefferson parishes. 
The Corps estimated that restoring these levees to their designed 
height would cost $50.8 million. However, the Corps allocated $566 
million from funds provided in the December 2005 emergency supplemental 
appropriation to raise not only the heights of these levees but also 
the heights of floodwalls and other structures in southeastern 
Louisiana, which may have settled over time, to their original design 
height. The primary difference between the Corps' initial cost estimate 
and the funds allocated in the emergency supplemental is the higher 
cost of raising floodwalls and other structures, compared with the cost 
of raising only about 48 miles of levees. In July 2006, the Corps 
estimated that 94 miles of levees, about 16 miles of floodwalls, 89 
gates, and 2 control structures were below design elevation in Orleans, 
Plaquemines and St. Bernard parishes. According to a Corps official, 
the agency is revising the plans and estimated costs for this work to 
include the costs of raising all settled floodwalls and the cost of 
replacing all I-walls with T-walls or L-walls. 

As of July 2006, the Corps had not announced the results of its second 
damage assessment. Currently, this work is still scheduled to be 
completed by September 1, 2007. As of June 2006, funds allocated for 
this work were reduced to $342 million because, as previously 
mentioned, $224 million was shifted to help fund the escalating costs 
to repair damaged levees and floodwalls to pre-Katrina levels by June 
1, 2006, and to fund repairs to hurricane damage at other hurricane 
protection and coastal protection projects. According to a Corps 
official, cost estimates for this work were to be available by July 15, 
2006, after which the Corps plans to determine if it needs to request 
more funds. 

Completion of Previously Authorized but Unconstructed Portions of Five 
Hurricane and Flood Reduction Projects Expected by September 2007: 

By September 30, 2007, the Corps plans to complete the construction of 
all previously authorized but incomplete portions of the five hurricane 
protection and flood reduction projects in southeastern Louisiana. In 
December 2005, the Corps estimated the cost of completing these five 
projects to be $529 million. However, the Corps is revising its cost 
estimates due to escalating construction costs and design changes that 
have occurred since Hurricane Katrina. The Corps' costs will also 
increase because local sponsors are no longer required to share any of 
the costs incurred to complete these projects. Details of the five 
projects are described below. 

Lake Pontchartrain, Louisiana and Vicinity Hurricane Protection 
Project: 

The Lake Pontchartrain and Vicinity Hurricane Protection Project is 
located in St. Bernard, Orleans, Jefferson, and St. Charles parishes in 
southeastern Louisiana, in the vicinity of the city of New Orleans and 
between the Mississippi River and Lake Pontchartrain. The project 
includes a series of control structures, concrete flood walls, and 
about 125 miles of earthen levees designed to protect residents living 
between Lake Pontchartrain and the Mississippi River levees from storm 
surges in the lake (see fig. 9). 

Figure 9: Lake Pontchartrain, Louisiana and Vicinity Hurricane 
Protection Project: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); MapArt (graphic). 

[End of figure] 

This project was designed to provide protection from a standard project 
hurricane (equivalent to a fast-moving Category 3 hurricane). The Flood 
Control Act of 1965[Footnote 14] authorized the project that, at the 
time of Hurricane Katrina, was 90 percent complete in St. Bernard and 
Orleans parishes, 70 percent complete in Jefferson Parish, and 60 
percent complete in St. Charles Parish. The pre-Katrina scheduled 
completion date for this project was 2015, at an estimated cost of $738 
million, where the estimated federal share was $528 million and the 
estimated local sponsor share was $210 million. At the time of the 
storm, estimated costs to complete the remainder of the project were 
$121 million. This estimate is expected to increase due to higher 
construction costs following Hurricane Katrina. 

West Bank and Vicinity, New Orleans, Louisiana Hurricane Protection 
Project: 

The West Bank and Vicinity Hurricane Protection Project is located on 
the west bank of the Mississippi River in the vicinity of the city of 
New Orleans and in Jefferson, Orleans, and Plaquemines parishes. The 
project is designed to provide hurricane protection to residents from 
storm surges from Lakes Cataouatche and Salvador, and waterways leading 
to the Gulf of Mexico. The project encompasses 66 miles of earthen 
levees and floodwalls (see fig. 10). 

Figure 10: West Bank and Vicinity, New Orleans, Louisiana Hurricane 
Protection Project: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); MapArt (graphic). 

[End of figure] 

This project was designed to provide Category 3 level of hurricane 
protection. The Water Resources Development Act of 1986 authorized this 
project.[Footnote 15] At the time of Hurricane Katrina, the project was 
38 percent complete. The pre-Katrina completion date for this project 
was 2016, at an estimated cost of $331 million, where the federal 
estimated share was $215 million and the estimated local sponsor share 
was $116 million. At the time of the storm, estimated costs to complete 
the remainder of the project were $148 million; however, the Corps 
expects the final cost to be much higher. The design for this project 
includes 4 miles of T-walls, and since the cost of T-walls has 
escalated, officials said they expect the cost to complete the project 
will increase as well. 

Larose to Golden Meadow, Louisiana Hurricane Protection Project: 

The Larose to Golden Meadow, Louisiana Hurricane Protection Project is 
located in southeastern Louisiana, about 30 miles southwest of New 
Orleans, along Bayou Lafourche and between the communities of Larose 
and Golden Meadow in Lafourche Parish. The project is a ring-shaped 
levee about 40 miles in length (see fig. 11). 

Figure 11: Larose to Golden Meadow, Louisiana Hurricane Protection 
Project: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); MapArt (graphic). 

[End of figure] 

According to Corps officials, this project was designed to provide a 
100-year level of hurricane protection to about 2,300 acres of 
residential and commercial land and 9,400 acres of agricultural land. 
The Flood Control Act of 1965[Footnote 16] authorized this project 
that, at the time of Hurricane Katrina, was about 96 percent complete. 
The pre-Katrina completion date of this project was 2007, at an 
estimated cost of $116 million, where the federal estimated share was 
$81 million and the estimated local sponsor was $35 million. At the 
time of the storm, estimated costs to complete the remainder of the 
project were $4 million. However, according to the project manager, 
significant settlement has occurred throughout the project and levees 
are between 1 to 1 ˝ feet below design elevation. Further, when this 
project was designed in the early 1970s, a nearby marsh was expected to 
help slow storm surge. Since that time, the local environment has 
changed causing the marsh to disappear and, according to the project 
manager, the Corps is reconsidering the project design and may have to 
recommend raising the height of the levees in order to provide 
authorized levels of protection, which could significantly increase the 
costs of the project. 

Southeast Louisiana Urban Flood Control Project: 

The Southeast Louisiana Urban Flood Control Project is located on the 
east bank of the Mississippi River, in Orleans Parish, and on the east 
and west banks of the Mississippi River, in Jefferson Parish and St. 
Tammany Parish. The project was designed to provide drainage and flood 
protection from a 10-year rainfall event[Footnote 17] and encompasses 
major drainage lines and canals, additional pumping capacity, and new 
pump stations (see fig. 12). 

Figure 12: Southeast Louisiana Urban Flood Control Project: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); MapArt (graphic). 

Note: Shading indicates areas where drainage and flood protection work 
is planned or in progress. 

[End of figure] 

The project was originally authorized by the Energy and Water 
Development Appropriations Act, 1996[Footnote 18] and the Water 
Resources Development Act of 1996.[Footnote 19] At the time of 
Hurricane Katrina, the project was about 60 percent complete. The pre- 
Katrina completion date for this project was 2009, at an estimated cost 
of $908 million, of which the federal estimated share was $678 million 
and the estimated local sponsor share was $230 million. At the time of 
the storm, estimated costs to complete the remainder of the project 
were $225 million (this estimate has been revised to $339 million). 
According to a Corps official, this estimate will increase further 
because costs for engineering and construction have escalated in the 
months following Hurricane Katrina. 

New Orleans to Venice, Louisiana Hurricane Protection Project: 

The New Orleans to Venice Hurricane Protection Project is located along 
the east bank of the Mississippi River from Phoenix, Louisiana--about 
28 miles southeast of New Orleans--down to Bohemia, Louisiana, and 
along the west bank of the river from St. Jude, Louisiana--about 39 
miles southeast of New Orleans--down to the vicinity of Venice, 
Louisiana. The project was designed to provide protection from 
hurricane tidal overflow from a 100-year storm and consists of 87 miles 
of enlarged levees built on the back side of the ring of levees (see 
fig. 13). 

Figure 13: New Orleans to Venice, Louisiana Hurricane Protection 
Project: 

[See PDF for image] 

Sources: U.S. Army Corps of Engineers (data); Stanley Consultants 
(graphic). 

Note: Reaches shown above are back levees. 

[End of figure] 

This project was authorized under the River and Harbor Act of 
1962.[Footnote 20] At the time of Hurricane Katrina, the project was 
about 84 percent complete. The pre-Katrina completion date for this 
project was 2018, at an estimated cost of $253 million, where the 
federal share was $177 million and the estimated local sponsor share 
was $76 million. At the time of the storm, estimated costs to complete 
the remainder of the project were $32 million. According to a Corps 
official, estimated costs to complete this project are expected to 
increase due, in part, to design changes. 

The Corps Lacks a Comprehensive Approach for Planning and Managing the 
Multiple Restoration, Construction, and Future Enhancements Proposed 
for Southeastern Louisiana Hurricane Protection: 

In response to various requirements and directives from stakeholders, 
the Corps has already developed or is in the process of developing a 
number of plans and projects that will further restore, construct, and/ 
or enhance hurricane protection for southeastern Louisiana, to make it 
stronger and better. Constructing these projects may take years and 
require billions of dollars in federal funds. However, the Corps does 
not have a comprehensive strategic plan to ensure that all of these 
efforts are effectively integrated and an implementation plan to ensure 
funding allocations are made in the most efficient manner possible, 
avoiding redundancies and misuse of resources. 

In addition to the repairs and construction activities already 
described in prior sections of this report, a number of requirements 
and directives placed on the Corps over the last several months have 
required it to modify existing plans or develop new plans for hurricane 
protection in southeastern Louisiana: 

* The 2006 emergency supplemental appropriation provided nearly $4 
billion to the Corps to enhance hurricane protection in southeastern 
Louisiana.[Footnote 21] Specific provisions provided $530 million for 
permanent pumps and closures for New Orleans' three drainage canals; 
$350 million for two navigable closures to prevent hurricane surge from 
entering the Inner Harbor Navigation Canal and the Gulf Intracoastal 
Waterway; $250 million to storm-proof existing interior drainage pump 
stations in Jefferson and Orleans parishes; $170 million to armor 
critical sections of New Orleans levees; and $215 million to include 
nonfederal levees in Plaquemines Parish into the federal system, which 
means the levees will be repaired and built to Corps standards and 
eligible for future rehabilitation. These projects are in addition to 
the other work described in prior sections of this report. 

* The 2006 emergency supplemental also appropriated nearly $1.6 billion 
to the Corps to reinforce or replace floodwalls in the New Orleans 
metropolitan area and provided that at least $495 million of the 
amounts appropriated for construction be used to raise levees for the 
Lake Pontchartrain and West Bank levee projects to provide a level of 
protection necessary to satisfy the certification requirements of the 
National Flood Insurance Program (often referred to as the 100-year 
flood standard.) In April 2006, the Federal Emergency Management Agency 
announced the release of new advisory flood elevations for New Orleans 
and the surrounding area based on a 1 percent annual chance of 
flooding, or a 100-year flood. The Corps' restoration plans for 
hurricane protection did not meet these new elevation requirements. In 
response, the Corps revised its plans and estimated costs to raise the 
height of levees and floodwalls to provide the area with a 100-year 
level of protection. The Corps estimated it would need an additional 
$4.1 billion to upgrade all of the floodwalls and raise levees to meet 
the new standard by 2010. The Corps' estimate included $2.5 billion to 
raise the height of levees in all of the New Orleans area, except for 
lower Plaquemines Parish, in some cases by as much as 7 feet, which 
included $900 million to complete other levee work in the area and 
upgrade or replace existing I-walls with T-walls. In lower Plaquemines 
Parish, the estimated cost to replace all I-walls with T-walls is $1.6 
billion. 

* As required by the 2006 Energy and Water Development Appropriations 
Act[Footnote 22] and Department of Defense Appropriations Act,[Footnote 
23] the Corps is conducting a study of flood control, coastal 
restoration, and hurricane protection measures for the southeastern 
Louisiana coastal region. The Corps must propose design and technical 
requirements to protect the region from a Category 5 
hurricane.[Footnote 24] The two laws appropriated a total of $20 
million to the Corps for this study. The Corps was required to provide 
a preliminary technical report to Congress by June 30, 2006 (which was 
issued on July 10, 2006) and a final technical report by December 30, 
2007. The final study must consider alternative designs to protect 
against a storm surge produced by a Category 5 hurricane originating 
from the Gulf of Mexico. According to the Corps, alternatives being 
considered include a structural design consisting of a contiguous line 
of earthen or concrete walls along southern coastal Louisiana, a 
nonstructural alternative involving only environmental or coastal 
restoration measures, or a combination of those alternatives. The 
Corps' July 2006 preliminary technical report did not specifically 
identify which alternatives the Corps would recommend but instead 
provided a conceptual framework for both structural and nonstructural 
components that should be considered in developing long-term solutions 
for the region. Although the cost to provide a Category 5 level of 
protection for the southeastern Louisiana coastal region has not yet 
been determined, it would be in addition to the over $7 billion already 
provided to the Corps in the three emergency supplemental 
appropriations discussed in previous sections of this report. 

* Finally, the Corps is responding to the findings and recommendations 
from the Interagency Performance Evaluation Task Force and its review 
of the existing hurricane protection and why it failed. For example, 
the task force reported that overtopping and erosion caused most 
breaches to levees and floodwalls and recommended armoring to prevent 
scour from overtopping, thereby reducing the chance of breaching. As 
discussed above, the 2006 emergency supplemental appropriation provided 
$170 million to armor critical areas on levees. 

Although the long-term solutions for southeastern Louisiana have not 
yet been determined and may not be decided for some time, the Corps is 
proceeding with over $7 billion of already authorized repair and 
restoration work without a comprehensive strategy to guide its efforts. 
Without such a strategy, we believe that the Corps may end up 
replicating past missteps, which occurred because it was required to 
follow a piecemeal approach to developing the existing hurricane 
protection that, according to experts, is not well integrated. For 
example, the draft final report issued May 2006 by the investigation 
team sponsored by the National Science Foundation stated (1) that there 
was a failure to integrate the individual parts of a complex hurricane 
system, (2) that insufficient attention was given to creating an 
integrated series of components to create a reliable overall system, 
and (3) that projects were engineered and constructed in piecemeal 
fashion to conform to incremental appropriations. In its June 2006 
draft final report, the Interagency Performance Evaluation Task Force 
also concluded that hurricane protection systems should be deliberately 
designed and built as integrated systems to enhance reliability and 
provide consistent levels of protection. 

According to the Corps, the technical report due to the Congress in 
December 2007 will include the long-range strategy that will provide an 
integrated and comprehensive review of flood control, coastal 
restoration, and hurricane and storm damage reduction measures for the 
southeastern Louisiana region, and the preliminary framework for this 
strategy is included in the report provided to the Congress on July 10, 
2006. However, according to a senior Corps official, there is currently 
no other strategic plan in place to guide its efforts. We are concerned 
that the Corps has embarked on a multibillion dollar repair and 
construction effort in response to the appropriations it has already 
received, without a guiding strategic plan, and appears to be simply 
doing whatever it takes to comply with the requirements placed on it by 
the Congress and other stakeholders. Consequently, we are concerned 
that the Corps is once again, during this interim period, taking an 
incremental approach that is based on funding and direction provided 
through specific appropriations and is at risk of constructing 
redundant or obsolete structures that may be superseded by future 
decisions, thereby increasing the overall costs to the federal 
government for this project. 

During the past 4 years, we reported that the Corps' planning for civil 
works projects were fraught with errors, mistakes, and miscalculations 
and used invalid assumptions and outdated data.[Footnote 25] We 
recommended, and the Corps agreed, that an external peer review of its 
plans and decisions was needed, especially for high risk and costly 
proposed projects. In the aftermath of Hurricane Katrina, the Corps 
established the Interagency Performance Evaluation Task Force and used 
the task force's findings and lessons learned to improve its 
engineering practices and policies to provide hurricane protection. 
However, the task force is set to dissolve once its final report is 
released in September 2006, and the Corps has not indicated that it 
plans to establish another similar body to help guide its interim 
repair and restoration efforts, monitor progress, or provide expert 
advice. 

Conclusions: 

Following Hurricane Katrina--one of the largest natural disasters in 
U.S. history--the Army Corps of Engineers rapidly repaired and restored 
almost 169 miles of damaged levees, floodwalls, and other flood control 
structures to prehurricane levels of protection in time for the start 
of the 2006 hurricane season. Now that these urgent repairs have been 
completed, the Corps is beginning to implement a variety of other plans 
to make many additional repairs and enhancements to existing 
southeastern Louisiana hurricane protection projects that may cost 
billions of dollars and take years to complete. Further, additional 
enhancements are being considered to increase the overall level of 
protection for the area to protect against even larger hurricanes that 
may add many billions of dollars and many years to the scope of the 
Corps efforts. 

Currently, the Corps does not know what ultimate level of protection 
will be authorized for southeastern Louisiana and therefore cannot make 
strategic decisions about which components of a hurricane protection 
system will most effectively provide the required level of protection. 
Nonetheless, the Corps has been appropriated over $7 billion to 
continue repairs and construction on five existing hurricane protection 
projects in the area. However, it does not have a comprehensive 
strategy to guide these efforts and appears to be simply doing whatever 
it takes to comply with the requirements placed on it by the Congress 
and other stakeholders. We believe that taking such an incremental and 
piecemeal approach for such a complex and expensive repair and 
restoration project is imprudent and that, even for these interim 
repairs and enhancements, the Corps should be fully considering project 
interrelationships to avoid unnecessary duplication and redundancy, and 
to reduce federal costs. We also believe that relying on an independent 
body like the Interagency Performance Evaluation Task Force to help 
guide and oversee this process will help ensure that the Corps obtains 
objective and reliable support as it implements these authorized 
enhancements to the existing hurricane protection projects. 

Recommendations for Executive Action: 

In order to construct a hurricane protection system that provides the 
appropriate level of protection to southeastern Louisiana and ensures 
the most efficient use of federal resources, we are making the 
following two recommendations: 

The Army Corps of Engineers should develop (1) a comprehensive strategy 
that includes an integrated approach for all projects and plans for 
rebuilding and strengthening the system and (2) an implementation plan 
that will achieve the specific level of protection in a cost-effective 
manner, within a reasonable time frame. 

The Army Corps of Engineers should establish an evaluative organization 
like the Interagency Performance Evaluation Task Force, to assist in 
its efforts in developing a strategic plan, monitoring progress, and 
providing expert advice for constructing a stronger and well-integrated 
hurricane protection system. 

Agency Comments and Our Evaluation: 

We provided a draft of this report to the Department of Defense (DOD) 
for its review and comment. In commenting on a draft of the report, DOD 
concurred with our first recommendation that the Army Corps of 
Engineers develop (1) a comprehensive strategy to integrate projects 
and plans for rebuilding and strengthening hurricane protection and (2) 
an implementation plan that will provide a specific level of protection 
in a cost-effective manner within a reasonable time frame. DOD 
partially concurred with our second recommendation that the Army Corps 
of Engineers establish an evaluative organization to assist in its 
efforts to develop a strategic plan, monitor progress, and provide 
expert advice for constructing a stronger and well-integrated hurricane 
protection system, because it believes that a body like the Interagency 
Performance Evaluation Task Force is not the proper mechanism for this 
work. According to DOD, the Corps will rely on three teams of experts 
to plan and monitor the construction of a hurricane protection system. 
First, an independent technical review person or team will identify, 
explain, and comment on the assumptions underlying the Corps' economic, 
engineering, and environmental analyses for each project, and evaluate 
the soundness of Corps' models and planning methods. Second, the team 
currently reviewing flood control, coastal restoration, and hurricane 
and storm damage reduction measures for the southeastern Louisiana 
region will assist the Corps in developing a strategic plan for 
constructing a stronger and well-integrated hurricane protection 
system. Lastly, the Corps has assembled a Federal Principals Group 
consisting of senior leaders from federal agencies to guide the 
development of a comprehensive plan and monitor implementation of the 
plan. We believe that the Corps' proposal to use three external groups 
of experts satisfies the spirit of our recommendation. DOD's comments 
are included in appendix I. 

We are sending copies of this report to the Honorable Donald H. 
Rumsfeld, Secretary of Defense, and interested congressional 
committees. We will also provide copies to others on request. In 
addition, the report will be available, at no charge, on the GAO Web 
site at [Hyperlink, http://www.gao.gov]. 

If you or your staff have any questions about this report, please 
contact me at (202) 512-3841 or MittalA@gao.gov. Contact points for our 
Office of Congressional Relations and Public Affairs may be found on 
the last page of this report. GAO staff that made major contributions 
to this report are listed in appendix II. 

Signed by: 

Anu Mittal: 
Director, Natural Resources and Environment: 

List of Congressional Committees: 

The Honorable James M. Inhofe: 
Chairman: 
The Honorable James M. Jeffords: 
Ranking Minority Member: 
Committee on Environment and Public Works: 
United States Senate: 

The Honorable Susan M. Collins: 
Chairman: 
The Honorable Joseph I. Lieberman: 
Ranking Minority Member: 
Committee on Homeland Security and Governmental Affairs: 
United States Senate: 

The Honorable Tom Davis: 
Chairman: 
Committee on Government Reform: 
House of Representatives: 

The Honorable David L. Hobson: 
Chairman: 
The Honorable Peter J. Visclosky: 
Ranking Minority Member: 
Subcommittee on Energy and Water Development, and Related Agencies: 
Committee on Appropriations: 
House of Representatives: 

[End of section] 

Appendix I: Comments from the Department of Defense: 

Department Of The Army: 
Office Of The Assistant Secretary Civil Works: 
108 Army Pentagon: 
Washington DC 20310-0108: 

Aug 21 2006: 

Ms. Anu K. Mittal: 
Director: 
Natural Resources and Environment: 
United States Government Accountability Office: 
441 G Street, N.W. 
Washington, D.C. 20548-0001: 

Dear Ms. Mittal: 

This is the Department of Defense response to the GAO draft report, 
"Hurricane Katrina: Strategic Planning Needed to Guide Future 
Enhancements Beyond Interim Levee Repairs," dated July 28, 2006 (GAO 
CODE 360655/GAO 06-934). Comments on the draft report are enclosed. 

Without endorsing the findings of your draft report, I generally agree 
with the recommendations that are included. However, I am concerned 
that the findings and conclusions do not adequately represent how the 
emergency need, strategic planning, and technical challenges go hand in 
hand in determining the best path forward. It is still an emergency 
situation along the Gulf Coast and the Corps of Engineers is moving 
forthright to re-establish lines of defense.' I am extremely confident 
that the repair, restoration, and strengthening of the risk reduction 
measures for the greater New Orleans area are incorporating findings of 
independent review groups and assessing modifications that may be 
needed for the projects to function as an integrated, holistic system. 
The Louisiana Coastal Protection and Restoration (LaCPR) effort is also 
identifying risk reduction measures that can form a system that will 
provide enhanced protection of coastal communities and infrastructure 
and restore coastal ecosystems. The existing measures of repair and 
strengthening are essential to the ultimate survival of one of the 
Nation's great cities and will be integrated components of the holistic 
system. 

Very truly yours, 

Signed by: 

John Paul Woodley, Jr. 
Assistant Secretary of the Army (Civil Works): 

Enclosure: 

GAO Draft Report Dated July 28, 2006 GAO-06-934 (GAO Codes 360655): 

"Hurricane Katrina: Strategic Planning Needed To Guide Future 
Enhancements Beyond Interim Levee Repairs" 

Department Of Defense Comments To The GAO Recommendation: 

Recommendation 1: The GAO recommended that the Army Corps of Engineers 
develop (a) a comprehensive strategy that includes an integrated 
approach for all projects and plans for rebuilding and strengthening 
the system; and (b) an implementation plan that will achieve the 
specific level of protection in a cost-effective manner, within a 
reasonable timeframe. (p. 41/GAO Draft Report): 

DOD Response: Concur. The Corps is actively developing a comprehensive 
watershed strategy for hurricane and storm risk reduction for coastal 
Louisiana and Mississippi. We will ensure the measures for rebuilding 
and strengthening the hurricane projects funded with recent 
appropriations are integrated into the comprehensive system. This work 
is part of an existing project management plan that identifies the 
tasks, schedule, and resources required to implement the system repair 
and strengthening in the most timely and cost-effective manner. 

The Corps has also developed a corporate framework that not only 
incorporates lessons learned in restoring hurricane and storm damage 
reduction in New Orleans, but for application in its nationwide program 
as well. The Corps is committed to comprehensively design, construct, 
maintain, and update its systems with full participation of all 
stakeholders. The Corps will develop a more comprehensive, 
probabilistic method for planning and design of systems that considers 
a broader variety of storm characteristics and storm generated 
conditions. As part of this comprehensive framework, the Corps will 
provide optimized engineered systems with integrated structural and non-
structural risk reduction solutions, across the range of probabilistic 
levels of protection. The Corps is committed to continually reassess 
design standards, rigorously apply internal quality assurance and 
quality control reviews and implement an independent peer review 
process of appropriate planning and design documents, and make 
organizational changes throughout its programs to better plan, 
engineer, construct, operate, maintain, and manage its systems. The 
Corps is further committed to inform and facilitate a national dialog 
with stakeholders and public professionals on establishing public 
protection guidelines, or risk and reliability tolerances, for 
engineered systems. In the research arena, the Corps will focus its 
efforts to improve the resilience of structures, to seek new knowledge 
and capabilities for updating design criteria, and to discover new 
approaches for creating adaptive planning and design capabilities and 
products. 

Further, the Corps has developed a long range strategy that integrates 
and capitalizes on the latest results of the Interagency Performance 
Evaluation Task Force (IPET), the American Society of Civil Engineers' 
(ASCE) External Review Panel (ERP), and National Academies review. This 
is being incorporated with the Louisiana Coastal Protection and 
Restoration (LACPR) effort currently underway. This effort will be a 
comprehensive review of flood control, coastal restoration, and 
hurricane and storm damage reduction measures for the Louisiana coastal 
region, resulting in a technical report to Congress due in December 
2007. A preliminary report was furnished to Congress in July 2006. 

Recommendation 2: The GAO recommended that the Army Corps of Engineers 
establish an evaluative organization like the Interagency Performance 
Evaluation Task Force, to assist in its efforts in developing a 
strategic plan, monitoring progress, and providing expert advice for 
constructing a stronger and well-integrated hurricane protection 
system. (p. 41/GAO Draft Report): 

DOD Response: Partially concur. The Corps of Engineers is currently 
assembling an external peer review group to assist in the evaluation of 
the recently funded repairs and modifications to the hurricane 
protection system and to assist in guiding the development of the 
comprehensive system plan. The expertise to advise the strategic 
planning can be brought to bear without establishing another 
organization. 

The Corps of Engineers values the analyses and assistance being 
provided by the IPET as well as that of other external and independent 
evaluation groups. While the IPET is providing scientific and 
engineering answers to questions about the performance of the New 
Orleans hurricane and flood protection system during Hurricane Katrina 
it is also advising other ongoing efforts including the repair and 
strengthening of the system and the investigation of measures that 
could potentially improve the level of risk reduction. While the IPET 
is a successful example of the independent technical review (ITR) 
process that the Corps of Engineers currently employs for its projects, 
we do not believe it is the proper mechanism for this project. 

ITR is an ongoing part of the Corps' project development process 
intended to confirm that technical work is done in accordance with 
clearly established professional principles, practices, codes and 
criteria. This typically includes but is not limited to: economic and 
environmental assumptions and projections, evaluation data, economic 
analyses, environmental analyses, engineering analyses (including 
hydrology and hydraulics, geotechnical, and structural analyses), 
methods for integrating risk and uncertainty and for conducting trade-
offs, and the use of models in the evaluation of engineering, economic 
and environmental effects. A qualified person or team not involved in 
the day-to-day technical work supporting the development of the project 
performs ITR, including experts from other agencies, universities and 
consultants. Due to the potential risk and the magnitude of the 
hurricane protection system, an external peer review by a qualified 
team outside of the Corps will be conducted to identify, explain and 
comment upon assumptions that underlie economic, engineering, and 
environmental analyses, as well as to evaluate the soundness of models 
and planning methods. 

The Corps of Engineers is also employing a wide array of experts in the 
strategic planning as part of the LACPR effort. The Corps and the State 
of Louisiana have assembled a team of expert scientists and engineers 
from more than 30 organizations including universities, private firms, 
environmental organizations, State and Federal governmental agencies, 
and international groups. 

We have also assembled a Federal Principals Group consisting of senior 
leaders of the applicable Federal agencies to both guide the 
development of our comprehensive watershed plan and monitor 
implementation of the plan. The purpose of the project is to identify 
risk reduction measures that can be integrated to form a system that 
will provide enhanced protection of coastal communities and 
infrastructure, as well as for restoration of coastal ecosystems. The 
scope of the project is to address the full range of flood control, 
coastal restoration, and hurricane protection measures available, 
including those needed to provide comprehensive "Category 5" 
protection. In addition to the experts on the team, a separate team of 
experts from the Corps' Hurricane and Storm Damage Reduction Center of 
Expertise as well as an external group of experts are providing 
support. 

[End of section] 

Appendix II: GAO Contact and Staff Acknowledgments: 

GAO Contact: 

Anu Mittal, (202) 512-3841 or MittalA@gao.gov: 

Staff Acknowledgments: 

In addition to the contact named above, Edward Zadjura, Assistant 
Director; John Delicath, James Dishmon, Doreen Feldman, Christine Frye, 
John Kalmar, Carol Kolarik and Omari Norman made key contributions to 
this report. 

FOOTNOTES 

[1] 33 U.S.C. § 701n(a)(1). 

[2] Developed in 1969, the Saffir-Simpson Hurricane Scale is a 1 to 5 
rating based on a hurricane's maximum sustained winds. For example, a 
Category 5 hurricane has wind speeds greater than 155 miles per hour. 
Prior to this scale, the Corps built systems designed to withstand a 
"standard project hurricane." For some of the projects in southeastern 
Louisiana this was roughly equivalent to a fast-moving Category 3 storm 
with winds from 111 to 130 miles per hour. A standard project hurricane 
was assumed to strike the Louisiana coast once every 200 to 300 years. 

[3] Department of Defense Appropriations Act, 2006, Pub. L. No. 109- 
148, 119 Stat. 2680, 2761 (Dec. 30, 2005). 

[4] An L-wall is similar to a T-wall except that the horizontal 
concrete base and diagonal steel beams are only on the landward side of 
the wall. 

[5] 33 U.S.C. § 701n. 

[6] 33 C.F.R. §§ 203.44-203.45. 

[7] 33 C.F.R. § 203.49(b)(1). 

[8] There have been four emergency supplemental appropriations in 
response to Hurricane Katrina. The first emergency supplemental 
appropriation, Pub. L. No. 109-61, 119 Stat. 1988 (Sept. 2, 2005), was 
used to fund, among other things, other Corps emergency missions, such 
as unwatering. The Corps did not use the appropriation to repair levees 
destroyed or damaged by the storm. The second, third and fourth 
emergency supplementals appropriated funds to the Corps to repair and 
rebuild damage caused by Hurricane Katrina. 

[9] Second Emergency Supplemental Appropriations Act to Meet Immediate 
Needs from the Consequences of Hurricane Katrina, 2005, Pub. L. No. 109-
62, 119 Stat. 1990, 1991 (Sept. 8, 2005). 

[10] Emergency Supplemental Appropriations Act to Meet Immediate Needs 
Arising from the Consequences of Hurricane Katrina, 2005, Pub. L. No. 
109-61, 119 Stat. 2680, 2761-2763 (Dec. 30, 2005). 

[11] Emergency Supplemental Appropriations Act for Defense, the Global 
War on Terror, and Hurricane Recovery, 2006, Pub. L. No. 109-234; 120 
Stat. 418, 453-455 (June 15, 2006). 

[12] Emergency Supplemental Appropriations Act for Defense, the Global 
War on Terror, and Hurricane Recovery, 2006, Pub. L. No. 109-234, 120 
Stat. 418, 454 (June 15, 2006). 

[13] Immediately following Hurricane Katrina, the Federal Emergency 
Management Agency dried and cleaned some flooded pumps and motors in an 
effort to quickly restore prehurricane pumping capacity to the region. 

[14] Pub. L. No. 89-298, § 204, 79 Stat. 1073, 1077. 

[15] Pub. L. No. 99-662, § 401, 100 Stat. 4082, 4128. 

[16] Pub. L. No. 89-298, § 204, 79 Stat. 1073, 1077. 

[17] A 10-year flood means there is a 10 percent annual chance of 
flood. 

[18] Pub. L. No. 104-46, § 108, 109 Stat. 402, 408. 

[19] Pub. L. No. 104-303, § 533, 110 Stat. 3658, 3775. 

[20] Pub. L. No. 87-874, § 203, 76 Stat. 1173, 1184. 

[21] Pub. L. No. 109-234, 120 Stat. 418, 453-55 (June 15, 2006). 

[22] Pub. L. No. 109-103, 119 Stat. 2247 (Nov. 19, 2005). 

[23] Pub. L. No. 109-148, 119 Stat. 2680, 2761 (Dec. 30, 2005). 

[24] Pub. L. No. 109-148, § 5009, 119 Stat. 2680, 2814 (amending Pub. 
L. No. 109-103). 

[25] GAO, Corps of Engineers: Observations on Planning and Project 
Management Processes for the Civil Works Program, GAO-06-529T 
(Washington, D.C.: Mar. 15, 2006). 

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