This is the accessible text file for GAO report number GAO-06-481T 
entitled 'September 11: Monitoring of World Trade Center Health Effects 
Has Progressed, but Program for Federal Responders Lags Behind' which 
was released on February 28, 2006. 

This text file was formatted by the U.S. Government Accountability 
Office (GAO) to be accessible to users with visual impairments, as part 
of a longer term project to improve GAO products' accessibility. Every 
attempt has been made to maintain the structural and data integrity of 
the original printed product. Accessibility features, such as text 
descriptions of tables, consecutively numbered footnotes placed at the 
end of the file, and the text of agency comment letters, are provided 
but may not exactly duplicate the presentation or format of the printed 
version. The portable document format (PDF) file is an exact electronic 
replica of the printed version. We welcome your feedback. Please E-mail 
your comments regarding the contents or accessibility features of this 
document to Webmaster@gao.gov. 

This is a work of the U.S. government and is not subject to copyright 
protection in the United States. It may be reproduced and distributed 
in its entirety without further permission from GAO. Because this work 
may contain copyrighted images or other material, permission from the 
copyright holder may be necessary if you wish to reproduce this 
material separately. 

Testimony: 

Before the Subcommittee on National Security, Emerging Threats, and 
International Relations, Committee on Government Reform, House of 
Representatives: 

United States Government Accountability Office: 

GAO: 

For Release on Delivery Expected at 2:00 p.m. EST: 

Tuesday, February 28, 2006: 

September 11: 

Monitoring of World Trade Center Health Effects Has Progressed, but 
Program for Federal Responders Lags Behind: 

Statement of Cynthia A. Bascetta: 
Director, Health Care: 

GAO-06-481T: 

GAO Highlights: 

Highlights of GAO-06-481T, a testimony before the subcommittee on 
National Security, Emerging Threats, and International Relations, 
Committee on Government Reform, House of Representatives: 

Why GAO Did This Study: 

After the 2001 attack on the World Trade Center (WTC), nearly 3,000 
people died and an estimated 250,000 to 400,000 people in the vicinity 
were affected. An estimated 40,000 people who responded to the 
disaster—including New York City Fire Department (FDNY) personnel and 
other government and private-sector workers and volunteers—were exposed 
to physical and mental health hazards. Concerns remain about the long-
term health effects of the attack and about the nation’s capacity to 
plan for and respond to health effects resulting from future disasters. 

Several federally funded programs have monitored the physical and 
mental health effects of the WTC attack. These monitoring programs 
include one-time screening programs and programs that also conduct 
follow-up monitoring. GAO was asked to assess the progress of these 
programs and examined (1) federally funded programs implemented by 
state and local government agencies or private institutions, (2) 
federally administered programs to monitor the health of federal 
workers who responded to the disaster in an official capacity, and (3) 
lessons learned from WTC monitoring programs. GAO reviewed program 
documents and interviewed federal, state, and local officials and 
others involved in WTC monitoring programs. This statement updates 
information GAO provided to the Subcommittee on September 10, 2005. 

What GAO Found: 

Three federally funded monitoring programs implemented by state and 
local governments or private organizations after the WTC attack, with 
total funding of about $104 million, have provided initial medical 
examinations--and in some cases follow-up examinations--to thousands of 
affected responders to screen for health problems. For example, the 
FDNY medical monitoring program completed initial screening for over 
15,000 firefighters and emergency medical service personnel, and the 
worker and volunteer program screened over 14,000 other responders. The 
New York State responder screening program screened about 1,700 state 
responders before ending its examinations in 2003. These monitoring 
programs and the WTC Health Registry, with total federal funding of $23 
million, have collected information that program officials believe 
researchers could use to help better understand the health consequences 
of the attack and improve treatment. Program officials expressed 
concern, however, that current time frames for federal funding 
arrangements may be too short to allow for identification of all future 
health effects. CDC recently received a $75 million appropriation to 
fund health screening, long-term monitoring, and treatment for WTC 
responders and is deciding how to allocate these funds. 

In contrast to the progress made by other federally funded programs, 
the Department of Health and Human Services’ (HHS) program to screen 
federal workers who were sent by their agencies to respond to the WTC 
disaster has accomplished little and lags behind. The program—which 
started in June 2003, about one year later than other WTC monitoring 
programs—completed screening of 527 of the estimated 10,000 federal 
workers who responded in an official capacity to the disaster, and in 
early 2004, examinations were suspended for almost 2 years. The 
program’s limited activity and the exclusion of federal workers from 
other monitoring programs because of the assumption that they could 
receive screening examinations through the HHS program may have 
resulted in many federal responders losing the opportunity to identify 
and seek treatment for their WTC-related health problems. 

Officials involved in WTC health monitoring programs cited lessons from 
their experiences that could help others who may be responsible for 
designing and implementing health monitoring efforts that follow other 
disasters, such as Hurricane Katrina. These include the need to quickly 
identify and contact people affected by a disaster; to monitor for 
mental health effects, as well as physical injuries and illnesses; and 
to anticipate when designing disaster-related monitoring efforts that 
there will likely be many people who require referrals for follow-up 
care and that handling the referral process may require substantial 
effort. 

www.gao.gov/cgi-bin/getrpt?GAO-06-481T. 

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Cynthia A. Bascetta at 
(202) 512-7101 or bascettac@gao.gov. 

[End of section] 

Mr. Chairman and Members of the Subcommittee: 

Thank you for inviting me to participate in today's hearing to discuss 
issues related to the health effects that people continue to experience 
in the aftermath of the September 11, 2001, terrorist attack on the 
World Trade Center (WTC).[Footnote 1] My testimony today updates 
information we reported to you in September 2005.[Footnote 2] After the 
collapse of the WTC buildings, nearly 3,000 people died, and an 
estimated 250,000 to 400,000 people who lived, worked, or attended 
school in the vicinity were affected. An estimated 40,000 people 
responded to the disaster, including New York City Fire Department 
(FDNY) personnel and other government and private-sector workers and 
volunteers from New York and other locations across the nation. These 
responders,[Footnote 3] as they took part in various rescue, recovery, 
and cleanup activities in the days, weeks, and months following the 
attack, were exposed to numerous physical hazards and environmental 
toxins because of the destruction caused by the attack. The magnitude 
and unprecedented nature of this event also exposed responders and many 
other people to considerable psychological trauma. 

Four years after the destruction of the WTC buildings, concerns remain 
about the long-term physical and mental health effects of the attack. 
Several recent studies of responders report that many of them have high 
rates of physical and mental health symptoms, of which respiratory 
problems are the most persistent physical effects.[Footnote 4] While 
the nature and severity of a future terrorist attack cannot be 
predicted, our prior work on the health effects of the WTC attack, the 
2001 anthrax attacks, and bioterrorism preparedness, as well as reports 
by other organizations, highlight the importance of ensuring the 
nation's capacity to plan for and respond to the short-and long-term 
health consequences likely to result in the event of a future attack or 
other disaster, such as the destruction recently caused by Hurricane 
Katrina.[Footnote 5] 

As we testified in September 2004, in the aftermath of the WTC attack, 
five key federally funded programs were implemented to assess the short-
term, and in some cases long-term, effects on people's physical and 
mental health. These programs include the FDNY WTC Medical Monitoring 
Program, WTC Medical Monitoring Program (worker and volunteer 
program),[Footnote 6] New York State responder screening program, WTC 
Health Registry, and Department of Health and Human Services' (HHS) WTC 
Federal Responder Screening Program. You asked us to provide 
information on the progress of these monitoring programs[Footnote 7] in 
September 2005, and to update that information for this hearing. My 
testimony today updates the information we reported to you in September 
2005 on (1) progress made by federally funded programs that are 
implemented by state and local government agencies or private 
organizations and were established to monitor the health of people in 
the aftermath of the attack, (2) progress made by federally 
administered programs established to monitor the health of federal 
workers who responded to the disaster in an official capacity, and (3) 
lessons from WTC monitoring programs that could assist those who may be 
responsible for future disaster-related health monitoring efforts. 

To provide the information we reported in September 2005, we conducted 
our work from July through September 2005. We obtained and reviewed 
program documents dating from the beginning of the programs, including 
grantee progress reports, budget documents, clinical protocols, health 
screening and other assessment tools, and selected peer-reviewed 
articles based on information collected by WTC monitoring programs. We 
also interviewed federal, state, and local officials and others 
involved in administering WTC monitoring programs, including officials 
from HHS and the Department of Homeland Security (DHS);[Footnote 8] New 
York State Department of Health; New York City Department of Health and 
Mental Hygiene; and FDNY. Within HHS, we interviewed officials from the 
Agency for Toxic Substances and Disease Registry (ATSDR); the Centers 
for Disease Control and Prevention's (CDC) National Center for 
Environmental Health and National Institute for Occupational Safety and 
Health (NIOSH); Federal Occupational Health Services (FOH);[Footnote 9] 
and the Office of Public Health Emergency Preparedness (OPHEP). We also 
obtained information from the Department of Defense (DOD) and the 
Department of Justice. We interviewed medical professionals affiliated 
with the New York University School of Medicine, FDNY's Bureau of 
Health Services (FDNY-BHS), Long Island Occupational and Environmental 
Health Center, Mount Sinai-Irving J. Selikoff Center for Occupational 
and Environmental Medicine, Mount Sinai School of Medicine Department 
of Psychiatry, and the University of Medicine and Dentistry of New 
Jersey's Robert Wood Johnson Medical School. HHS and New York State 
officials provided comments on the information we provided in September 
2005, and we made changes as appropriate. To prepare today's testimony, 
we conducted our work during February 2006 and obtained updated 
information from officials at the New York State responder screening 
program and the WTC Federal Responder Screening Program. We also 
obtained updated information from officials at the WTC Registry about 
their monitoring plans. In addition, we obtained information from CDC 
officials about a $75 million appropriation the agency received in 
fiscal year 2006 to fund health services for WTC responders. For the 
information in this statement, we relied on data provided by agency 
officials and contained in government publications and did not 
independently verify the data we obtained. In our judgment the 
reliability of the information we obtained was adequate for our 
purposes. We conducted our work in accordance with generally accepted 
government auditing standards. 

In summary, three federally funded programs implemented by state and 
local governments or private organizations in the aftermath of the WTC 
attack, with total federal funding of about $104 million, have provided 
initial medical examinations--and in some cases follow-up examinations-
-to thousands of affected responders to screen for health problems. For 
example, the FDNY program completed initial screening for over 15,000 
firefighters and emergency medical service personnel, and the worker 
and volunteer program has screened over 14,000 other responders. The 
New York State program screened about 1,700 state responders before 
ending its screening examinations in November 2003; in general, the 
program did not inform the approximately 9,800 state responders when 
they became eligible to participate in the worker and volunteer program 
in February 2004. Worker and volunteer program officials are working 
with state employee unions to inform state workers of their 
eligibility. These three programs and the WTC Health Registry, with 
total federal funding of $23 million, have collected information that 
monitoring program officials believe could be used by researchers to 
help better understand the health consequences of the attack and 
improve treatment, such as by identifying which types of treatment are 
effective for specific conditions. Officials of programs that plan to 
conduct long-term health monitoring are concerned that the time frames 
of current federal funding arrangements may be too short to allow for 
identification of all the health effects that participants may 
eventually experience. In January 2006, CDC received a $75 million 
appropriation to fund baseline health screening, long-term monitoring, 
and treatment for WTC responders, and is in the process of deciding how 
to allocate these funds and how long the allocated funds will be 
available for each program that receives funding. 

In contrast to the progress made by federally funded programs 
implemented by state and local governments or private organizations, 
the program that HHS implemented in June 2003 to screen federal workers 
who were sent by their agencies to respond to the WTC disaster has 
lagged behind and accomplished little. Through March 2004, the program-
-which started later than other WTC monitoring programs--completed 
screenings of 394 of the estimated 10,000 federal workers who responded 
in an official capacity to the disaster and were not eligible for any 
other WTC health monitoring program. HHS placed the program on hold in 
January 2004, when it stopped scheduling new examinations, because it 
wanted to resolve several operational issues. The program resumed 
providing examinations for current federal workers in December 2005, 
and had completed 133 additional examinations as of early February 
2006. While examinations have not resumed for WTC responders who are no 
longer federal employees, OPHEP recently executed an agreement with 
NIOSH to arrange for the worker and volunteer program to provide 
examinations to these WTC responders. In addition to the HHS program, 
we identified two federal agencies that, in the aftermath of the WTC 
attack, have implemented programs to assess the health of their own 
employees who responded to the disaster. 

Officials involved in WTC health monitoring programs cited lessons from 
their experiences that could help others who may be responsible for 
designing and implementing disaster-related health monitoring efforts 
in the future. These include the need to quickly identify and contact 
people affected by a disaster; to monitor for mental health effects, as 
well as the more obvious physical injuries and illnesses; and when 
developing health monitoring efforts in the wake of disasters, to 
anticipate that there will likely be many people who require referrals 
for further diagnostic and treatment services and that handling the 
referral process may require a substantial level of effort. 

Background: 

When the WTC buildings collapsed on September 11, 2001, an estimated 
250,000 to 400,000 people were immediately exposed to a noxious mixture 
of dust, debris, smoke, and potentially toxic contaminants in the air 
and on the ground, such as pulverized concrete, fibrous glass, 
particulate matter, and asbestos. Those affected included people 
residing, working, or attending school in the vicinity of the WTC and 
thousands of emergency response workers. Also affected were the 
estimated 40,000 responders who were involved in some capacity in the 
days, weeks, and months that followed, including personnel from many 
government agencies and private organizations as well as other workers 
and volunteers.[Footnote 10] 

A wide variety of physical and mental health effects have been observed 
and reported among people who were involved in rescue, recovery, and 
cleanup operations and among those who lived and worked in the vicinity 
of the WTC.[Footnote 11] Physical health effects included injuries and 
respiratory conditions, such as sinusitis; asthma; and a new syndrome 
called WTC cough, which consists of persistent coughing accompanied by 
severe respiratory symptoms. Almost all firefighters who responded to 
the attack experienced respiratory effects, including WTC cough, and 
hundreds had to end their firefighting careers because of WTC-related 
respiratory illnesses. The most commonly reported mental health effects 
among responders and others were symptoms associated with posttraumatic 
stress disorder--an often debilitating disorder that can develop after 
a person experiences or witnesses a traumatic event, and which may not 
develop for months or years after the event. Behavioral effects such as 
alcohol and tobacco use and difficulty coping with daily 
responsibilities were also reported.[Footnote 12] 

Several federally funded programs monitor the health of people who were 
exposed to the WTC attack and its aftermath. The monitoring programs 
vary in such aspects as eligibility requirements, methods used for 
collecting information about people's health, and approaches for 
offering referrals. Of the four programs that offer medical 
examinations to WTC responders, the only one that is open to federal 
workers who responded to the disaster in an official capacity is the 
one implemented by HHS. (See table 1.) None of the monitoring programs 
receives federal funds to provide clinical treatment for health 
problems that are identified. 

Table 1: Key Federally Funded WTC Health Monitoring Programs: 

FDNY WTC Medical Monitoring Program[A]; 
Implementing agency or organization: FDNY Bureau of Health Services 
(FDNY-BHS); 
Federal administering agency: National Institute for Occupational 
Safety and Health (NIOSH); 
Eligible populations: Firefighters and emergency medical service 
technicians; 
Monitoring methods: Medical questionnaire and examination; 
Treatment referral: Refers to FDNY-BHS. 

WTC Medical Monitoring Program (worker and volunteer program)[A]; 
Implementing agency or organization: Five clinical centers, one of 
which, the Mount Sinai-Irving J. Selikoff Center for Occupational and 
Environmental Medicine, also serves as a data and coordination 
center[B]; 
Federal administering agency: NIOSH; 
Eligible populations: Rescue and recovery workers and volunteers, 
except for federal workers who were official responders and New York 
City (NYC) firefighters[C]; 
Monitoring methods: Medical questionnaire and examination; 
Treatment referral: Refers to privately funded programs available to 
responders; some privately funded treatment provided at the clinical 
centers. 

New York State responder screening program[D]; Implementing agency or 
organization: New York State Department of Health; 
Federal administering agency: National Center for Environmental Health; 
Eligible populations: New York State employees and National Guard 
personnel who responded to the WTC attack in an official capacity; 
Monitoring methods: Medical questionnaire and examination; 
Treatment referral: Instructed participants to see their primary care 
physician or a specialist. 

WTC Health Registry; 
Implementing agency or organization: NYC Department of Health and 
Mental Hygiene; 
Federal administering agency: Agency for Toxic Substances and Disease 
Registry (ATSDR); 
Eligible populations: Responders and people living or attending school 
in the area of the WTC, or working or present in the vicinity on 
September 11, 2001[E]; 
Monitoring methods: Telephone-based health and exposure interview; 
Treatment referral: Provides information on where treatment can be 
sought;[F] refers participants to LIFENETg for mental health services. 

WTC Federal Responder Screening Program; 
Implementing agency or organization: Department of Health and Human 
Services' (HHS) Office of Public Health Emergency Preparedness; 
Federal administering agency: HHS; 
Eligible populations: Federal workers who responded to the WTC attack 
in an official capacity; 
Monitoring methods: Medical questionnaire and examination; 
Treatment referral: Instructs participants to see their primary care 
physician; 
as of July 2005, may refer participants with mental health symptoms to 
an FOH employee assistance program. 

Source: GAO analysis of information from ATSDR, FDNY, Mount Sinai, 
National Center for Environmental Health, New York City Department of 
Health and Mental Hygiene, New York State Department of Health, and 
NIOSH. 

[A] The FDNY WTC Medical Monitoring Program and the WTC Medical 
Monitoring Program constitute the WTC Responder Health Consortium. 
NIOSH established the consortium in March 2004 to coordinate the health 
monitoring of the two programs and to facilitate data sharing. 

[B] The other clinical centers are located at the Long Island 
Occupational and Environmental Health Center, the New York University 
School of Medicine, the City University of New York's Queens College, 
and the University of Medicine and Dentistry of New Jersey's Robert 
Wood Johnson Medical School. The responsibilities of the Mount Sinai 
data and coordination center include coordination of the clinical 
centers, outreach and education, quality assurance, and data 
management. 

[C] The worker and volunteer program excludes responders who were paid 
as federal workers or as NYC firefighters for their WTC work; 
these employees are eligible for other programs. The program initially 
excluded responders who were paid as New York State employees for their 
WTC work and were eligible for the New York State responder screening 
program. That program ended its screening examinations in November 
2003, and as of February 2004, New York State responders became 
eligible for the worker and volunteer program. 

[D] The New York State program ended its screening examinations in 
November 2003. 

[E] Participants in the other WTC monitoring programs may also 
participate in the registry program. 

[F] The registry program provides enrollees with a resource guide of 
occupational, respiratory, environmental, and mental health facilities 
where they can seek treatment. Some of the services provided by these 
facilities require payment, while others are free of charge. 

[G] LIFENET is a 24-hour mental health information and referral service 
provided by the New York State Office of Mental Health. In cases where 
WTC Health Registry interviewers think a person is experiencing 
moderate distress, they can immediately transfer the call so the person 
can speak to a LIFENET counselor. 

[End of table] 

The majority of federal funding for these monitoring programs was 
provided by DHS's Federal Emergency Management Agency (FEMA),[Footnote 
13] as part of the approximately $8.8 billion in federal assistance 
that the Congress appropriated to FEMA for response and recovery 
activities after the WTC disaster.[Footnote 14] One appropriation in 
2003 specifically authorized FEMA to use a portion of its WTC-related 
funding for screening and long-term monitoring of emergency services 
and rescue and recovery personnel.[Footnote 15] Generally, however, 
FEMA may fund only short-term care after a disaster, such as emergency 
medical services, and not ongoing clinical treatment.[Footnote 16] 

FEMA entered into interagency agreements with HHS to fund most of these 
health monitoring programs. HHS is the designated lead agency for the 
public health and medical support function under the National Response 
Plan and is responsible for coordinating the medical resources of all 
federal departments and agencies. HHS's OPHEP coordinates and directs 
HHS's emergency preparedness and response program. 

Health Monitoring Programs Implemented by State and Local Governments 
or Private Organizations Have Made Progress: 

Three federally funded programs implemented by state and local 
governments or private organizations, with total federal funding of 
about $104 million--the FDNY WTC Medical Monitoring Program, WTC 
Medical Monitoring Program (worker and volunteer program), and New York 
State responder screening program--have made progress in monitoring the 
physical and mental health of people affected by the WTC attack. 
Federal employees who responded to the WTC disaster in an official 
capacity were not eligible for these programs because it was expected 
that another program would be developed for them. The New York State 
program stopped providing health screening examinations in November 
2003, and in February 2004 state workers became eligible for initial or 
continued monitoring through the worker and volunteer program. The 
state program, in general, did not inform state responders that they 
were eligible to participate in the worker and volunteer program. 
Worker and volunteer program officials are working with state employee 
unions to inform state workers of their eligibility. All three programs 
and the WTC Health Registry, with total federal funding of $23 million, 
have collected information that could contribute to better 
understanding of the health consequences of the attack and improve 
health care for affected individuals. Officials from the FDNY, worker 
and volunteer, and WTC Health Registry programs are concerned that 
federal funding for their programs could end before sufficient 
monitoring occurs to identify all long-term health problems related to 
the WTC disaster. In January 2006, CDC received a $75 million 
appropriation to fund baseline health screening, long-term monitoring, 
and treatment for WTC responders. CDC officials are in the process of 
deciding how they are going to allocate these funds among programs and 
how long the allocated funds will be available for each program that 
receives funding. 

Three WTC Monitoring Programs Provided Medical Examinations to Identify 
Responders' Health Problems: 

Three federally funded programs implemented by state and local 
governments or private organizations, with total funding of about $104 
million, have provided medical examinations to identify physical and 
mental health problems related to the WTC attack. (See table 2.) Two of 
these programs--the FDNY WTC Medical Monitoring Program and the worker 
and volunteer program--are tracking the health of WTC rescue, recovery, 
and cleanup workers and volunteers over time. The third program, the 
New York State responder screening program, offered one-time screening 
examinations to state employees, including National Guard personnel, 
who participated in WTC rescue, recovery, and cleanup work. Federal 
employees who responded to the WTC disaster in an official capacity 
were not eligible for any of these programs because it was expected 
that another program would be developed for them. 

Table 2: Monitoring Activities and Associated Federal Funding for WTC 
Monitoring Programs Implemented by State and Local Governments or 
Private Organizations: 

FDNY WTC Medical Monitoring Program; 
Completed monitoring activities: Through June 2005, 15,284 firefighters 
and emergency medical service technicians received screening 
examinations, and 522 of these participants completed a follow-up 
examination; 
Planned monitoring activities: By June 2009, conduct three follow-up 
examinations of each participant; 
Federal funding[A]: $4.8 million was provided beginning in October 2001 
for initial program; 
additional $25 million is available through June 2009. 

WTC Medical Monitoring Program (worker and volunteer program); 
Completed monitoring activities: Through June 2005, 14,110 people 
received screening examinations, and 1,699 of these participants 
completed a follow-up examination; 
Planned monitoring activities: By July 2009, conduct three follow-up 
examinations of each participant; 
Federal funding[A]: $15.9 million was provided for initial program;[B] 
additional $56 million is available through July 2009. 

New York State responder screening program; 
Completed monitoring activities: As of November 2003, 1,677 of 
approximately 9,800 eligible employees and National Guard personnel 
received screening examinations; 
Planned monitoring activities: No further examinations are planned. 
Participants are now eligible to participate in the worker and 
volunteer program; 
Federal funding[A]: $2.4 million was provided in January 2002 and is 
available through mid-January 2007.[C]. 

WTC Health Registry; 
Completed monitoring activities: As of November 2004, the program 
completed baseline data collection through interviews with the 71,437 
people who enrolled in the registry;[D] registry officials estimate 
that about 385,000 people had been eligible to enroll. In 2005, the 
program updated contact information obtained at the time of enrollment; 
Planned monitoring activities: In 2006, conduct follow-up survey of 
participants; 
Registry officials are developing plans to track participants' health 
through 2023; 
Federal funding[A]: $20 million was provided beginning in July 2002,[E] 
and additional funding of about $3 million has since been provided[F]. 

Source: GAO analysis of information from ATSDR, FDNY, Mount Sinai, 
National Center for Environmental Health, New York City Department of 
Health and Mental Hygiene, New York State Department of Health, and 
NIOSH. 

Note: The funding information in this table does not include an 
appropriation of $75 million to CDC in fiscal year 2006 to fund health 
screening, long-term monitoring, and treatment for WTC responders. As 
of February 2006, CDC had not decided how to allocate these funds. 

[A] Except as noted, FEMA provided these funds to the federal 
administering agency for each monitoring program. 

[B] Of this amount, $11.8 million was provided beginning in July 2002 
through funds appropriated to CDC. An additional $4.1 million was 
provided in fiscal year 2003 through an interagency agreement with 
FEMA. 

[C] The primary program activity since November 2003 has been data 
analysis. 

[D] Registry officials told us that final enrollment numbers may be 
revised pending internal verification of data. 

[E] The grant agreement is between ATSDR and the New York City 
Department of Health and Mental Hygiene. However, ATSDR contracted 
directly with Research Triangle Institute (RTI), a private not-for- 
profit organization, for most of the work to establish the registry, 
and about $16 million of the $20 million went directly from ATSDR to 
RTI. 

[F] The Environmental Protection Agency provided $2 million of these 
funds. In addition, CDC and ATSDR provided $500,000 each. 

[End of table] 

The FDNY program completed initial screening for over 15,000 
firefighters and emergency medical service personnel, and the worker 
and volunteer program completed initial screening for over 14,000 other 
responders. In both programs, screenings include physical examinations, 
pulmonary function tests, blood and urine analysis, a chest Xray, and 
questionnaires on exposures and mental health issues. Both programs 
have begun to conduct follow-up examinations of participants and 
continue to accept new enrollees who desire initial screening. Current 
plans are to conduct a total of three follow-up examinations for each 
participant by 2009. As part of their federally funded activities, both 
programs provide referrals for participants who require treatment. FDNY 
employees and retirees can obtain treatment and counseling services 
from the FDNY Bureau of Health Services and the FDNY Counseling 
Services Unit, or they can use their health insurance to obtain 
treatment and counseling services elsewhere. The worker and volunteer 
program also provides referrals for its participants, including 
referrals to programs funded by the American Red Cross and other 
nonprofit organizations. 

The New York State program provided health screenings to about 1,700 of 
the estimated 9,800 state workers and National Guard personnel who 
responded to the WTC disaster. Officials sent letters to all state 
responders to inform them about the program and their eligibility for 
it.[Footnote 17] For each participant, the screening included a health 
and exposure questionnaire and physical and pulmonary examinations. 
Participants who required further evaluation or treatment after 
screening were told to follow up with their personal physician or a 
specialist. The program stopped screening participants in November 
2003, in part because the number of responders requesting examinations 
was dwindling, and no follow-up examinations are planned. 

In February 2004, worker and volunteer program officials began to allow 
New York State responders to participate in that monitoring program. 
The officials determined that the worker and volunteer program would 
have sufficient funding to accommodate state workers who want to join 
the program. The state program did not notify the 9,800 state 
responders, including the approximately 1,700 workers it had screened 
that they were now eligible for continued monitoring from the worker 
and volunteer program. State program officials relayed this development 
only to those state responders who inquired about screening or 
monitoring examinations following the decision to permit state 
responders to participate in the worker and volunteer program. However, 
officials from the worker and volunteer program told us that they are 
working with state employee unions to inform state workers about their 
eligibility for the worker and volunteer program. For example, starting 
in November 2005, letters have been sent to union members telling them 
about the program and how they can enroll in it. According to worker 
and volunteer program officials, as of February 2006, 13 state workers 
who responded to the WTC disaster in an official capacity had received 
examinations from the worker and volunteer program,[Footnote 18] and as 
of mid-February 2006, 9 additional state workers had registered to 
obtain examinations through this program. Worker and volunteer program 
officials told us that any state worker that had been screened by the 
state program would need to receive a new baseline examination through 
the worker and volunteer program, because the screening data collected 
by the state program differ from the data collected by the worker and 
volunteer program. For example, the worker and volunteer program offers 
a breathing test not provided by the state program. 

Programs Provide Data for WTC-Related Health Research: 

In addition to providing medical examinations, these three programs-- 
the FDNY program, the worker and volunteer program, and the New York 
State program--have collected information for use in scientific 
research to better understand the health consequences of the WTC attack 
and other disasters. A fourth program, the WTC Health Registry, 
includes health and exposure information obtained through interviews 
with participants; it is designed to track participants' health for 20 
years and to provide data on the long-term health consequences of the 
disaster (see table 2). Physicians who evaluate and treat WTC 
responders told us they expect that research on health effects from the 
disaster will not only help researchers understand the health 
consequences, but also provide information on appropriate treatment 
options for affected individuals. 

Both the FDNY program and the worker and volunteer program have been 
the basis for published research articles on the health of WTC 
responders. For example, the FDNY program reported on the injuries and 
illnesses experienced by firefighters and emergency medical service 
workers after responding to the attack.[Footnote 19] In addition, the 
worker and volunteer program published information on the physical and 
mental health of responders in 2004.[Footnote 20] Officials from both 
programs plan to publish additional findings as they track 
participants' health over time. Although the New York State program has 
stopped offering examinations, program officials are continuing to 
analyze data from the program with plans for eventual publication. 

The WTC Health Registry program has collected health information 
through interviews with responders, people living or attending school 
in the vicinity of the WTC site, and people working or present in the 
vicinity on September 11, 2001. The registry program, with total 
federal funding of $23 million, completed enrollment and conducted 
interviews with over 71,000 participants by November 2004. Officials 
updated contact information for all participants in 2005, and they plan 
to start conducting the first follow-up health survey of participants 
in late March 2006. Registry officials would like to conduct subsequent 
follow-up surveys every 2 years until about 2023--20 years after the 
program began in 2003--but have not yet secured funding for long-term 
monitoring.[Footnote 21] 

The registry is designed to provide a basis for research to evaluate 
the long-term health consequences of the disaster. It includes contact 
information for people affected by the WTC attack, information on 
individuals' experiences and exposures during the disaster, and 
information on their health. In November 2004, registry officials 
published preliminary results on the health status of registry 
participants, and officials expect to submit several research papers 
for publication within the next year. In addition, in May 2005, 
registry officials published guidelines for allowing registry 
information to be used in scientific research,[Footnote 22] and as of 
February 2006, they approved three proposals for external research 
projects that use registry information. These proposals include two 
studies of building evacuations and a study of psychological responses 
to terrorism. 

Program Officials Are Concerned That Current Federal Funding 
Arrangements Will End before Needed Monitoring Is Complete: 

Officials from the FDNY, worker and volunteer, and WTC Health Registry 
programs are concerned that current time frames for federal funding 
arrangements for programs designed to track participants' health over 
time may be too short to allow for identification of all the health 
effects that may eventually develop. ATSDR's 5-year cooperative 
agreement with the New York City Department of Health and Mental 
Hygiene to support the WTC Health Registry went into effect April 30, 
2003, and extends through April 29, 2008. Similarly, NIOSH awarded 5- 
year grants in July 2004 to continue the FDNY and worker and volunteer 
programs through mid-2009; the programs had begun in 2001 and 2002, 
respectively. Health experts involved in these monitoring programs, 
however, cite the need for long-term monitoring of affected groups 
because some possible health effects, such as cancer, may not appear 
until decades after a person has been exposed to a harmful agent. They 
noted that long-term monitoring could result in earlier detection and 
treatment of cancers that might develop. Health experts also told us 
that monitoring is important for identifying and assessing the 
occurrence of newly identified conditions, such as WTC cough, and 
chronic conditions, such as asthma. 

CDC Is in Process of Deciding How to Distribute New Funds for 
Monitoring and Treating WTC Responders: 

In January 2006, CDC received a $75 million appropriation for purposes 
related to the September 11, 2001, terrorist attacks. It is available 
to fund baseline screening, long-term monitoring, and health care 
treatment of emergency services and recovery personnel who responded to 
the WTC disaster.[Footnote 23] CDC is required to give first priority 
to funding baseline, follow-up screening, long-term medical health 
monitoring, or treatment programs implemented by the worker and 
volunteer program, the FDNY Medical Monitoring Program, the WTC Health 
Registry, the New York Police Foundation's Project COPE, and the Police 
Organization Providing Peer Assistance of New York City. CDC is 
required to give second priority to funding similar programs that are 
coordinated by other organizations that are working with New York State 
and New York City. The programs that may qualify for secondary 
consideration are not specified in the law. 

In mid-February 2006, CDC officials told us that they were engaged in 
discussions with congressional stakeholders and the organizations 
specified in the law to help the agency decide how to spend the 
appropriated funds. Officials said that to aid their decisionmaking 
they were also consulting with private philanthropic organizations, 
including the American Red Cross, to learn more about the grant funds 
the organizations have provided to support the recovery needs of people 
affected by the WTC attack.[Footnote 24] CDC officials told us that 
they plan to first decide how they will allocate funds among screening, 
monitoring, and treatment programs and then make other decisions, such 
as how long the allocated funds will be available for each program. 
They said that they anticipated reaching a decision about the 
allocation of the funds by the end of February 2006, but did not know 
when they would reach other decisions. 

HHS's Program for Screening Federal Responders Has Accomplished Little: 

HHS's OPHEP established the WTC Federal Responder Screening Program to 
provide medical screening examinations for an estimated 10,000 federal 
workers who responded to the WTC disaster in an official capacity and 
were not eligible for any other medical monitoring program. OPHEP did 
not initially develop a comprehensive list of federal responders who 
were eligible for the program. The program began in June 2003--about a 
year later than other monitoring programs--and had completed screenings 
for 394 workers through March 2004. No additional examinations were 
provided until the program resumed in December 2005, because OPHEP 
officials had temporarily suspended new examinations until they could 
resolve several operational issues. The program resumed conducting 
examinations for current federal workers in December 2005, and 
completed 133 additional examinations for current federal workers as of 
early February 2006. The examination process has not resumed for WTC 
responders who are no longer federal employees, but OPHEP recently 
executed an agreement with NIOSH to arrange for the worker and 
volunteer program to provide examinations to these WTC responders. We 
also identified two additional federal agencies that established 
screening programs for their own personnel who responded to the 
disaster. 

HHS Program Screened Few Federal Workers and Recently Started 
Conducting Examinations after a Hiatus of Almost 2 Years: 

HHS's WTC Federal Responder Screening Program was established to 
provide free voluntary medical screening examinations for an estimated 
10,000 federal workers[Footnote 25] whom their agencies sent to respond 
to the WTC disaster from September 11, 2001, through September 10, 
2002, and who were not eligible for any other monitoring 
program.[Footnote 26] FEMA provided $3.74 million through an 
interagency agreement with HHS's OPHEP for the purpose of developing 
and implementing the program. OPHEP entered into an agreement with 
HHS's FOH to schedule and conduct the screening examinations. 

The launching of the federal responder screening program lagged behind 
the implementation of other federally funded monitoring programs for 
WTC responders. For example, the medical screening program for New York 
State employees and the worker and volunteer program started conducting 
screening examinations in May 2002 and July 2002, respectively. 
However, OPHEP did not launch its program until June 2003. (Figure 1 
highlights key actions in developing and implementing the program.) 

Figure 1: Timeline of Key Actions Related to WTC Federal Responder 
Screening Program: 

[See PDF for image] 

[End of figure] 

Initially, OPHEP did not develop a plan for identifying all federal 
agencies and their personnel that responded to the WTC disaster or for 
contacting all federal personnel eligible for the screening program. 
Although OPHEP and FEMA developed a partial list of federal responders-
-consisting primarily of HHS and FEMA personnel--OPHEP did not have a 
comprehensive list of agencies and personnel, and so could not inform 
all eligible federal responders about the WTC screening program. The 
program's principal action to communicate with the federal responders 
was to place program information and registration forms on FEMA's 
National Disaster Medical System (NDMS) Web site.[Footnote 27] 

The screening program had operated for about 6 months when OPHEP 
officials decided in January 2004 to place it on hold by temporarily 
suspending examinations. FOH officials told us that after examinations 
were suspended, 35 additional people requested examinations and they 
were placed on a waiting list. FOH officials told us that they 
completed 394 screening examinations[Footnote 28] from June 2003 
through March 2004,[Footnote 29] with most completed by the end of 
September 2003. According to FOH, a total of $177,967 was spent on 
examinations through March 2004.[Footnote 30] 

OPHEP officials told us that three operational issues contributed to 
the decision to suspend the program. First, OPHEP could not inform all 
eligible federal responders about the program because it lacked a 
comprehensive list of eligible federal responders. Second, there were 
concerns about what actions FOH clinicians could take when screening 
examinations identified problems. Based on the examinations that had 
been completed before the program was placed on hold, FOH clinicians 
determined that many participants needed additional diagnostic testing 
and follow-up care, primarily in the areas of respiratory functioning 
and mental health. However, under the existing interagency agreement 
there was no provision for providing follow-up care and no direction 
for clinicians on how to handle the provision of further diagnostic 
tests, treatment, or referrals. FOH officials told us that they were 
concerned about continuing to provide screening examinations without 
the ability to provide participants with additional needed services. 
Third, although the screening program had been established to provide 
examinations to all federal responders regardless of their current 
federal employment status, HHS officials told us that the department 
determined that FOH does not have the authority to provide examinations 
to people who are no longer in federal service. 

In April 2005, OPHEP began to prepare for resuming the examination 
program by enlisting the assistance of ATSDR--which had successfully 
developed the WTC Health Registry--to establish a database containing 
the names of federal responders, develop a new registration Web site, 
and develop and implement recruitment and enrollment plans for current 
and former federal workers. OPHEP executed an agreement with ATSDR 
allocating about $491,000 of the funds remaining from FEMA for these 
activities. OPHEP officials told us that, as part of the program's 
recruitment and enrollment efforts, in mid-October 2005, a letter was 
sent to about 1,700 people identified as having responded to the WTC 
disaster to inform them about the program.[Footnote 31] According to 
OPHEP, the new registration Web site was activated in October 2005, and 
through early February 2006, 345 additional current federal workers and 
32 former workers had registered to obtain an examination. 

In July 2005, OPHEP and FOH executed a new agreement for providing 
examinations to WTC responders who are current federal workers. Under 
this agreement, FOH clinicians can now make referrals for follow-up 
care. For example, they can refer participants with mental health 
symptoms to an FOH employee assistance program for a telephone 
assessment. If appropriate, the participant can then be referred to an 
employee assistance program counselor for up to six in-person sessions. 
If the assessment indicates that longer treatment is necessary, the 
participant can instead be advised to use health insurance to obtain 
care or to contact a local Department of Labor Office of Workers' 
Compensation to file a claim, receive further evaluation, and possibly 
obtain compensation for mental health services. The new agreement 
between OPHEP and FOH also allows FOH clinicians to order additional 
clinical tests, such as special pulmonary and breathing tests. FOH 
officials told us that they resumed providing examinations in December 
2005 and that 133 examinations have since been completed.[Footnote 32] 

The examination process has not resumed for WTC responders who are no 
longer federal employees, but in late February 2006, OPHEP executed an 
agreement with NIOSH to arrange for the worker and volunteer program to 
provide examinations to these WTC responders.[Footnote 33] Under this 
agreement, former federal workers will receive a one-time examination 
comparable to the type of examination that FOH is now providing to 
current federal workers. Patients with eligible conditions will be 
referred to the treatment programs supported by the American Red Cross 
or other available programs. 

Two Federal Agencies Established Their Own Screening Programs: 

In addition to the OPHEP program, we identified two federal agencies 
that established medical screening programs to assess the health of the 
personnel they had sent to respond to the WTC disaster. One agency, the 
Army, established two screening programs--one specifically for Army 
Corps of Engineers personnel and one that also included other Army 
responders. The Army Corps of Engineers established a voluntary program 
to assess the health of 356 employees it had sent to respond to the 
disaster.[Footnote 34] The program, initiated in November 2001, 
consists of sending employees an initial medical screening 
questionnaire covering physical health issues.[Footnote 35] If 
questionnaire results indicate symptoms or concerns that need further 
evaluation, the employee is offered a medical examination.[Footnote 36] 
As of August 2004, 92 Corps of Engineers employees had participated in 
the program, with 40 receiving follow-up examinations. The Army's 
Center for Health Promotion and Preventive Medicine initiated a 
program--the World Trade Center Support Health Assessment Survey--in 
January 2002. It was designed as a voluntary medical screening for Army 
military and civilian personnel, including contractors. From January 
2002 through September 2003, questionnaires were sent to 256 
employees.[Footnote 37] According to DOD, 162 employees completed and 
returned their questionnaires. In addition, the U.S. Marshals Service, 
within the Department of Justice, modified an existing agreement with 
FOH in 2003 for FOH to screen approximately 200 U.S. Marshals Service 
employees assigned to the WTC or Pentagon recovery sites. The one-time 
assessment includes a screening questionnaire and a medical 
examination.[Footnote 38] FOH officials said that as of August 2005, 88 
of the 200 U.S. Marshals Service employees had requested and obtained 
examinations.[Footnote 39] 

Lessons from WTC Health Monitoring Programs Could Assist Future 
Monitoring Efforts: 

Officials involved in the WTC health monitoring programs implemented by 
state and local governments or private organizations--including 
officials from the federal administering agencies--derived lessons from 
their experiences that could help officials design such programs in the 
future. They include the need to quickly identify and contact people 
affected by a disaster, the value of a centrally coordinated approach 
for assessing individuals' health, the importance of monitoring both 
physical and mental health, and the need to plan for providing 
referrals for treatment when screening examinations identify health 
problems. 

Officials involved in the monitoring programs emphasized the importance 
of quickly identifying and contacting people affected by a disaster. 
They said that potential monitoring program participants can become 
more difficult to locate as time passes.[Footnote 40] In addition, 
potential participants' ability to recall the events of a disaster may 
decrease over time, making it more difficult to collect accurate 
information about their experiences and health. However, the time it 
takes to design, fund, approve, and implement monitoring programs can 
lead to delays in contacting the people who were affected. For example, 
the WTC Health Registry received funding in July 2002 but did not begin 
collecting data until September 2003--2 years after the disaster. From 
July 2002 through September 2003, the program's activities included 
developing the registry protocol, testing the questionnaire, and 
obtaining approval from institutional review boards.[Footnote 41] To 
expedite such information collection during the response to future 
disasters, ATSDR officials have developed a model data collection 
instrument, known as the Rapid Response Registry, to allow officials to 
identify and locate potentially affected individuals immediately after 
a disaster and collect basic preliminary information, such as their 
current contact information and their location during the disaster. 
ATSDR officials expect that using this instrument would reduce delays 
in collecting time-sensitive information while officials take the time 
necessary to develop a monitoring program for disaster-related health 
effects. According to ATSDR officials, state and local agencies can 
request the instrument and adapt it to their specific needs, and ATSDR 
can provide technical assistance on how to use the instrument. To date, 
14 states have requested the Rapid Response Registry from 
ATSDR.[Footnote 42] 

Furthermore, officials told us that health monitoring for future 
disasters could benefit from additional centrally coordinated planning. 
Such planning could facilitate the collection of compatible data among 
monitoring efforts, to the extent that this is appropriate. Collecting 
compatible data could allow information from different programs to be 
integrated and contribute to improved data analysis and more useful 
research. In addition, centrally coordinated planning could help 
officials determine whether separate programs are necessary to serve 
different groups of people. For example, worker and volunteer program 
officials indicated that it might have been possible for that program 
to serve federal workers who responded to the disaster in an official 
capacity, which might have eliminated the need to organize and 
administer a separate program for them. 

Officials also stated that screening and monitoring programs should be 
comprehensive, encompassing both physical and mental health 
evaluations. This observation is supported by CDC's recent report that 
about half of the adults that CDC assessed in areas heavily affected by 
Hurricane Katrina exhibited levels of emotional distress that indicated 
a potential need for mental health services.[Footnote 43] Officials 
from the WTC worker and volunteer medical monitoring program told us 
that the initial planning for their program had focused primarily on 
screening participants' physical health, and that they did not 
originally budget for extensive mental health screening. Subsequently, 
they recognized a need for more extensive mental health screening, 
including greater participation of mental health professionals, but the 
program's federal funding was not sufficient to cover such screening. 
By collaborating with the Mount Sinai School of Medicine Department of 
Psychiatry, program officials were able to obtain philanthropic funding 
to develop a more comprehensive mental health questionnaire; provide on-
site psychiatric screening; and when necessary, provide more extensive 
evaluations. 

Many participants in the monitoring programs required additional 
testing or needed treatment for health problems that were identified 
during screening examinations. Officials told us that finding treatment 
sources for such participants is an important, but challenging, part of 
the programs' responsibility. For example, officials from the worker 
and volunteer program stated that identifying providers available to 
treat participants became a major part of their operations, and was 
especially difficult when participants lacked health insurance. The 
officials said that planning for future monitoring programs should 
include a determination of how best to help participants obtain needed 
treatment. 

Concluding Observations: 

Federally funded programs implemented by state and local governments or 
private organizations to monitor the health effects of the WTC attack 
on thousands of people who responded to the disaster have made 
progress. However, the program HHS established to screen the federal 
employees whose agencies sent them to the WTC after the attack has 
accomplished little, completing screenings of 527 of the thousands of 
federal responders. Moreover, no examinations occurred for a period of 
almost 2 years, and examinations for former federal workers have not 
yet resumed. Because of this program's limited activity, and the 
inability of federal workers to participate in other monitoring 
programs because of the assumption that they would have the opportunity 
to receive screening examinations through the HHS program, many federal 
responders may not have had an opportunity to identify and seek 
treatment for health problems related to the WTC disaster. 

Based on their experiences, officials involved in the monitoring 
programs have made a number of useful observations that will apply to 
future terrorist attacks and natural disasters, such as Hurricane 
Katrina. For example, screening for mental as well as physical health 
problems in New Orleans and along the Gulf Coast will be critical to 
the recovery of survivors of Hurricane Katrina and the responders to 
the disaster, as indicated by CDC's early assessment of the extent of 
mental health distress among people affected by Hurricane Katrina. 
Another observation was the importance of quickly identifying and 
contacting people affected by a disaster. The model data collection 
instrument developed by ATSDR has the potential to enable officials to 
quickly and systematically identify people involved in future 
disasters, a necessary first step in conducting health monitoring. 
Finally, officials noted the value of centrally coordinated planning of 
health monitoring, which could improve the underlying database for 
research and eliminate the need for separate and sometimes incompatible 
monitoring programs for different populations. 

Mr. Chairman, this completes my prepared remarks. I would be happy to 
respond to any questions you or other members of the subcommittee may 
have at this time. 

Contact and Acknowledgments: 

For further information about this testimony, please contact Cynthia A. 
Bascetta at (202) 512-7101 or bascettac@gao.gov. Contact points for our 
Offices of Congressional Relations and Public Affairs may be found on 
the last page of this statement. Helene F. Toiv, Assistant Director; 
George H. Bogart; Alice L. London; Roseanne Price; and William R. 
Simerl made key contributions to this statement. 

[End of section] 

Appendix I: Abbreviations: 

ATSDR: Agency for Toxic Substances and Disease Registry: 
CDC: Centers for Disease Control and Prevention: 
DHS: Department of Homeland Security: 
DOD: Department of Defense: 
FDNY: New York City Fire Department: 
FDNY-BHS: New York City Fire Department Bureau of Health Services: 
FEMA: Federal Emergency Management Agency: 
FOH: Federal Occupational Health Services: 
HHS: Department of Health and Human Services: 
NDMS: National Disaster Medical System: 
NIOSH: National Institute for Occupational Safety and Health: 
NYC: New York City: 
OPHEP: Office of Public Health Emergency Preparedness: 
RTI: Research Triangle Institute: 
WTC: World Trade Center: 

[End of section] 

Appendix II: Government Agencies That Sent Responders Following the 
World Trade Center Attack: 

Through our work, we identified the following agencies that sent 
employees to respond to the World Trade Center attack of September 11, 
2001. 

Federal Agencies: 

Department of Defense: 

Department of Energy: 

Department of Health and Human Services: 
- Agency for Toxic Substances and Disease Registry: 
- Centers for Disease Control and Prevention: 
- National Institutes of Health Substance Abuse and Mental Health 
Services Administration: 

Department of Homeland Security: 
-Federal Emergency Management Agency[Footnote 44]: 
-U.S. Coast Guard[Footnote 45]: 

Department of the Interior: 
-National Park Service: 

Department of Justice: 
-Federal Bureau of Investigation: 
-U.S. Marshals Service: 

Department of Labor: 
-Occupational Safety and Health Administration: 

Environmental Protection Agency: 

New York State Agencies: 

Department of Environmental Conservation: 
Department of Health: 
Division of Military and Naval Affairs: 
Emergency Management Office: 
Office of Mental Health: 

New York City Agencies: 

Department of Design and Construction: 
Department of Environmental Protection: 
Department of Health and Mental Hygiene: 
Department of Sanitation: 
Fire Department: 
Metropolitan Transportation Authority: 
Office of Emergency Management: 
Police Department: 

[End of section] 

FOOTNOTES 

[1] A list of abbreviations used in this testimony is in app. I. 

[2] GAO, September 11: Monitoring of World Trade Center Health Effects 
Has Progressed, but Not for Federal Responders, GAO-05-1020T 
(Washington, D.C.: Sept. 10, 2005). 

[3] In this testimony, the term responders refers to anyone involved in 
rescue, recovery, or cleanup activities at or near the vicinity of the 
WTC site and Staten Island Fresh Kills landfill (the off-site location 
of the WTC recovery operation). 

[4] See, for example, Centers for Disease Control and Prevention, 
"Mental Health Status of World Trade Center Rescue and Recovery Workers 
and Volunteers--New York City, July 2002-August 2004," Morbidity and 
Mortality Weekly Report, vol. 53 (2004); Centers for Disease Control 
and Prevention, "Physical Health Status of World Trade Center Rescue 
and Recovery Workers and Volunteers--New York City, July 2002-August 
2004," Morbidity and Mortality Weekly Report, vol. 53 (2004); and 
Gisela I. Banauch and others, "Bronchial Hyperreactivity and Other 
Inhalation Lung Injuries in Rescue/Recovery Workers after the World 
Trade Center Collapse," Critical Care Medicine, vol. 33, no. 1 (2005). 

[5] See, for example, GAO, September 11: Health Effects in the 
Aftermath of the World Trade Center Attack, GAO-04-1068T (Washington, 
D.C.: Sept. 8, 2004); GAO, Bioterrorism: Public Health Response to 
Anthrax Incidents of 2001, GAO-04-152 (Washington, D.C.: Oct. 15, 
2003); GAO, Public Health Preparedness: Response Capacity Improving, 
but Much Remains to Be Accomplished, GAO-04-458T (Washington, D.C.: 
Feb. 12, 2004); and Institute of Medicine, Preparing for the 
Psychological Consequences of Terrorism: A Public Health Strategy 
(Washington, D.C.: 2003). 

[6] This program was formerly known as the WTC Worker and Volunteer 
Medical Screening Program. In this testimony, we refer to the program 
as the worker and volunteer program. 

[7] In this testimony, we use the term monitoring program to refer to 
both one-time screening programs and programs that include initial 
screening and periodic follow-up monitoring. 

[8] The DHS officials we spoke with were from the Federal Emergency 
Management Agency, which became part of DHS in March 2003. 

[9] FOH is a part of HHS's Program Support Center. 

[10] The responders included firefighters; law enforcement officers; 
emergency medical technicians and paramedics; morticians; health care 
professionals; and other workers and volunteers, including those in the 
construction and ironwork trades, heavy equipment operators, mechanics, 
engineers, truck drivers, carpenters, day laborers, and 
telecommunications workers. Numerous federal, state, and New York City 
agencies sent personnel to respond to the WTC disaster (see app. II). 

[11] GAO-04-1068T. 

[12] In fiscal year 2002, Substance Abuse and Mental Health Services 
Administration grant programs provided funds that could be used to 
treat mental health and substance abuse conditions. The Post-September 
11 State Disaster Relief grant program awarded about $10 million in 
grants to the 9 states most directly affected by the September 11, 
2001, terrorist attacks to fund substance abuse and mental health 
assessment and treatment services for people affected by the attacks, 
including WTC responders. The Public Safety Workers Mental Health grant 
program awarded a total of about $2.4 million to 7 grantees to provide 
mental health services to public safety workers in New York and 
Virginia who responded to the terrorist attacks. 

[13] FEMA is the agency responsible for coordinating federal disaster 
response efforts under the National Response Plan. 

[14] FEMA provided funds to HHS to support screening and long-term 
monitoring efforts from funds appropriated for disaster relief and 
emergency response to the September 11, 2001, terrorist attacks. See 
Consolidated Appropriations Resolution, 2003, Pub. L. No. 108-7, 117 
Stat. 11, 517; 2002 Supplemental Appropriations Act for Further 
Recovery from and Response to Terrorist Attacks on the United States, 
Pub. L. No. 107-206, 116 Stat. 820, 894; Department of Defense and 
Emergency Supplemental Appropriations for Recovery from and Response to 
Terrorist Attacks on the United States Act, 2002, Pub. L. No. 107-117, 
115 Stat. 2230, 2338; and 2001 Emergency Supplemental Appropriations 
Act for Recovery from and Response to Terrorist Attacks on the United 
States, Pub. L. No. 107-38, 115 Stat. 220-221. 

[15] Consolidated Appropriations Resolution, 2003, Pub. L. No. 108-7 
117, Stat. 11, 517. 

[16] The Robert T. Stafford Disaster Relief and Emergency Assistance 
Act, as amended, authorizes FEMA to, among other things, make 
appropriated funds available for disaster relief and emergency 
assistance. Pub. L. No. 93-288, 88 Stat. 143 (1974), as amended. The 
Stafford Act does not specifically authorize ongoing clinical 
treatment. 

[17] When state officials contacted the estimated 9,800 state 
responders, some of them informed the program that they were not 
interested in participating. Officials sent follow-up letters to state 
employees who did not respond to the initial mailing. National Guard 
personnel were sent only an initial letter. 

[18] The worker and volunteer program has established a network of 
providers to serve state responders outside the New York City 
metropolitan area. State responders had been eligible for monitoring at 
New York City area clinics since February 2004, and can now visit 
providers in Albany and Syracuse. According to worker and volunteer 
program officials, state responders will be able to obtain examinations 
at another clinic location that is scheduled to open in Rochester in 
March 2006. 

[19] See, for example, Centers for Disease Control and Prevention, 
"Injuries and Illnesses among New York City Fire Department Rescue 
Workers after Responding to the World Trade Center Attacks," Morbidity 
and Mortality Weekly Report, vol. 51 (2002), and Elizabeth M. Fireman 
and others, "Induced Sputum Assessment in NYC Firefighters Exposed to 
World Trade Center Dust," Environmental Health Perspectives, vol. 112 
(2004). 

[20] Centers for Disease Control and Prevention, Morbidity and 
Mortality Weekly Report, vol. 53, 807, and Centers for Disease Control 
and Prevention, Morbidity and Mortality Weekly Report, vol. 53, 812. 

[21] Program officials told us that the registry was designed as a 20- 
year program because most long-term health effects that might result 
from the WTC disaster would likely begin to appear in the population 
within that period of time. 

[22] Under the guidelines, a review committee consisting of public 
health scientists and stakeholder representatives evaluates each 
proposed research project based on criteria such as the proposal's 
scientific and technical merit, funding, and contribution to a 
community or individuals. 

[23] These funds are available to CDC until expended. See Department of 
Defense Appropriations Act, 2006, Pub. L. No. 109-148, Sec. 5011 (b), 
119 Stat. 2680,____. 

[24] In 2005, the American Red Cross September 11 Recovery Program 
developed a plan for distributing $50 million in grant funds over a 2-
year period to support the recovery of September 11 victims and their 
families. The first grant was awarded in June 2005 to Mount Sinai's WTC 
Health Effects Treatment Program, which supports workers and volunteers 
dealing with ongoing physical and mental health problems following 
their service at WTC disaster sites. The Red Cross program has also 
awarded grants to the four additional clinical centers that are part of 
the worker and volunteer program. 

[25] For this program, a federal worker is defined as being either a 
permanent, temporary, or intermittent federal employee. 

[26] According to a FEMA official, federal workers who did not receive 
official orders from their agencies to respond to the WTC disaster are 
not eligible for this program. According to an official of the worker 
and volunteer program, federal workers who volunteered on their own in 
the aftermath of the disaster were eligible to participate in that 
screening program. 

[27] NDMS provides medical care to victims and responders to domestic 
disaster, including acts of terrorism and natural disasters. According 
to HHS officials, when NDMS was transferred to FEMA in 2003 as part of 
the formation of DHS, key NDMS staff involved in the initial planning 
of the screening program were also transferred. During the transition 
period, these NDMS staff continued to carry out some tasks related to 
the screening program, including working to identify agencies that had 
sent employees to the WTC disaster, developing a list of federal 
responders, and placing information about the program on the NDMS Web 
site. Officials said that overall program management responsibility and 
funding remained with HHS. 

[28] FOH officials told us that although FOH clinicians had seen 
approximately 460 federal personnel, not all of them completed the 
entire examination process. 

[29] FOH continued to schedule and conduct examinations for those 
people who had requested an examination before the program was placed 
on hold in January 2004. 

[30] FOH officials told us that this amount includes spending on the 
394 completed examinations and on examinations that were partially 
completed. 

[31] OPHEP officials told us that they contacted a total of 132 federal 
agencies, requesting them to provide ATSDR's contractor with contact 
information on the employees they sent to respond to the WTC disaster. 
Of these agencies, 92 indicated that they sent employees to respond to 
the WTC disaster, and 39 of the 92 agencies provided information on 
people they believed might be eligible for OPHEP's screening program. 
OPHEP officials said that 14 federal agencies told them that they 
wished to contact their employees themselves to inform them about the 
program. OPHEP provided these agencies with outreach materials but has 
no information on what actions they took. According to OPHEP, five 
agencies refused to provide information on their employees and the 
remaining agencies have agreed to provide information but have not yet 
done so. 

[32] FOH officials told us that, as of early February 2006, they 
completed examinations for 128 current federal workers who registered 
on the program's new Web site that opened in October 2005, and for 5 
current federal workers who were on the waiting list after the 
screening program was placed on hold in January 2004. 

[33] This agreement also provides for examinations for other federal 
responders who are ineligible to receive examinations from FOH, such as 
DOD employees. 

[34] The screening program has no closing date, and employees can 
request a screening examination at any time. 

[35] The questionnaire collects information on prior and WTC-related 
occupational exposures and prior and current physical health status. 

[36] The medical examination includes a comprehensive history and 
physical examination; chest Xray; and pulmonary function, blood, and 
urine tests. 

[37] The Army's questionnaire was distributed to active-duty service 
members, activated members of the Reserves and National Guard, civilian 
employees, and civilian contractors. These included 125 New Jersey Army 
National Guard members. The 474 active-duty members of the New York 
Army National Guard who responded to the WTC disaster were not included 
due to their eligibility to participate in the medical screening 
program established for New York State workers. 

[38] The medical examination includes an occupational exposure history 
and physical examination, chest X-ray, blood and urine tests, pulmonary 
function test, audiogram, and electrocardiogram. 

[39] FOH officials told us that under the terms of the agreement, 
eligible employees can still request a screening examination. 

[40] The extent of the challenge of locating potential participants 
varied among WTC monitoring programs, depending on the population 
involved. For example, FDNY had contact information for all potential 
participants in its monitoring program because they were employed by 
FDNY during or after the disaster. In contrast, the worker and 
volunteer program and the WTC Health Registry had to expend 
considerable effort to identify people who were eligible to participate 
and inform them about the programs. 

[41] Institutional review boards are groups that have been formally 
designated to review and monitor biomedical research involving human 
subjects. 

[42] The following states have requested the instrument: Arizona, 
California, Colorado, Connecticut, Florida, Georgia, Michigan, 
Minnesota, North Carolina, Oklahoma, Rhode Island, South Carolina, 
Tennessee, and Texas. 

[43] Centers for Disease Control and Prevention, "Assessment of Health- 
Related Needs After Hurricanes Katrina and Rita--Orleans and Jefferson 
Parishes, New Orleans Area, Louisiana, October 17-22, 2005," Morbidity 
and Mortality Weekly Report, Vol. 55, page 38. 

[44] At the time of the World Trade Center attack, the Federal 
Emergency Management Agency was an independent agency. 

[45] At the time of the World Trade Center attack, the U.S. Coast Guard 
was in the Department of Transportation.