This is the accessible text file for GAO report number GAO-05-158 entitled 'L.A. Federal Courthouse Project: Current Proposal Addresses Space Needs, but Some Security and Operational Concerns Would Remain' which was released on December 20, 2004. This text file was formatted by the U.S. Government Accountability Office (GAO) to be accessible to users with visual impairments, as part of a longer term project to improve GAO products' accessibility. Every attempt has been made to maintain the structural and data integrity of the original printed product. Accessibility features, such as text descriptions of tables, consecutively numbered footnotes placed at the end of the file, and the text of agency comment letters, are provided but may not exactly duplicate the presentation or format of the printed version. The portable document format (PDF) file is an exact electronic replica of the printed version. We welcome your feedback. Please E-mail your comments regarding the contents or accessibility features of this document to Webmaster@gao.gov. This is a work of the U.S. government and is not subject to copyright protection in the United States. It may be reproduced and distributed in its entirety without further permission from GAO. Because this work may contain copyrighted images or other material, permission from the copyright holder may be necessary if you wish to reproduce this material separately. Report to the Chairmen, Committee on Environment and Public Works and Subcommittee on Transportation and Infrastructure, U.S. Senate: December 2004: L.A. FEDERAL COURTHOUSE PROJECT: Current Proposal Addresses Space Needs, but Some Security and Operational Concerns Would Remain: [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-05-158]: GAO Highlights: Highlights of GAO-05-158, a report to the Chairmen, Committee on Environment and Public Works and Subcommittee on Transportation and Infrastructure, U.S. Senate Why GAO Did This Study: Since the early 1990s, the General Services Administration (GSA) and the federal judiciary have been carrying out a multibillion dollar courthouse construction initiative to address the judiciary’s growing space needs. To plan for and make funding decisions on projects, Congress, the Office of Management and Budget, and GSA have relied on a rolling 5-year plan prepared annually by the judiciary that prioritizes new courthouse projects based on an urgency score. The urgency score is based on the year a courthouse runs out of space, the number of judges without courtrooms, security concerns, and operational inefficiencies. In recent years, the L.A. courthouse had the highest urgency score in the judiciary’s 5-year plan. At a cost of approximately $400 million, the new courthouse is expected to be one of the most expensive projects in the federal government’s courthouse construction program to date. In light of the project’s significance, GAO was asked: (1) To what extent does GSA’s current L.A. courthouse project proposal address the underlying conditions that led to Los Angeles’s high urgency score and (2) what construction and other costs, if any, may be required to meet judiciary and related needs in Los Angeles? The Administrative Office of the U.S. Courts and GSA provided technical comments on this report. What GAO Found: GSA’s current proposal to construct a new courthouse in Los Angeles, while expanding the judiciary’s use of the existing Roybal Federal Building, would address some but not all of the underlying conditions that led to Los Angeles’s high urgency score. For example, it would address the judiciary’s need for additional space and alleviate some security concerns. There would be space to accommodate the 47 current district and magistrate judges and the 14 additional judges expected by 2011, with room to expand, if needed, for additional judges. The new building would also improve security by providing additional holding cells and separate prisoner walkways and elevators. However, the operational and security concerns related to housing a trial court in multiple buildings (split court) that was a significant factor in Los Angeles’s high urgency score would remain. For example, U.S. Marshals Service officials said that a split court would require them to duplicate much of their security equipment and personnel necessary for fulfilling its mission of protecting the courthouses. The Current L.A. Courthouse Proposal Addresses Some Conditions Underlying the Urgency Score: [See PDF for image] [End of figure] To meet judiciary and related needs in Los Angeles, the federal government will likely incur additional construction and operational costs beyond the estimated $400 million for the new courthouse. Like other courthouse projects in recent years, GSA officials acknowledge that there is a potential for the L.A. Courthouse to incur future escalation in construction costs due to changes during the design and construction phases, such as increases in raw material and labor costs. Furthermore, additional construction costs will also be incurred to meet the judiciary’s space needs over the long term. Preliminary estimates by GSA show that these costs may exceed $100 million. For example, GSA will need to build four additional magistrate courtrooms in the Roybal building and renovate the current courthouse to convert courtrooms into office space for the U.S. Attorneys and other federal agencies. GSA also plans a long-term expansion project to construct seven more courtrooms to meet judiciary space needs by 2031. Judiciary officials also acknowledge that a split court would result in additional operational costs due to duplicate offices and staff in the Roybal building and the new courthouse. What GAO Recommends: www.gao.gov/cgi-bin/getrpt?GAO-05-158. To view the full product, including the scope and methodology, click on the link above. For more information, contact Mark L. Goldstein at (202) 512-2834 or goldsteinm@gao.gov. [End of section] Contents: Letter: Results in Brief: Background: Current Proposal Addresses Some Conditions That Led to the High Urgency Score, but Certain Operational and Security Concerns Would Remain: Additional Construction and Operational Costs Beyond the Estimated $400 Million for the New Courthouse Are Likely: Agency Comments and Our Evaluation: Appendix: Appendix I: Briefing Slides: Related GAO Products: Table: Table 1: Urgency Score Criteria: Figures: Figure 1: Conceptual Drawing of Proposed L.A. Courthouse: Figure 2: Urgency Score for Spring Street Courthouse: Figure 3: Colored, Numbered Lines on the Floor of a Secure Hallway Leading from Prisoner Holding Cells to Corresponding Numbered Courtrooms in Los Angeles's Spring Street Courthouse: Abbreviations: AOUSC: Administrative Office of the U.S. Courts: FBF: Federal Buildings Fund: GSA: General Services Administration: L.A.: Los Angeles: Letter December 20, 2004: The Honorable James M. Inhofe: Chairman, Committee on Environment and Public Works: United States Senate: The Honorable Christopher S. Bond: Chairman, Subcommittee on Transportation and Infrastructure: Committee on Environment and Public Works: United States Senate: Since the early 1990s, the General Services Administration (GSA)[Footnote 1] and the federal judiciary have been carrying out a multibillion dollar courthouse construction initiative to address the judiciary's growing needs. In 1993, the judiciary identified 160 court facilities that required either the construction of a new building or a major annex to an existing building. To prioritize requests for these new courthouse projects, Congress, the Office of Management and Budget, and GSA rely on a rolling 5-year plan prepared annually by the judiciary. The 5-year plan ranks projects using a methodology that assigns an urgency score to each project based on four criteria--the year a courthouse runs out of space, the number of judges without courtrooms, security concerns, and operational inefficiencies.[Footnote 2] In recent years, the Los Angeles (L.A.) Courthouse has been ranked as the highest-priority project in the judiciary's 5-year plan based on its high urgency score. Currently, the L.A. Courthouse operations are split between two buildings--the Spring Street Courthouse built in 1938 and the Roybal Federal Building built in 1992. The current proposal is to expand the judiciary's use of the Roybal building for the magistrate judges while constructing a new courthouse to house the district judges. At a cost of approximately $400 million, the new courthouse could be one of the most expensive projects in the federal government's courthouse construction program to date. Because of the project's significance, GAO was asked: 1. To what extent does GSA's current L.A. Courthouse project proposal address the underlying conditions that led to Los Angeles's high urgency score? 2. What construction and other costs, if any, may be required to meet judiciary and related needs in Los Angeles? To determine whether the current project proposal would address the courthouse space, security, and operational concerns in Los Angeles, we inspected the current and planned sites for the U.S. District Court in Los Angeles. We also interviewed judges and officials from the U.S. District Court in Los Angeles, and officials from the Administrative Office of the U.S. Courts (AOUSC), GSA, and U.S. Marshals Service (Marshals Service).[Footnote 3] We reviewed the urgency score criteria developed by the judiciary and planning studies developed for GSA and the judiciary for the L.A. Courthouse project. To obtain information on courthouse construction and other costs, we reviewed relevant laws related to the construction of courthouses, appropriations laws, project prospectuses, and budgetary data. We also interviewed officials from GSA and the judiciary. To ensure the reliability of information presented in this report, we corroborated much of the documentation on construction cost estimates, planning studies and prospectuses, and urgency score criteria through testimonial interviews with GSA and judiciary officials. A list of related GAO reports on courthouse construction appears at the end of this report. We conducted our work from June 2004 through September 2004 in Los Angeles, California, and Washington, D.C., in accordance with generally accepted government auditing standards. This report summarizes the information we provided to your staff during our September 23, 2004, briefing. The briefing slides are included in appendix I. Results in Brief: GSA's current proposal to construct a new courthouse, while expanding the judiciary's use of the existing Roybal building, would address some but not all of the underlying conditions that led to its high urgency score. On the positive side, it would address the judiciary's need for space and alleviate some security concerns, both of which contributed to the L.A. Courthouse's high urgency score. There would be space to accommodate current judges and room to expand to accommodate most of the judges projected in the court's long-range plan. The new building would also improve security by providing additional holding cells and separate prisoner walkways and elevators. However, the operational and security concerns related to a split court, where court functions are housed in multiple buildings in a city, would remain. The current split court was a significant factor in the L.A. Courthouse's high urgency score. For example, judiciary and Marshals Service officials said that prisoners and evidence would need to be transported between the Roybal building and the new building and several court functions would require duplicate staff and offices. To meet the long-term judiciary and related needs in Los Angeles, the government will likely incur additional construction and operational costs beyond the estimated $400 million for the new courthouse. As GSA has experienced cost growth during the design and construction phases of courthouse projects in the past (such as increases in raw material and labor costs), GSA acknowledges that there is a potential for the L.A. Courthouse to incur future escalation in construction costs due to changes during these phases. GSA has also indicated that additional construction funds will be needed to meet the long-term space needs of the judiciary and other related agencies in Los Angeles. Preliminary estimates by GSA show that these costs may exceed $100 million. For example, AOUSC and GSA officials said that four additional magistrate courtrooms will need to be built in the Roybal building and the Spring Street Courthouse will need to be renovated to convert courtrooms into office space for the U.S. Attorneys and other federal agencies. To meet projected judiciary long-term space needs, GSA said that it could construct one district courtroom in the new courthouse and six magistrate courtrooms in the Roybal Building by 2031. Furthermore, GSA and judiciary officials have told us that there will be additional operational costs associated with constructing a new courthouse, although the extent of these costs are unknown at this time. These operational costs could include various moving expenses, leased parking spaces, and relocation of existing federal tenants in the Roybal building. Judiciary officials also acknowledge that a split court would continue to result in additional security and operational costs due to duplicate offices and staff in the Roybal building and the new courthouse. AOUSC, GSA, and the Marshals Service, which is part of the Department of Justice, reviewed a draft of this report. AOUSC and GSA provided technical comments and the Marshals Service did not have any comments. Background: Los Angeles has one of the largest federal court operations in the nation, processing more than 16,000 cases per year and serving an area with more than 11 million people. In downtown Los Angeles, the District Court operations are split between two buildings--the Spring Street Courthouse and the Roybal Federal Building--that are approximately one- quarter mile apart. The Spring Street building, considered by the court to be the main courthouse in Los Angeles, is more than 65 years old and, according to judiciary and GSA officials, requires major renovations and does not currently meet the security or space needs of the judiciary. By contrast, the Roybal building was constructed in the early 1990s and, according to GSA officials, complied with design and security specifications that were in place at the time it was built.[Footnote 4] However, inefficiencies occur because the court's operations are split between these two buildings. Federal courthouse construction projects are prioritized based on urgency scores assigned by the judiciary--the higher the score, the more urgent the project is considered (see table 1). Table 1: Urgency Score Criteria: Criterion: Year courthouse runs out of space; Value: 30 points; Description: The year in which the building was or is projected to be completely occupied by the district court and related components (such as the Marshals Service), as documented in the judiciary's long-range facilities plan or as determined by the Circuit Judicial Council. Criterion: Number of judges without courtrooms; Value: 15 points; Description: Measures the number of judicial officers who currently do not have courtrooms or who are projected not to have them over the next 10 years. Criterion: Security concerns; Value: 30 points; Description: Includes whether the trial court is split into separate facilities, whether there is a secure prisoner drop-off, and whether there are separate walkways and elevators for prisoners, judges, and the public. Criterion: Operational inefficiences; Value: 25 points; Description: Includes physical building conditions--such as inefficiently designed courtrooms with visual obstructions or operations that are split among locations--that cause significant disruptions to court operations. Source: GAO analysis of data from AOUSC. [End of table] The Los Angeles court has the highest urgency score of any project in the 5-year plan due to the space, security, and operational inefficiencies presented by the Spring Street Courthouse. To address these concerns, GSA and the judiciary prepared a series of feasibility studies looking at different options for accommodating the court's long-term needs. One option involved constructing a stand-alone building that would consolidate all of the court operations into a single building. GSA and the judiciary also considered constructing a companion building physically connected to the Roybal building. A third alternative that was studied involved the partial or complete demolition of an existing federal building to provide a site for a new courthouse. According to judiciary and GSA officials, after years of study and debate, these options were not selected because of cost or space limitations. For example, AOUSC noted that a consolidated courthouse would cost approximately $480 million. Currently, GSA is proposing the construction of a new 41-courtroom building, as shown in figure 1, to house district court judges and related operations at a location approximately 6/10 of a mile from the Roybal building. Under this proposal, the judiciary would expand its use of the Roybal building for magistrate and bankruptcy judges and related operations. GSA's plan also involves consolidating the U.S. Attorneys Office in the Spring Street building, along with other federal agencies and grand jury suites. The briefing slides in appendix I also contain a map showing the locations of these sites. Figure 1: Conceptual Drawing of Proposed L.A. Courthouse: [See PDF for image] [End of figure] GSA estimates that constructing the new courthouse will cost approximately $400 million. Funding for this project is contingent on multiple appropriations.[Footnote 5] In fiscal year 2000, the Senate Committee on Environment and Public Works and the House Committee on Transportation and Infrastructure authorized site acquisition and design of the proposed courthouse, and in the following fiscal year Congress appropriated $35 million for this purpose. In fiscal year 2004, the House Committee on Transportation and Infrastructure authorized additional design and construction of the proposed courthouse in Los Angeles. In that same fiscal year, Congress appropriated $50 million for the project[Footnote 6] and appropriated $314 million in fiscal year 2005.[Footnote 7] On November 17, 2004, the Senate Committee on Environment and Public Works also authorized the construction of the new courthouse in Los Angeles. Current Proposal Addresses Some Conditions That Led to the High Urgency Score, but Certain Operational and Security Concerns Would Remain: The current project proposal would address the judiciary's need for more space and alleviate some security concerns, but the operational and security concerns related to a split court that contributed to the L.A. Courthouse's high urgency score would remain. More specifically, while Los Angeles's Spring Street Courthouse received a total score of 85 out of a possible 100 points, making it the most urgent project in the judiciary's 5-year plan, 50 of these points were related to the trial court being split into two buildings, a situation that the new project would not resolve. The L.A. Courthouse on Spring Street received high scores in all four criteria that the judiciary considers in assigning an urgency score (see fig. 2). Because the L.A. Courthouse ran out of space in 1995, the judiciary assigned the courthouse a score of 19.5 points using its urgency scoring methodology. In addition, court officials projected that seven judges would not have their own courtrooms within 10 years, resulting in 10.5 points for number of judges without courtrooms. Figure 2: Urgency Score for Spring Street Courthouse: [See PDF for image] [End of figure] The Spring Street building also received the maximum possible scores for security concerns and operational inefficiencies (30 and 25 points, respectively) because the trial court is split between two separate buildings and, according to the judiciary, the Spring Street building lacks a sufficient number of holding cells for prisoners. According to judiciary officials, it is also difficult to keep prisoners separate from judges and the public in the hallways. To address this last problem, the courthouse has colored, numbered lines designed to guide the U.S. Marshals as they lead prisoners from the detention cells to the courtrooms (see fig. 3). However, court officials said that this system is too confusing and difficult to follow through the narrow halls. Furthermore, many of the building's courtrooms are less than half the size required under the U.S. Courts Design Guide[Footnote 8] or have major visual obstructions. Figure 3: Colored, Numbered Lines on the Floor of a Secure Hallway Leading from Prisoner Holding Cells to Corresponding Numbered Courtrooms in Los Angeles's Spring Street Courthouse: [See PDF for image] [End of figure] The current proposal--constructing a new courthouse and expanding the judiciary's use of the Roybal building--addresses some of the conditions that led to the high urgency score. For example, it addresses the judiciary's space constraints by providing additional courtrooms--sized to meet the Design Guide standards--to accommodate the 47 current district and magistrate judges and the 14 additional judges expected by 2011. According to GSA officials, there is also room to build an additional district judge courtroom in the new building and additional magistrate judge courtrooms in the Roybal building to address the judiciary's projected 30-year needs. In addition, the proposal addresses some of the more serious security and operational inefficiencies associated with the Spring Street building, such as providing additional prisoner holding cells, secure prisoner elevators, and separate, secured hallways for prisoners, judges, and the public. Marshals Service officials also told us that a split court would be acceptable from a security standpoint, provided the Marshals Service security standards are followed.[Footnote 9] In addition, the court would receive the operational benefits of a new building, and under the current proposal, avoid the major structural deficiencies of using the 66-year-old Spring Street building as a courthouse. For example, according to the judiciary and GSA, the Spring Street building has outdated electrical and plumbing systems and requires a seismic retrofit to meet GSA's standards. In contrast, the Roybal Federal Building, which was constructed in the early 1990s, was designed to meet modern operational and security requirements. For example, it is connected to the Metropolitan Detention Center, which houses federal prisoners prior to arraignment and trial, via a secure underground passageway, so that prisoners do not have to be led through public areas on their way to and from the Roybal building cell block. The current proposal's major limitation is that it would still result in a split court, even though consolidating the district court into a single building was one of the main priorities in the judiciary's most recent long-range plan for Los Angeles, published in 1996. Operational and security concerns stemming from a split court led to 50 of the 85 points in the Spring Street Courthouse's urgency score. For example, the building received the maximum possible security score (30 points) because the trial court was split between two buildings--the Roybal building and Spring Street Courthouse. With the court still split between buildings under the current proposal, related operational inefficiencies and security concerns would remain. According to AOUSC and Marshals Service officials, operational inefficiencies would include the need to continue to transport judges, prisoners, and evidence between buildings; confusion among jurors and attorneys over which facility they should report to; and possible delays, misrouting, and loss of time-sensitive documents (such as restraining orders) as they flow between buildings. A split court would also require duplication of several offices and activities. For example, Marshals Service officials said that a split court would require them to replicate much of their security equipment and contract guards to operate the equipment and protect each building. We noted during our review that the judiciary refined its urgency scoring methodology in March 2002 and gave less weight to split court factors. In the judiciary's current 5-year plan, 26 projects are scored under the original methodology and 31 are scored under the refined methodology. The L.A. Courthouse was scored under the original methodology and has not officially been rescored. As a result, we use the original methodology to discuss the L.A. Courthouse's urgency score in this report. In September 2004, the Judicial Conference adopted a 2- year moratorium on 42 courthouse construction projects currently listed on the judiciary's 5-year plan. During this moratorium period, AOUSC officials said that they plan to re-evaluate the urgency scoring methodology as part of a larger review of the design guide standards and the courthouse construction planning process. Additional Construction and Operational Costs Beyond the Estimated $400 Million for the New Courthouse Are Likely: To meet the long-term judiciary and related needs in Los Angeles, the federal government will likely incur additional construction and operational costs beyond the estimated $400 million for the new courthouse. These funds are designated for costs associated with the proposed courthouse, including the site acquisition and the design and construction costs. However, GSA recognizes that in recent years other courthouse construction projects have had cost escalations. Cost escalations may occur because of planning or design problems, such as changes in the scope or specific design elements in a project, or they may be the result of changes outside of the control of the planners, such as increases in the cost of labor or particular construction materials, such as steel. GSA has initiated actions intended to mitigate this problem, including improving the design modeling process and more closely reviewing project changes during construction. Nevertheless, GSA acknowledges that a potential still exists for all courthouse projects, including the L.A. Courthouse, to incur future escalation in construction costs. In addition to construction costs for the new courthouse, GSA has indicated that additional funds will be needed for construction related to the long-term space needs of the judiciary and other related agencies in Los Angeles. Preliminary estimates from GSA show that these additional costs may exceed $100 million. Specifically: * To accommodate the anticipated need for additional magistrate judge courtrooms, GSA told us that it will need to build four additional magistrate courtrooms in the Roybal building to increase the total number of magistrate courtrooms from 16 to 20. GSA has estimated the cost of this renovation to be approximately $10 million. * Once the District Court moves out of the Spring Street Courthouse and into the new courthouse, GSA said that it will need to renovate the Spring Street building to convert courtrooms into office space for U.S. Attorneys and other federal agencies. The costs for this project are not currently known, but a 1997 GSA study estimated the cost to be approximately $77 million in 2003 dollars. However, according to GSA, the Spring Street building will require major renovations, whether the judiciary or other federal agencies use it. * GSA estimates the costs associated with future expansion in the Roybal building and the new courthouse needed to meet expected judiciary space needs by 2031 to be $21 million. According to GSA, this expansion, if necessary, would involve constructing six additional magistrate courtrooms and judges' chambers in the Roybal building and one district courtroom and judge's chambers in the proposed new courthouse. GSA and judiciary officials have also told us that there will likely be additional operational costs associated with constructing a new courthouse, although the extent of these costs is currently unknown. These officials indicated that there will be moving expenses for the judiciary to relocate to the new courthouse as well as to place all the magistrate judges in the Roybal building. According to GSA officials, the judiciary may also need to lease offsite parking spaces to accommodate court needs, although the total number of parking spaces needed, if any, is unknown at this time. In addition, in order to accommodate additional magistrate courtrooms in the Roybal building, GSA officials indicated that there may be a need to relocate some of the existing federal tenants to leased space or to another federal building in downtown Los Angeles. Judiciary officials in Los Angeles also expressed concerns about additional operational costs that would be incurred as the result of a split court. According to the judiciary, some of the office space and/ or staff that would be duplicated in both the new courthouse and the Roybal building include the clerk's office, pretrial services, jury assembly, Marshals Service, and the U.S. Attorneys Office. The additional costs associated with duplicating these offices are unknown at this time because a larger staff and more equipment would be necessary in a consolidated courthouse due to its larger size. However, judiciary officials also acknowledge that a split court would result in higher costs due to operational inefficiencies, including additional travel time between buildings for movement of staff, evidence, and prisoners. Agency Comments and Our Evaluation: We provided AOUSC, GSA, and the Department of Justice with draft copies of this report for their review and comment. AOUSC and GSA provided technical clarifications, which were incorporated as appropriate. The Marshals Service, which is part of the Department of Justice, said that it did not have any comments on the draft. We are providing copies of this report to the appropriate congressional committees, AOUSC, GSA, and the Marshals Service. We will also make copies available to others upon request. In addition, the report will be available at no charge on the GAO Web site at [Hyperlink, http://www.gao.gov]. If you or your staff have any questions about this report, please contact me on (202) 512-2834, or at [Hyperlink, goldsteinm@gao.gov], or David Sausville, Assistant Director, on (202) 512-5403, or [Hyperlink, sausvilled@gao.gov]. Other contributors to this report were Keith Cunningham, Jessica Lucas- Judy, Susan Michal-Smith, Alwynne Wilbur, and Dorothy Yee. Signed by: Mark L. Goldstein: Director, Physical Infrastructure Issues: Appendixes: [End of section] Appendix I: Briefing Slides: Proposed Los Angeles Courthouse: Project Briefing for the Committee on Environment and Public Works and Subcommittee on Transportation and Infrastructure: U.S. Senate: September 23, 2004: Introduction: * Los Angeles has one of the largest federal court operations in the nation, processing approximately 16,000 cases per year and serving an area with more than 11 million people. * The U.S. District Court in Los Angeles is ranked as the highest priority project in the judiciary's 5-year construction plan[NOTE 1] based on its high urgency score--a measure of a court's space, security, judges impacted, and operational deficiencies. * The Los Angeles courthouse project could be one of the most expensive projects in the federal government's multi-billion dollar courthouse construction program. * Many of the Los Angeles court's deficiencies are based on the growth of the court, the inefficiencies caused by operating a split court, [NOTE 2] and the fact that the Spring Street building is 66 years old- -it requires major renovations and does not meet today's security needs. * According to the judiciary's plan, one of the court's main priorities in Los Angeles was to consolidate district court operations (i.e., district judges, magistrate judges, and the district court clerk's office) into one building. Objectives: Because of the project's significance, GAO was asked: 1. To what extent does the current Los Angeles courthouse project proposal address the underlying conditions that led to Los Angeles's high urgency score? 2. What construction and other costs, if any, may be required to meet judiciary and related needs in Los Angeles? Scope and Methodology: * Inspected the current and planned sites for the U.S. District Court- -Central District of California, Los Angeles. * Interviewed judges and officials from the U.S. District Court-- Central District of California, Los Angeles; and officials from the Administrative Office of the U.S. Courts (AOUSC), General Services Administration (GSA), and U.S. Marshals Service (USMS). * Reviewed key documents, including urgency score criteria, planning studies, prospectuses and other budget data. * Conducted our work in Los Angeles, CA; and Washington, D.C.; from June through September, 2004, in accordance with generally accepted government auditing standards. Results in Brief: * GSA's current proposal to construct a new building, while continuing to use the existing Roybal Building, would address the judiciary's need for space and alleviate some security concerns. However, the operational and security concerns related to a split court that resulted in a high urgency score would remain. * To meet the long-term judiciary and related needs in Los Angeles, the government will likely incur significant construction and operational costs beyond the estimated $400 million for the new courthouse. Preliminary estimates show that these additional costs may exceed $100 million. Background: U.S. District Courthouses--Los Angeles: Spring St. Courthouse: [See PDF for image] Source: GAO. [End of figure] Opened in 1938; 765,000 square feet; Current major tenants: U.S. District Court, U.S. Attorneys, USMS, U.S. Circuit Court, GSA. Roybal Federal Building: [See PDF for image] Source: GAO. [End of figure] Opened in 1992; 1.2 million square feet; Current major tenants: U.S. Bankruptcy Court, U.S. District Court, U.S. Circuit Court of Appeals Satellite Library, USMS, Drug Enforcement Administration, U.S. Equal Employment Opportunity Commission. Background: New Los Angeles Courthouse Proposal: GSA is proposing: * Constructing a new 41-courtroom building for district court judges and related operations, * Retaining the use of the Roybal Federal Building for magistrate and bankruptcy judges and related operations, and: * Consolidating the U.S. Attorneys Office in the Spring St. building,[NOTE 3] along with other federal agencies and grand jury suites. Background: Current and Proposed Federal Court Buildings in Los Angeles: [See PDF for image] Source: GAO analysis of GSA and Los Angeles Court maps. [End of figure] Background: New Los Angeles Courthouse Proposal: GSA estimates the new building will cost about $400 million.[NOTE 4] * $35 million was authorized in 2000 and then appropriated in fiscal year 2001 for site acquisition and design. * $50 million was appropriated in fiscal year 2004 and authorized by the House authorizing committee, but GSA said that it has not been authorized by the Senate. * $314 million was proposed in the President's budget, included in the fiscal year 2005 House & Senate appropriations bills, [NOTE 5] and authorized by the House authorizing committee. Project Urgency: Findings: * The current project proposal would address the judiciary's need for space and alleviate some security concerns, but the operational and security concerns related to a split court that contributed to the Los Angeles Court's high urgency score, would remain. Urgency Score Methodology: Criterion: Year courthouse runs out of space; Value: 30 points; Description: The year in which the building was or is projected to be completely occupied by the district court and related components, as documented in the judiciary's long-range facilities plan or as determined by the Circuit Judicial Council. Criterion: Number of judges without courtrooms; Value: 15 points; Description: Measures the number of judicial officers who currently do not have courtrooms or who are projected not to have them over the next 10 years. Criterion: Security concerns; Value: 30 points; Description: Includes whether the trial court is split into separate facilities, whether there is a secure prisoner drop-off, and whether there are separate walkways and elevators for prisoners, judges, and the public. Criterion: Operational inefficiencies; Value: 25 points; Description: Includes physical building conditions--such as inefficiently designed courtrooms with visual obstructions or operations that are split among locations--that cause significant disruptions to court operations. [End of table] Urgency Score for Los Angeles Court's Spring Street Building: [See PDF for image] Source: GAO analysis of data from AOUSC. [End of figure] The Spring St. Courthouse has a total score of 85 out of 100, which is the highest score of any of the projects in the judiciary's 5-year plan. Project Urgency: Benefits of Current Proposal: * The current proposal addresses the judiciary's space constraints by providing enough courtrooms for current judges and those expected by 2011, with room to expand to accommodate six additional magistrate judge courtrooms and one additional district judge courtroom. * USMS[NOTE 6] officials said that a split court, although not ideal, would be acceptable from a security standpoint if its design manuals are followed. For example, the new building would provide more secure judge and prisoner circulation patterns and increase the number of holding cells. * The court would also receive the operational benefits of a new building, avoiding major structural deficiencies (e.g., seismic vulnerability and old electrical systems). Project Urgency: Limitations of Current Proposal: * Under the current proposal, the court would remain split between two buildings, even though consolidating the district court into one building was one of the main priorities identified in the judiciary's plan for Los Angeles. * According to the judiciary and the USMS, a split court causes major operational inefficiencies. -Judges, prisoners, and evidence would need to be transported between buildings, and: -Many offices and activities would likely be duplicated. Project Urgency: Impact of Split Court: The split court factors accounted for 50 of the 85 points the Los Angeles Court received under the judiciary's urgency scoring methodology. (The split court accounted for all 30 points for security concerns and 20 of the 25 for operational considerations.) Note: During our review, officials from AOUSC informed us that the judiciary refined its methodology for scoring urgency in March 2002. Under the refined methodology, the impact of a split court on a project's urgency score is noticeably reduced. The current 5-year plan has 26 projects scored under the original methodology and 31 projects scored using the refined one. The Los Angeles location was scored under the original methodology. Further analysis by GAO would be needed to assess the soundness of this approach and its impact on priorities in the 5-year plan. Other Costs: Findings: To meet long-term judiciary and related needs in Los Angeles, the government will likely incur additional construction and operational costs beyond the estimated $400 million for the new courthouse. The extent of these costs is unknown, but preliminary estimates show that they may exceed $100 million. Other Costs: Current Expenditures: * On the basis of funding already appropriated or requested, $400 million is designated for the site acquisition, design, and construction costs related to the proposed courthouse. * On all courthouse construction projects, including Los Angeles, there is a potential for future escalation in costs due to design and planning changes during the construction process. * According to GSA, cost escalations and scope changes for courthouse projects have been a nationwide concern in recent years, although GSA has initiated actions intended to address this problem. Additional Construction Costs: Description: Renovation of Roybal building to accommodate 4 additional magistrate judge courtrooms. Preliminary cost estimates: $10 million. Description: Renovation of Spring St. Courthouse into office space for U.S. Attorneys and others. Preliminary cost estimates: Costs unknown at this time. (A 1997 GSA study estimated costs of $77 million in 2003 dollars.) Description: Future expansion in Roybal and new courthouse to meet judiciary needs by 2031. Preliminary cost estimates: $21 million. Description: Moving expenses for the judiciary. Estimated costs: 40 courtrooms at $10,000 per courtroom, and $3.00 - $3.50 per square foot for office space. Source: GSA. [End of table] Additional Operational Costs: Description: Leased parking to accommodate judiciary needs at new building. Estimated costs: $180 per space per month. (Total number needed, if any, is unknown at this time.) Description: Relocation of existing federal tenants in the Roybal building. Estimated costs: Costs unknown at this time. Description: Redundant court offices and staff in the new courthouse and the Roybal building. Estimated costs: Costs unknown at this time. Source: GSA. [End of table] Split Court Would Result in Costs Due to Operational Inefficiencies: * According to the judiciary, with the exception of the probation office, five other court and related offices would require staff and/or offices in both the new courthouse and Roybal. * These five offices include: 1. Clerk's Office; 2. Pretrial Services; 3. USMS; 4. U.S. Attorneys Office; 5. Jury Assembly. * The total costs associated with duplicating these offices are unknown at this time. Concluding Observations: Although the current proposal addresses the judiciary's space needs, the security and operational concerns that led to Los Angeles's high urgency score will remain and GSA is likely to need significant additional funding to fully address judiciary and related needs in Los Angeles. NOTES: [1] The judiciary uses its 5-year plan to prioritize requests for new courthouse projects to Congress and to GSA, the federal government's central agency for real property operations. [2] Split court refers to a court that has functions housed in multiple buildings in a city. [3] The U.S. Attorneys Office is related to the judiciary because it is integral to the operations of the U.S. District Court, but is part of the U.S. Department of Justice. [4] This amount includes construction, site acquisition, design, and management inspection. [5] H.R. 5025 and S. 2806, 108th Congress. [6] USMS provides security for the federal judiciary, including courthouses, and prisoner transport. [End of section] Related GAO Products: [End of section] General Services Administration: Factors Affecting the Construction and Operating Costs of Federal Buildings. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-03-609T] Washington, D.C.: April 4, 2003. High-Risk Series: Federal Real Property. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-03-122] Washington, D.C.: January 1, 2003. Courthouse Construction: Information on Courtroom Sharing. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-02-341] Washington, D.C.: April 12, 2002. Courthouse Construction: Sufficient Data and Analysis Would Help Resolve the Courtroom-Sharing Issue. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-01-70] Washington, D.C.: December 14, 2000. Courthouse Construction: Better Courtroom Use Data Could Enhance Facility Planning and Decisionmaking. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/GGD-97-39] Washington, D.C.: May 19, 1997. Courthouse Construction: Information on the Use of District Courtrooms at Selected Locations. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/GGD-97-59R] Washington, D.C.: May 19, 1997. Courthouse Construction: Improved 5-Year Plan Could Promote More Informed Decisionmaking. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/GGD-97-27] Washington, D.C.: December 31, 1996. Federal Courthouse Construction: More Disciplined Approach Would Reduce Costs and Provide for Better Decisionmaking. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/T-GGD-96-19] Washington, D.C.: November 8, 1995. General Services Administration: Better Data and Oversight Needed to Improve Construction Management. [Hyperlink, http://www.gao.gov/cgi- bin/getrpt?GAO/GGD-94-145] Washington, D.C.: June 27, 1994. Federal Judiciary Space: Progress is Being Made to Improve the Long- Range Planning Process. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/T-GGD-94-146] Washington, D.C.: May 4, 1994. Federal Judiciary Space: Long-Range Planning Process Needs Revision. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/GGD-93-132] Washington, D.C.: September 28, 1993. New L.A. Federal Courthouse: Evidence is Insufficient to Suggest that Congress Reconsider Its Approval. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO/GGD-88-43BR] Washington, D.C.: March 23, 1988. (543104): FOOTNOTES [1] GSA is the federal government's central agency for real property operations, including federal courthouse construction. [2] In September 2004, the Judicial Conference adopted a 2-year moratorium on 42 courthouse construction projects currently listed on the judiciary's 5-year plan. [3] The Marshals Service provides security for the federal judiciary, including physical protection of courthouses and prisoner transport. [4] AOUSC officials said that, while the Roybal building meets security standards, it does not comply with current U.S. Courts Design Guide and accessibility standards. [5] GSA requests funding for courthouse projects as part of the President's annual budget request to Congress. These projects are financed through the Federal Buildings Fund (FBF), a revolving fund used, among other things, for GSA's courthouse projects. Under the Public Buildings Act of 1959, as amended, GSA is required to submit to the House Committee on Transportation and Infrastructure and the Senate Committee on Environment and Public Works detailed project descriptions, called prospectuses, for authorization by these committees when the proposed construction, alteration, or acquisition of a building to be used as a public building exceeds a specified threshold. For example, in fiscal year 2005, GSA identified the prospectus threshold as $2,360,000. The statute further provides that these committees should review and approve individual projects before Congress appropriates funds. In practice, however, some projects are authorized after appropriations have been made. [6] GSA's appropriation for fiscal year 2004 was contained in the Consolidated Appropriations Act of 2004, P.L. 108-199, 118 Stat. 3 (2004). Section 168(b) of Division H of the Consolidated Appropriations Act of 2004 included a provision rescinding an amount equal to 0.59 percent of the budget authority for any discretionary account in the act. According to a March 4, 2004, Office of Management and Budget report specifying the amount and account of each rescission in the Consolidated Appropriations Act, there was a rescission of $3,403,000 of budget authority for the FBF from which an appropriation is made for the construction of courthouses. The Office of Management and Budget report did not specify the amount of the rescission for the L.A. Courthouse. [7] GSA's appropriation for fiscal year 2005 is contained in the Consolidated Appropriations Act of 2005, P.L. 108-447, 118 Stat. 2809 (2005). P.L. 108-447 appropriates from the FBF $314,385,000 for new construction for the Los Angeles Courthouse. There are two rescissions that may affect the final amount that is funded for the courthouse. The first is a rescission of $106,000,000 of the amounts made available from the FBF for new construction and repairs and alterations. The second rescission is an across-the-board rescission of budget authority of 0.8 percent for most agencies, including GSA. [8] The U.S. Courts Design Guide specifies the judiciary's criteria for designing new court facilities. The guide was first developed in 1991 through a cooperative effort between the judiciary and experts in space planning, security, acoustics, mechanical-electrical systems, and automation, and is periodically reviewed and updated. [9] Marshals Service security standards are detailed in its Requirements and Specifications for Special Purpose and Support Space Manual. GAO's Mission: The Government Accountability Office, the investigative arm of Congress, exists to support Congress in meeting its constitutional responsibilities and to help improve the performance and accountability of the federal government for the American people. 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