This is the accessible text file for GAO report number GAO-06-628T 
entitled 'National Saving: Current Saving Decisions Have Profound 
Implications for Our Nation's Future Well-Being' which was released on 
April 7, 2006. 

This text file was formatted by the U.S. Government Accountability 
Office (GAO) to be accessible to users with visual impairments, as part 
of a longer term project to improve GAO products' accessibility. Every 
attempt has been made to maintain the structural and data integrity of 
the original printed product. Accessibility features, such as text 
descriptions of tables, consecutively numbered footnotes placed at the 
end of the file, and the text of agency comment letters, are provided 
but may not exactly duplicate the presentation or format of the printed 
version. The portable document format (PDF) file is an exact electronic 
replica of the printed version. We welcome your feedback. Please E-mail 
your comments regarding the contents or accessibility features of this 
document to Webmaster@gao.gov. 

This is a work of the U.S. government and is not subject to copyright 
protection in the United States. It may be reproduced and distributed 
in its entirety without further permission from GAO. Because this work 
may contain copyrighted images or other material, permission from the 
copyright holder may be necessary if you wish to reproduce this 
material separately. 

Testimony: 

Before the Subcommittee on Long-term Growth and Debt Reduction, 
Committee on Finance, United States Senate: 

United States Government Accountability Office: 

GAO: 

For Release on Delivery Expected at 2:30 p.m. EST: 

Thursday, April 6, 2006: 

National Saving: 

Current Saving Decisions Have Profound Implications for Our Nation's 
Future Well-Being: 

Statement of Thomas J. McCool, Director, Center for Economics, Applied 
Research and Methods: 

National Saving: 

GAO-06-628T: 

GAO Highlights: 

Highlights of GAO-06-628T, a testimony to Subcommittee on Long-term 
Growth and Debt Reduction, Committee on Finance, United States Senate: 

Why GAO Did This Study: 

The Chairman of the Senate Committee on Finance asked GAO to testify on 
our nation’s low saving and discuss the implications for long-term 
economic growth. 

National saving—the portion of a nation’s current income not 
consumed—is the sum of saving by households, businesses, and all levels 
of government. National saving represents resources available for 
investment to replace old factories and equipment and to buy more and 
better capital goods. Higher saving and investment in a nation’s 
capital stock contribute to increased productivity and stronger 
economic growth over the long term. 

What GAO Found: 

Our nation faces a number of deficits, including our nation’s budget 
deficit, a saving deficit, and a current account deficit. 
Unfortunately, America has been heading in the wrong direction on all 
three deficits in recent years. 
* In 2005 our nation’s budget deficit was around $318 billion or
2.6 percent of GDP. 
* For the first time since 1934, net national saving declined to less 
than 1 percent of GDP and the personal saving rate was slightly 
negative in 2005 (see figure).
* While the United States has run a current account deficit—or borrowed 
to finance domestic investment—over most of the last 25 years, the 
current account deficit hit an all time record—
$782 billion, or over 6 percent of GDP in 2005. 

Net National Saving and Personal Saving as a Percentage of GDP (1930-
2005): 

[See PDF for image] 

[End of figure] 

Despite low national saving in recent years, economic growth has been 
high. However, we cannot let our recent good fortune lull us into 
complacency. If the net inflow of foreign investment were to diminish, 
so too would domestic investment and potentially economic growth if 
that saving is not offset by saving here in the U.S. Also, our nation 
faces daunting fiscal and demographic challenges, which provide even 
more of a reason to address our nation’s low saving rates. Greater 
economic growth from saving more now would make it easier for future 
workers to bear the burden of financing Social Security and Medicare, 
but economic growth alone will not solve the long-term fiscal 
challenge. Tough choices are inevitable, and the sooner we act the 
better in order to allow the miracle of compounding to turn from enemy 
to ally. 

What GAO Recommends: 

GAO does not make any recommendations but lays out a few ideas for how 
the federal government can help increase national saving. The only sure 
way for the government to increase national saving is to reduce the 
budget deficit, which will require a three-pronged approach: 
restructure existing entitlement programs, reexamine the base of 
discretionary and other spending, and review and revise existing tax 
policy, including tax expenditures, which can operate like mandatory 
spending programs. The federal government can also explore saving 
incentives and education programs to encourage personal saving. 

www.gao.gov/cgi-bin/getrpt?GAO-06-628T. 

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Thomas J. McCool at (202) 
512-2700 or mccoolt@gao.gov or Susan J. Irving at (202) 512-9142 or 
irvings@gao.gov. 

[End of section] 

Mr. Chairman, Senator Kerry, and Members of the Subcommittee: 

I appreciate the opportunity to talk with you today about national 
saving and the central role it plays for our nation's long-term 
economic growth and future living standards. National saving--the 
portion of a nation's current income not consumed--is the sum of saving 
by households, businesses, and all levels of government. National 
saving represents resources available for investment to replace old 
factories and equipment and to buy more and better capital goods. 
Higher saving and investment in a nation's capital stock contribute to 
increased productivity and stronger economic growth over the long term. 

As our 21st century challenges report notes, the United States faces 
serious long-term challenges in several areas, some of them 
unprecedented in their size, scope, complexity, and potential 
impact.[Footnote 1] One of the primary challenges is demographics. The 
U.S. workforce growth rate is slowing and will continue to slow. This 
means that just when increasing numbers of baby boomers start to retire 
and draw benefits, there will be relatively fewer full-time workers to 
help support these retirees. What's more, people are living longer. In 
the very near future, our aging population will begin to put enormous 
strains on our nation's pension and health care systems. Other emerging 
trends that warrant close scrutiny are globalization, new security 
threats, rapidly evolving technology, and a range of quality-of-life 
concerns affecting everything from education and health care to energy 
and the environment. 

Comptroller General Walker has spoken frequently about the fact that 
our nation faces a number of deficits, including three that are 
directly related to this hearing. These three interrelated deficits are 
our nation's budget deficit, a saving deficit, and a current account 
deficit. He has noted that our growing fiscal imbalance threatens our 
future economic growth, our future standard of living, and even our 
future national security. Unfortunately, America has been heading in 
the wrong direction on all three deficits in recent years. Nonetheless, 
we have a window of opportunity to turn things around, but we need to 
act and act soon because the miracle of compounding is currently 
working against us. 

Today's saving and investment decisions have profound implications for 
the level of well-being in the future. Increasing personal saving is an 
important way to bolster retirement security for current workers and 
increasing national saving will allow future workers to more easily 
bear the costs of financing federal retirement and health programs 
while maintaining their standard of living. 

In my testimony today, I will describe these three deficits and why 
they raise concerns about our nation's long-term growth and its ability 
to finance the health and retirement needs of an aging population. 
Finally, I will lay out a few ideas for how the federal government can 
help increase national saving. 

My remarks are based on our previous work on a variety of issues, 
including a report on national saving and GAO's work on the long-term 
fiscal challenge.[Footnote 2] These efforts were conducted in 
accordance with generally accepted government auditing standards. 

The Budget Deficit: 

The first deficit we face is the federal budget deficit (see fig. 1). 
In 2005 the unified federal budget deficit was around $318 billion or 
2.6 percent of gross domestic product (GDP). This figure is an 
approximation of what the federal government absorbs from private 
saving. Although a single year's federal deficit is not a cause for 
concern, persistent deficits are. Federal deficits reduce the amount of 
national saving available for investment. They also lead to growing 
federal debt, on which net interest payments must be made by current 
and future generations. 

Figure 1: Federal Surpluses and Deficits (-) as a Percent of GDP (1930- 
2005): 

[See PDF for image] 

[End of figure] 

The Saving Deficit: 

A budget deficit represents dissaving by the government, but the U.S. 
suffers from an even broader national saving deficit. National saving 
is the sum of personal saving, corporate saving, and government saving. 
Last year, for the first time since 1934, net national saving declined 
to less than 1 percent of GDP and the personal saving rate was slightly 
negative (see fig. 2).[Footnote 3] Remarkably--and unfortunately--the 
United States has returned to saving levels not seen since the depths 
of the Great Depression. 

Figure 2: Net National Saving and Personal Saving as a Percent of GDP 
(1930-2005): 

[See PDF for image] 

[End of figure] 

A negative saving rate means that, in the aggregate, households are 
spending more than their current income by drawing down past saving, 
selling existing assets, or borrowing. No one is sure why the personal 
saving rate has declined. One possible explanation is increases in 
household wealth, which surged in the late 1990s due to the stock 
market boom and more recently due to the run-up in housing prices. 
Household wealth relative to income increased from 4.7 in 1990 to 5.8 
in 2005 (see fig. 3). If people feel wealthier, they may feel less need 
to save. Continued financial liberalization and innovation have made it 
easier for Americans to borrow, particularly against their real estate 
wealth, which may have lead to greater consumption. 

Figure 3: Personal Saving and the Wealth-Income Ratio (1960-2005): 

[See PDF for image] 

[End of figure] 

Clearly, as the Comptroller General has said, many Americans, like 
their government, are living beyond their means and are deeply in debt. 
This trend is particularly alarming in an aging society such as our 
own. Those Americans who choose to save more will certainly live better 
in retirement. Those Americans who choose to save less are rolling the 
dice on whether they will have adequate resources for a secure 
retirement. While Social Security provides a foundation for retirement 
income, Social Security benefits replace only about 40 percent of 
preretirement income for the average worker. As a result, Social 
Security benefits must be supplemented by private pensions, accumulated 
assets, or other resources in order for individuals to maintain a 
reasonable standard of living in retirement compared to their final 
working years. Though the aggregate wealth-to-income ratio remains 
relatively high, it is a misleading indicator of financial status of 
the typical household because wealth is highly concentrated among a few 
households. While the median net worth of all families was $93,100 in 
2004, the top 10 percent of the families had a median net worth of over 
$1.4 million and the bottom quarter of the families had a median net 
worth of about $1,700. Moreover, measures of wealth are largely based 
on market values, which on occasion can exhibit substantial swings. 
This is illustrated by the sharp run-up in stock prices in the late 
1990s and their subsequent decline beginning in 2000. 

The only components of national saving that have not shown a long-term 
decline are corporate and state and local saving.[Footnote 4] In fact, 
corporate saving is actually high by historical standards. After 
declines in corporate profits in 2000-2001, corporate saving has 
rebounded to almost 4 percent of GDP--a level not seen since the late 
1960s. The state and local sector as a whole experienced a deficit from 
2002 to 2004 but has since returned to a slight surplus. 

The Current Account Deficit: 

Now let me turn to the third deficit: our current account deficit. The 
current account deficit is the difference between domestic investment 
and national saving. That is, it is the amount of domestic investment 
financed by borrowing from abroad. Over most of the last 25 years, the 
United States has run a current account deficit, but in 2005 the 
current account deficit hit an all-time record--$782 billion, or over 6 
percent of GDP (see fig.4).[Footnote 5] That is twice what it was only 
6 years earlier. 

Figure 4: Net National Saving, Net Domestic Investment, and the Current 
Account Balance as Percents of GDP (1960-2005): 

[See PDF for image] 

[End of figure] 

Funds from overseas have been pouring into the United States. One 
explanation for these inflows is that high productivity in the U.S. 
raised the perceived return on U.S. assets. Moreover rising federal 
budget deficits and declining personal saving rates have necessitated 
foreign borrowing to help finance domestic investment. Another possible 
explanation for persistent U.S. current account deficits may be the 
weakness of foreign demand and the efforts of some countries to support 
their exports by keeping their own currencies from strengthening. Also, 
other countries' populations are aging more rapidly than the U.S. 
population and they may be investing in the U.S. in order to build up a 
stock of assets to prepare for their retirement spending. 

Whatever the reason for high current account deficits, policymakers 
should be aware of the implications these financial inflows have for 
the nation's economic growth and for future living standards. While 
current account deficits support domestic investment and productivity 
growth, they also translate into a rising level of indebtedness to 
other countries. Figure 5 shows that the net foreign ownership of U.S. 
assets grew to more than 20 percent of GDP in 2005. The fact that our 
net indebtedness to other nations is rising more rapidly than our 
income raises concerns that the U.S. current account balance is on an 
unsustainable path. 

Figure 5: U.S Net International Investment Position and Net Income 
Receipts on Assets as Percents of GDP (1976-2004): 

[See PDF for image] 

[End of figure] 

Despite the growth of foreign asset holdings in the United States in 
recent years, the United States earned more in interest, dividends, and 
other investment returns from other countries than it paid on U.S. 
assets held by foreigners. This may seem counterintuitive to the notion 
that U.S. assets, on average, pay a higher return than foreign assets 
and thus attract a large amount of foreign investment. The positive net 
income receipts reflect differences in the composition of foreign and 
U.S. investment and the higher rate of return that U.S. firms earn on 
their direct investments abroad compared to the earnings of foreign 
companies from their U.S. subsidiaries.[Footnote 6] A larger share of 
foreign-owned assets in the U.S. is held in portfolio investment, such 
as stocks, bonds, loans, and bank deposits, which pay a lower yield 
than U.S. direct investments abroad. A recent study by the 
Congressional Budget Office (CBO) attributed this to three 
factors.[Footnote 7] First, U.S. subsidiaries abroad have generally 
been in business longer than foreign-owned subsidiaries in the U.S., 
which contributes to greater profitability. Second, investors of U.S. 
subsidiaries abroad may require higher returns because they face 
greater political and economic risks than subsidiaries of foreign-owned 
corporations. Finally, some observers argue that U.S subsidiaries 
abroad may overstate their profits for tax reasons, while foreign-owned 
subsidiaries in the United States understate their profits. However, 
given the nation's increasingly negative net international investment 
position, it is not clear how long the U.S. will continue to earn more 
on its foreign investment than it pays on foreign investment in the 
U.S. 

The effect of large foreign borrowing on our economy also depends in 
part on how the borrowed funds are used. To the extent that borrowing 
from abroad finances domestic investment, the foreign borrowing adds to 
the nation's capital stock and boosts productive capacity. Thus, even 
though some of the income generated by the investment must be paid to 
foreign lenders, the investment--and hence the borrowing that financed 
it--augments future income. However, if the borrowing from abroad is 
used to finance consumption, this is not true. Short-term well-being is 
improved but the ability to repay the borrowing in the future is not. 

Both economists and policymakers are concerned about whether the United 
States can maintain its reliance on foreign capital inflows to sustain 
domestic investment. Investors generally try to achieve some balance in 
the allocation of their portfolios, and U.S. assets already represent a 
growing and significant share of foreign portfolios (see fig. 6). 
Although the United States accounts for 29 percent of global GDP, it 
received 70 percent of the net saving exported by countries with 
current account surpluses in 2004. Observers suggest that the United 
States' favorable investment climate, including the potential for high 
rates of return, may explain why the U.S. absorbs such a large share of 
the world's saving. However, it is probably not realistic to expect 
ever-increasing foreign investment in the United States. Imagine what 
would happen to the stock and bond markets if these foreign investors 
began to lose confidence and lowered their rates of accumulation, or 
worse yet, started to sell off their holdings. We would likely face 
some adverse effects in the form of higher interest rates, reduced 
investment, and more expensive imports. 

Figure 6: U.S. Net Borrowing from Abroad as a Percent of Total 
Worldwide Net Borrowing (1980-2004): 

[See PDF for image] 

Note: Calculated as the ratio of the U.S. current account balance to 
the sum of the current account balances of all countries that had 
current account deficits. 

[End of figure] 

Why Does It Matter? 

Economic growth in recent years has been high despite the fact that 
national saving was low by U.S. historical standards. This is because 
more and better investments were made. Each dollar saved bought more 
investment goods, and a greater share of saving was invested in highly 
productive information technology. Also, as discussed earlier, the 
United States was able to invest more than it saved by borrowing from 
abroad. 

However, we cannot let our recent good fortune lull us into 
complacency. While the U.S. has benefited from high levels of foreign 
investment in recent years, this is not a viable strategy for the long 
run. Many of the nations currently financing investment in the United 
States face aging populations and their own retirement financing 
challenges that may reduce foreign saving available for U.S. domestic 
investment. If the net inflow of foreign investment were to diminish, 
so too would domestic investment and potentially economic growth if 
that saving is not offset by saving here in the U.S. Also, our nation 
faces daunting fiscal and demographic challenges, which may be even 
more of a reason to address our nation's low saving rates. Saving and 
economic growth will be key factors to prepare future generations to 
bear the burden of financing the retirement and health costs of an 
aging population. 

Nation Faces Long-term Fiscal Challenges: 

Given our nation's long-term fiscal outlook, acting sooner rather than 
later to increase national saving is imperative. The federal 
government's current financial condition and long-term fiscal outlook 
present enormous challenges to future generations' levels of well- 
being. No one can forecast with any precision what the next 75 years 
will look like--that would require the ability to predict changes in 
the economy and future legislation. However, there is a fair amount of 
certainty in one major driver of our long-term outlook--demographics. 
As life expectancy rises and the baby boom generation retires, the U.S. 
population will age, and fewer workers will support each retiree. Over 
the next few decades, federal spending on retirement and health 
programs--Social Security, Medicare, Medicaid, and other federal 
pension, health, and disability programs--will grow dramatically. 
Absent policy changes on the spending and/or revenue sides of the 
budget, a growing imbalance between expected federal spending and tax 
revenues will mean escalating and eventually unsustainable federal 
deficits and debt that will threaten our future economy and standard of 
living. As Comptroller General Walker has said, "Simply put, our 
nation's fiscal policy is on an imprudent and unsustainable 
course."[Footnote 8] 

Neither slowing the growth in discretionary spending nor allowing the 
tax provisions to expire--nor both together--would eliminate the 
imbalance. Although revenues will be part of the debate about our 
fiscal future, assuming no changes to Social Security, Medicare, 
Medicaid, and other drivers of the long-term fiscal gap would require 
at least a doubling of taxes--and that seems highly implausible. 

GAO's long-term simulations illustrate the magnitude of the fiscal 
challenges associated with an aging society. Indeed, the nation's long- 
term fiscal outlook is daunting under many different policy scenarios 
and assumptions. For instance, under a fiscally restrained scenario, if 
discretionary spending grows only with inflation over the next 10 years 
and all existing tax cuts expire as scheduled under current law, 
spending for Social Security and health care programs would grow to 
consume over 80 percent of federal revenue by 2040 (see fig. 7). On the 
other hand, if discretionary spending grew at the same rate as the 
economy in the near term and if all tax cuts were extended, by 2040 
federal revenues may just be adequate to pay only some Social Security 
benefits and interest on the growing federal debt (see fig. 8). 

Figure 7: Composition of Spending as a Share of GDP under Baseline 
Extended: 

[See PDF for image] 

Notes: In addition to the expiration of tax cuts, revenue as a share of 
GDP increases through 2016 due to (1) real bracket creep, (2) more 
taxpayers becoming subject to the alternative minimum tax (AMT), and 
(3) increased revenue from tax-deferred retirement accounts. After 
2016, revenue as a share of GDP is held constant. 

[End of figure] 

Figure 8: Composition of Spending as a Share of GDP Assuming 
Discretionary Spending Grows with GDP After 2006 and All Expiring Tax 
Provisions Are Extended: 

[See PDF for image] 

Note: This includes certain tax provisions that expired at the end of 
2005, such as the increased AMT exemption amount. 

[End of figure] 

GAO's long-term simulations show the squeeze on budgetary flexibility 
that the combination of demographics and health care cost growth will 
create. The burden on the budget and on the economy mean that letting 
current policy continue will leave few resources for investment in new 
capital goods and technology and result in slower income growth. 

National Saving Critical for Long-term Economic Growth: 

There are three key contributors to economic growth--labor force 
growth, capital input, and total factor productivity (or increased 
efficiency in the use of capital and labor). Figure 9 shows the slowing 
in labor force growth (potential hours worked) over the next decade. 
Indeed, the Social Security and Medicare trustees project labor force 
growth to slow after 2010 and be negligible after 2020. Without 
improvements in managerial efficiencies or increases in capital 
formation, low labor force growth will lead to slower growth in the 
economy--and to slower growth in federal revenues at a time when the 
expenditure demands on federal programs for the elderly are increasing. 
This illustrates the imperative to increase saving and investment and 
explore other efficiency-enhancing activities, such as education, 
training, and R&D. 

Figure 9: Contributions to Potential Output Growth (Nonfarm Business 
Sector): 

[See PDF for image] 

Note: Numbers may not add to total due to rounding. 

[End of figure] 

Greater economic growth from saving more now would make it easier for 
future workers to achieve a rising standard of living for themselves 
while also paying for the government's commitments to the elderly. 
While economic growth will help society bear the burden of financing 
Social Security and Medicare, it alone will not solve the long-term 
fiscal challenge. Closing the current long-term fiscal gap would 
require sustained economic growth far beyond that experienced in U.S. 
economic history since World War II. Tough choices are inevitable, and 
the sooner we act the better. 

The Federal Government's Role in National Saving: 

Although there may be ways for the government to affect private saving, 
the only sure way for the government to increase national saving is to 
decrease government dissaving (the budget deficit). Each generation is 
a steward for the economy it bequeaths to future generations, and the 
nation's long-term economic future depends in part on today's decisions 
about consumption and saving. To address our nation's daunting long- 
term fiscal challenges, we must change the path of programs for the 
elderly and build the economic capacity to bear the costs of an aging 
population. 

From a macroeconomic perspective, it does not matter who does the 
saving--any mix of increased saving by households, businesses, and 
government would help to grow the economic pie. Yet, in light of the 
virtual disappearance of personal saving, concerns about U.S. reliance 
on borrowing from abroad to finance domestic investment, and the 
looming fiscal pressures of an aging population, now is an opportune 
time for the federal government to reduce federal deficits. Higher 
federal saving--to the extent that the increased government saving is 
not offset by reduced private saving--would increase national saving 
and tend to improve the nation's current account balance, although 
typically not on a dollar-for-dollar basis. 

Reduce Federal Deficits: 

As the Comptroller General has said,[Footnote 9] meeting our nation's 
large, growing, and structural fiscal imbalance will require a three- 
pronged approach: 

* restructuring existing entitlement programs, 

* reexamining the base of discretionary and other spending, and: 

* reviewing and revising existing tax policy, including tax 
expenditures, which can operate like mandatory spending programs. 

Increased government saving and entitlement reform go hand-in-hand. 
Over the long term, the federal government cannot avoid massive 
dissaving unless it reforms retirement and health programs for the 
elderly. Without change, Social Security and Medicare will constitute a 
heavy drain on the earnings of future workers. Although saving more 
yields a bigger pie, policymakers will still face the difficult choice 
of how to divide the pie between retirees and workers. It is worth 
remembering that policy debates surrounding Social Security and 
Medicare reform also have implications for all levels of saving-- 
government, personal, and, ultimately, national. 

Restoring Social Security to sustainable solvency and increasing saving 
are intertwined national goals. Saving for the nation's retirement 
costs is analogous to an individual's retirement planning in that the 
sooner we increase saving, the greater our benefit from compounding 
growth. The way in which Social Security is reformed will influence 
both the magnitude and timing of any increase in national saving. The 
ultimate effect of Social Security reform on national saving depends on 
complex interactions between government saving and personal saving-- 
both through pension funds and by individuals on their own behalf. 
Various proposals would create new individual accounts as part of 
Social Security reform or in addition to Social Security. The extent to 
which individual accounts would affect national saving depends on how 
the accounts are funded, how the account program is structured, and how 
people adjust their own saving behavior in response to the new 
accounts. 

As everyone here knows, health care spending is the major driver of 
long-term government dissaving. This is due to both demographics and 
the increasing cost of modern medical technology. The current Medicare 
program largely lacks incentives to control health care consumption, 
and the cost of health care decisions is not readily transparent to 
consumers. In balancing health care spending with other societal 
priorities, it is important to distinguish between health care wants, 
needs, affordability, and sustainability at both the individual and 
aggregate level. Reducing federal health care spending would improve 
future levels of government saving, but the ultimate effect on national 
saving depends on how the private sector responds to the reductions and 
the extent to which overall health care spending is moderated. For 
example, reforms that reduce federal deficits by merely shifting 
healthcare spending to state and local governments or the private 
sector might not increase national saving on a dollar-for-dollar basis. 

Tax expenditures have represented a substantial federal commitment over 
the past three decades. Since 1974, the number of tax expenditures more 
than doubled and the sum of tax expenditure revenue loss estimates 
tripled in real terms to nearly $730 billion in 2004. On an outlay- 
equivalent basis, the sum of tax expenditure estimates exceeded 
discretionary spending for most years in the last decade. Tax 
expenditures result in forgone revenue for the federal government due 
to preferential provisions in the tax code, such as exemptions and 
exclusions from taxation, deductions, credits, deferral of tax 
liability, and preferential tax rates. These tax expenditures are often 
aimed at policy goals similar to those of federal spending programs; 
existing tax expenditures, for example, are intended to encourage 
economic development in disadvantaged areas, finance postsecondary 
education, and stimulate research and development. A recent GAO report 
calls for a more systematic review of tax expenditures to ensure that 
they are achieving their intended purposes and are designed in the most 
efficient and effective manner.[Footnote 10] 

Saving Incentives: 

The federal government has sought to encourage personal saving both to 
enhance households' financial security and to boost national saving. 
However, developing policies that have the desired effect is difficult. 
Tax incentives may affect how people save for retirement but do not 
necessarily increase the overall level of personal saving. Even with 
preferential tax treatment for employer-sponsored retirement saving 
plans and individual retirement accounts (IRA), the personal saving 
rate has steadily declined. For example, although tax benefits seem to 
encourage individuals to contribute to these kinds of accounts, the 
amounts contributed are not always new saving. Some contributions may 
represent saving that would have occurred even without the tax 
incentives--and may even be shifted from taxable assets or financed by 
borrowing. Economists disagree about whether tax incentives have been 
or could be effective in increasing the overall level of personal 
saving. The net effect of a tax incentive on national saving depends on 
whether the tax incentive induces enough additional saving by 
households to make up for the lower government saving resulting from 
the government's revenue loss. The bottom line is that we have many 
saving incentives but very little information on whether they work and 
how they interact. 

Saving Education: 

A leading obstacle to expanding retirement saving has been that many 
Americans do not know how to save for retirement, let alone how much to 
save. The need to improve consumers' financial literacy--their ability 
to make informed judgments and effective decisions about the management 
of money and credit--has become increasingly important. Congress has 
responded by passing legislation, such as the Savings Are Vital for 
Everyone's Retirement Act of 1997 (SAVER Act). In addition, in the Fair 
and Accurate Credit Transactions Act of 2003, Congress created the 
Financial Literacy and Education Commission, which is charged with 
coordinating federal efforts and developing a national strategy to 
promote financial literacy. Also, GAO has identified financial literacy 
as a 21st century challenge.[Footnote 11] 

In a July 2004 Comptroller General forum, we discussed the federal 
government's role in improving financial literacy.[Footnote 12] Among 
other things, forum participants suggested that the federal government 
serve as a leader using its influence and authority to make financial 
literacy a national priority. Some federal agencies already play a role 
in educating the public about saving. For example, as mandated by the 
SAVER Act, the Department of Labor maintains an outreach program in 
concert with other public and private organizations to raise public 
awareness about the advantages of saving and to help educate workers 
about how much they need to save for retirement. Also, individualized 
statements now sent annually by the Social Security Administration to 
most workers aged 25 and older provide important information for 
personal retirement planning, but knowing more about Social Security's 
financial status would help workers to understand how to view their 
personal benefit estimates. 

Concluding Observations: 

Increasing the nation's economic capacity is a long-term process. 
Acting sooner rather than later could allow the miracle of compounding 
to turn from enemy to ally. This is why the Comptroller General has 
called for reimposing budget controls; reforming Social Security, 
Medicare and Medicaid; and reexamining the base of all major spending 
programs and tax policies to reflect 21st century challenges. As I said 
before, every generation is in part responsible for the economy it 
passes on to the next. Our current saving decisions have profound 
implications for the nation's future well-being. 

Mr. Chairman, this completes my prepared statement. I would be happy to 
respond to any questions you or other Members of the Subcommittee may 
have at this time. 

Scope and Methodology: 

My remarks are based largely on our previous report National Saving: 
Answers to Key Questions and other related GAO products. We updated the 
information from the National Saving report with the most recent 
published data from OMB, BEA, the Federal Reserve Board, CBO and the 
IMF. We also reviewed some recently published studies and statements 
from academic journals, Federal Reserve officials, the IMF, CBO and 
other sources. 

Contacts and Acknowledgments: 

Contact points for our Offices of Congressional Relations and Public 
Affairs may be found on the last page of this testimony. For further 
information on this testimony, please contact Thomas J. McCool at (202) 
512-2700 or mccoolt@gao.gov or Susan J. Irving at (202) 512-9142 or 
irvings@gao.gov. Individuals making key contributions to this testimony 
include Rick Krashevski, Assistant Director; and Melissa Wolf, Senior 
Analyst. 

Related GAO Products: 

21st Century Challenges: Reexamining the Base of the Federal 
Government. GAO-05-325SP. February 2005. 

Highlights of a GAO Forum: The Federal Government's Role in Improving 
Financial Literacy. GAO-05-93SP. Nov. 15, 2004. 

Federal Debt: Answers to Frequently Asked Questions, An Update. GAO-04- 
485SP. August 2004. 

National Saving: Answers to Key Questions. GAO-01-591SP. June 2001. 

See also http://www.gao.gov/special.pubs/longterm/ for information on 
GAO's most recent long-term simulations and 
http://www.gao.gov/special.pubs/longterm/longtermproducts.html a 
bibliography of GAO's issued work on the long-term fiscal outlook. 

FOOTNOTES 

[1] GAO, 21st Century Challenges: Reexamining the Base of the Federal 
Government, GAO-05-325SP (Washington, D.C.: February 2005). 

[2] GAO, National Saving: Answers to Key Questions, GAO-01-591SP 
(Washington, D.C.: June 2001). See also 
http://www.gao.gov/special.pubs/longterm/ for information on GAO's most 
recent long-term simulations and 
http://www.gao.gov/special.pubs/longterm/longtermproducts.html for a 
bibliography of GAO's issued work on the long-term fiscal outlook. 

[3] Personal saving, as measured in the National Income and Product 
Accounts (NIPA), does not include capital gains on existing assets 
because capital gains reflect a revaluation of the nation's existing 
capital stock and do not provide resources for financing investment 
that adds to the capital stock. In other words, although an individual 
household can tap its wealth by selling assets to finance consumption 
or accumulate other assets, the sale of an existing asset merely 
transfers ownership; it does not generate new economic output. 

[4] Corporate saving consists of retained earnings, while state and 
local government saving is the difference between the sector's total 
current receipts and expenditures. 

[5] This is measured on a NIPA basis. The current account deficit on an 
international transaction account basis was $805 billion. 

[6] Direct investment is investment in which a resident of one country 
obtains a lasting interest in, and a degree of influence over, the 
management of a business enterprise in another country. 

[7] CBO, Why Does U.S. Investment Abroad Earn Higher Returns Than 
Foreign Investment in the United States? Economic and Budget Issue 
Brief (Washington, D.C.: Nov. 30, 2005). 

[8] GAO, 21st Century: Addressing Long-Term Fiscal Challenges Must 
Include a Re-examination of Mandatory Spending, GAO-06-456T, 
(Washington, D.C.: Feb. 15, 2006). 

[9] GAO-06-456T. 

[10] GAO, Government Performance and Accountability: Tax Expenditures 
Represent a Substantial Federal Commitment and Need to Be Examined, GAO-
05-690, (Washington, D.C.: Sept. 23, 2005). 

[11] GAO-05-325SP. 

[12] GAO, Highlights of a GAO Forum: The Federal Government's Role in 
Improving Financial Literacy, GAO-05-93SP, (Washington, D.C.: Nov. 15, 
2004).