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entitled 'Medicare: Financial Outlook Poses Challenges for Sustaining 
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United States General Accounting Office: 
GAO: 

Testimony: 

Before the Committee on Ways and Means, House of Representatives: 

For Release on Delivery: 
Expected at 10:30 a.m. 
Wednesday, April 17, 2002: 

Medicare: 

Financial Outlook Poses Challenges for Sustaining Program and Adding 
Drug Coverage: 

Statement of David M. Walker: 
Comptroller General of the United States: 
		
GAO-02-643T: 

Mr. Chairman and Members of the Committee: 

I am pleased to be here today as you discuss options for increasing 
Medicare beneficiaries' access to prescription drugs. There are 
growing concerns about gaps in the Medicare program, most notably the 
lack of outpatient prescription drug coverage, which may leave 
Medicare's most vulnerable beneficiaries with high out-of-pocket 
costs. Recent estimates suggest that, at any point in time, over a 
third of Medicare beneficiaries lack prescription drug coverage. The 
rest have at least some drug coverage through various sources—most 
commonly employer-sponsored health plans—although recent evidence 
indicates that this coverage is beginning to erode. 

At the same time, however, the short-term and long-term cost pressures 
facing the existing Medicare program are considerable. After a brief 
slowdown in the late 1990s, Medicare spending growth has recently 
accelerated. In the last fiscal year, growth in program spending 
reached nearly 9 percent, with spending on certain services increasing 
much more rapidly. For example, spending for home health grew about 30 
percent and spending for skilled nursing facility care grew slightly 
over 20 percent. 

As I have noted previously, substantive financing and programmatic 
reforms are necessary to put Medicare on a sustainable footing for the 
future. These fundamental reforms are vital to reducing the program's 
growth, which threatens to absorb ever-increasing shares of the 
nation's budgetary and economic resources. Thus, any proposals to help 
seniors with the costs of prescription drugs would need to be 
carefully crafted to avoid further erosion of the projected financial 
condition of the Medicare program, which is already unsustainable in 
its present form. 

We must also remain mindful that the fiscal pressures created by the 
retirement of the baby boom generation and rising health care costs 
are just over the horizon. Between now and 2035, the number of people 
who are 65 and older will double. Federal health and retirement 
spending are expected to surge as people live longer and spend more 
time in retirement. In addition, advances in medical technology are 
likely to keep pushing up the cost of providing health care. Moreover, 
the baby boomers will have left behind fewer workers to support them 
in retirement. Absent substantive reform of the entitlement programs, 
a rapid escalation of federal spending for Social Security, Medicare, 
and Medicaid beginning less than 10 years from now is virtually 
certain to overwhelm the rest of the federal budget. 

As figure 1 shows, fiscal flexibility has already decreased as 
spending for Social Security, Medicare, and Medicaid have absorbed an 
increasingly large share of the federal budget. Reductions in defense 
spending have helped accommodate the growth in these entitlement 
programs. However, reductions in defense spending can no longer be 
used as a means to help fund other claims on the budget; indeed, 
spending on defense and homeland security will grow as we seek to 
combat threats to our nation. 

Figure 1: Composition of Federal Spending by Budget Function: 

[Refer to PDF for image: 2 pie-charts] 

1982: 
Defense: 25%; 
Social Security: 21%; 
Medicare and Medicaid: 9%; 
Net Interest: 11%; 
All other spending: 34%. 

2002: 
Defense: 17%; 
Social Security: 23%; 
Medicare and Medicaid: 18%; 
Net Interest: 9%; 
All other spending: 33%. 

Note: 2002 data based on OMB current services estimate. 

Source: Budget of the United States Government, Fiscal Year 2003, 
Office of Management and Budget. 

[End of figure] 

Today my remarks will focus on (1) the access and affordability issues 
that underlie the interest in a Medicare prescription drug benefit, 
(2) the financial challenges Medicare faces to meet its current 
obligations, and (3) key considerations in light of the tension 
between benefit expansions and budgetary pressures. 

In summary, intentions to add prescription drug coverage to Medicare's 
benefits come during a period of rapid growth in national spending for 
pharmaceuticals. Between 1995 and 2000, spending for prescription 
drugs rose more than 2 1/2 times faster than spending for health care 
overall, and this dramatic growth is expected to continue in the 
coming years. In the absence of a drug benefit in the Medicare 
program, many beneficiaries obtain coverage from other sources, 
including health plans, public programs, and the Medigap insurance 
market. But the price, availability, and level of such coverage vary 
widely, leaving substantial gaps and exposure to high out-of-pocket 
costs for hundreds of thousands of beneficiaries. 

Despite the various pressures to adopt a prescription drug benefit, 
the rapidly escalating cost of meeting current obligations for present 
and future beneficiaries argues for careful deliberation and extreme 
caution in crafting any benefit expansion. Medicare's trustees have 
indicated in recent years that the Medicare program is already 
unsustainable in its present form. GAO's long-term budget simulations 
show that the aging of the baby boom generation and rising per capita 
health care spending will, absent meaningful reform, lead to massive 
fiscal challenges in future years. Assuming, for example, that last 
year's tax reductions are made permanent and discretionary spending 
keeps pace with the economy, by mid-century, spending for the current 
Medicare program—without the addition of a drug benefit—is projected 
to account for more than one-quarter of all federal revenues. In fact, 
federal revenues may only be adequate to pay Social Security and 
interest on the federal debt. As a result, massive spending, tax 
increases, or some combination of the two would be necessary to obtain 
balance. (See figure 2.) 

Figure 2: Composition of Spending as a Share of Gross Domestic Product 
(GDP) Assuming Discretionary Spending Grows with GDP and the Tax Cuts 
Do Not Sunset: 

[Refer to PDF for image: combination stacked vertical bar and line 
graph] 

The graph depicts the following for fiscal years 2000, 2015, 2030, and 
2050: 

All other spending; 
Medicare and Medicaid; 
Social Security; 
Net interest; 
Revenue. 

Source: GAO's March 2002 analysis. 

The huge budgetary pressures that we are sure to face in the coming 
years require that we set priorities so that any benefit expansions 
are in line with available resources. In this regard, the application 
of basic health insurance principles to any proposed benefit could 
help moderate the cost for both beneficiaries and taxpayers. Under 
these principles, beneficiaries receive protections against the risk 
of catastrophic medical expenses while remaining conscious of the cost 
of care. At the same time, it is important that benefit expansion 
proposals include targeting mechanisms to ensure that federal support 
is directed at the beneficiaries with the greatest financial risk. 
Nevertheless, as I have stated previously, no matter how well designed 
a new benefit may be, adding benefits without fundamentally reforming 
the existing program will merely hasten the exhaustion of Medicare's 
Hospital Insurance (HI) trust fund and the draining of general 
revenues. Any benefit expansion will also serve to make our long-range 
fiscal challenge even greater. Ideally, Medicare reforms should be 
designed to improve our long-range fiscal situation. At a minimum, 
they should be designed so as not to make our long-range fiscal 
challenge worse. 

Rising Drug Spending Elevates Beneficiary Access Concerns: 

Extensive research and development have led to new and improved 
prescription drug therapies that, in some instances, have replaced 
other health care interventions. For example, new medications for the 
treatment of ulcers have virtually eliminated the need for some 
surgical treatments. As a result of these innovations, the importance 
of prescription drugs as part of health care has grown. However, not 
all new drug therapies serve to reduce the need for more invasive and 
expensive medical procedures. Some new drug therapies are substitutes 
for already existing, less expensive, ones and may not appreciably 
improve efficacy or reduce side effects. Others may be used more for 
making lifestyle enhancements than for extending life or treating a 
serious medical condition. Spending on the new drug therapies, along 
with the mass media advertising of prescription drugs, serves to 
significantly increase total drug spending as a component of health 
care costs. 

The Medicare benefit package, largely designed in 1965, provides 
virtually no outpatient drug coverage. Beneficiaries may fill this 
coverage gap in various ways. All beneficiaries have access to 
individually purchased supplemental policies—Medigap—when they first 
become eligible for Medicare at age 65. Those policies that include 
drug coverage tend to be expensive and provide only limited benefits. 
Some beneficiaries have access to coverage through employer-sponsored 
policies or Medicare health maintenance organizations (HMO). In recent 
years, coverage through these sources has become more expensive and 
less widely available. Beneficiaries whose income falls below certain 
thresholds may qualify for Medicaid or other public programs. 

Prescription Drug Costs Continue to Rise Rapidly: 

In recent years, prescription drug expenditures have grown 
substantially, both in total and as a share of all heath care outlays. 
Prescription drug spending grew an average of almost 15 percent per 
year from 1995 to 2000, well more than double the 5.6 percent average 
growth rate for health care expenditures overall. (See table 1.) As a 
result, prescription drugs account for a growing share of health care 
spending rising from 6.1 percent in 1995 to 9.4 percent in 2000. By 
2011, prescription drug expenditures are expected to account for 
almost 15 percent of total health expenditures. 

Table 1: National Expenditures for Prescription Drugs and Health Care, 
1995-2000: 

Year: 2000; 
Prescription drug expenditures: $121.8 billion; 
Annual growth in prescription drug expenditures from previous year: 
17.3%; 
Annual growth in health care expenditures from previous year: 6.9% 

Year: 1999; 
Prescription drug expenditures: $103.9 billion; 
Annual growth in prescription drug expenditures from previous year: 
19.2%; 
Annual growth in health care expenditures from previous year: 5.7%. 

Year: 1998; 
Prescription drug expenditures: $87.2 billion; 
Annual growth in prescription drug expenditures from previous year: 
15.1%; 
Annual growth in health care expenditures from previous year: 5.4%. 

Year: 1997; 
Prescription drug expenditures: $75.7 billion; 
Annual growth in prescription drug expenditures from previous year: 
12.8%; 
Annual growth in health care expenditures from previous year: 4.9%. 

Year: 1996; 
Prescription drug expenditures: $67.2 billion; 
Annual growth in prescription drug expenditures from previous year: 
10.5%; 
Annual growth in health care expenditures from previous year: 5.0%. 

Year: 1995; 
Prescription drug expenditures: $60.8 billion; 
Annual growth in prescription drug expenditures from previous year: 
11.2%; 
Annual growth in health care expenditures from previous year: 5.7%. 

Average annual growth between 1995 and 2000: 
Annual growth in prescription drug expenditures from previous year: 
14.9%; 
Annual growth in health care expenditures from previous year: 5.6%. 

Source: Centers for Medicare and Medicaid Services, Office of the 
Actuary. 

[End of table] 

Total drug expenditures have been driven up by several factors. Drug 
coverage by private insurance has likely contributed to the rise in 
spending, because insured consumers are partially insulated from the 
costs. In the years from 1993 to 2000, the share of prescription drug 
expenditures paid by private health insurers rose from more than a 
fourth to almost a half. (See figure 3.) The development of new, more 
expensive drug therapies—including new drugs that replace old drugs 
and new drugs that treat disease more effectively—also contributed to 
the growth in drug spending by boosting the volume of drugs used as 
well as the average price for drugs used. Similarly, biotechnology 
advances and a growing knowledge of the human immune system are 
significantly shaping the discovery, design, and production of drugs. 
Advertising pitched to consumers has also served to increase the 
demand for prescription drugs. A recent study found that, in 2000, the 
50 drugs most heavily advertised directly to consumers were 
responsible for nearly half of the roughly $21-billion increase in 
retail spending on prescription drugs from 1999 to 2000.[Footnote 1] 

Figure 3: Shares of National Outpatient Drug Expenditures by Payer 
Type, 1993 and 2000: 

[Refer to PDF for image: 2 pie-charts] 

1993: 
Medicare: 1%; 
Other public: 3%; 
Total Medicaid: 15%; 
Private health insurance: 26%; 
Out-of-pocket: 53%. 

2000: 
Medicare: 2%; 
Other public: 3%; 
Total Medicaid: 17%; 
Private health insurance: 46%; 
Out-of-pocket: 32%. 

Note: Out-of-pocket expenditures include direct spending by consumers 
for prescription drugs, such as coinsurance, deductibles, and any 
amounts not covered by insurance. Out-of-pocket premiums paid by 
individuals are not counted here. 

Source: Centers for Medicare and Medicaid Services, Office of the 
Actuary, National Health Statistics Group. 

[End of figure] 

Drug Coverage for Medicare Beneficiaries Is Becoming More Expensive 
and Less Available: 

In 2001, CBO estimated that the average Medicare beneficiary would use 
$1,756 worth of prescription drugs. This is a substantial amount 
considering that some beneficiaries lack any drug coverage and others 
with coverage may have less than in previous years. Moreover, 
significant numbers of beneficiaries have drug expenses much higher 
than those of the average beneficiary. CBO also estimated that some 10 
percent of Medicare beneficiaries would have expenditures of $4,000 or 
more.[Footnote 2] 

According to a recent survey, in the fall of 1999, nearly two-thirds 
of Medicare beneficiaries had some form of drug coverage from a	 
supplemental insurance policy, health plan, or public program. More than
one-third reported that they lacked drug coverage altogether.[Footnote 
3] (See figure 4.) 

Figure 4: Source of Drug Coverage for Medicare Beneficiaries, Fall 
1999: 

[Refer to PDF for image: pie-chart] 

No drug coverage: 38%; 
Employer-sponsored: 28%; 
Medicare HMO: 15%; 
Medicaid: 10%; 
Medicare supplemental (Medigap): 7%; 
Other public: 2%. 
			
Source: Barents Group analysis of 1996 through 1999 Medicare Current 
Beneficiary Survey Access to Care Data. 

[End of figure] 

Employer-sponsored health plans provide drug coverage to the largest 
segment of the Medicare population with coverage. However, there are 
signs that this coverage is eroding. Fewer employers are offering 
health benefits to retirees eligible for Medicare, and those that 
continue to offer coverage are requiring retirees to pay a larger 
share of costs. The proportion of large employers offering health 
coverage to retirees eligible for Medicare declined from 31 percent in 
1997 to 23 percent in 2001. At the same time, the proportion of large 
employers requiring Medicare-eligible retirees to pay the full cost of 
their health coverage increased from 27 percent to 31 percent. 
[Footnote 4] 

In March 2001, 10 percent of Medicare beneficiaries obtained 
prescription drug coverage through a Medicare HMO, down from about 15 
percent in 1999. Medicare HMOs have found drug coverage to be an 
attractive benefit that beneficiaries consider when choosing to 
enroll. However, owing to rising drug expenditures and their effect on 
plan costs, fewer Medicare HMOs are offering a drug benefit. In 2002, 
50 percent of Medicare beneficiaries have access to a Medicare HMO 
with drug coverage, down from 65 percent in 1999. The drug benefits 
the plans do offer have become less generous, increasing enrollees' 
out-of-pocket costs and limiting their total drug coverage. 

About 7 percent of beneficiaries purchase Medigap policies that 
provide drug coverage. These policies have shortcomings: they tend to 
be expensive, involve significant cost-sharing, and do not provide 
protection against catastrophic out-of-pocket expenses. In 1999, 
average premiums for standard Medigap policies that included drug 
coverage ranged from about $1,400 per year to $1,700 per year. 
[Footnote 5] Beneficiaries remained responsible for a $250 deductible 
for drugs and 50-percent coinsurance. The drug benefit was capped at 
an annual limit of $1,250 or $3,000. Furthermore, Medigap premiums 
have been increasing in recent years. One recent study reported that, 
from 1999 to 2000, premiums for the Medigap plans offering 
prescription drug coverage rose the most—by 17 to 34 percent—compared 
to 4 to 10 percent increases for Medigap plans without prescription 
drug coverage.[Footnote 6] 

All Medicare beneficiaries who qualify for full Medicaid benefits 
receive drug coverage that may include some limits, such as 
restrictions on the number of prescriptions that can be filled per 
month, depending on the state's Medicaid plan. Individuals with low 
incomes who are not eligible for full Medicaid benefits may have 
access to some drug coverage through a state pharmacy assistance 
program. As of April 2002, 26 states and the District of Columbia had 
such a program in operation. 

Access barriers to prescription drugs may be particularly acute for 
Medicare beneficiaries who lack drug coverage and have substantial 
health care needs. In 1998, among beneficiaries in poor health, those 
without drug coverage had drug expenditures that were $910 lower than 
those with drug coverage and they filled 14.5 fewer prescriptions. The 
difference in expenditures and use between the two groups suggests 
that the lack of drug coverage may impose barriers to health care. 
[Footnote 7] 

Expanding Benefits Needs to Be Considered in Light of Larger Medicare 
Fiscal Concerns: 

The current Medicare program, without improvements, is ill suited to 
serve future generations of seniors and eligible disabled Americans. 
Although the need to modernize Medicare's benefit package is 
compelling, the program is already fiscally unsustainable in its 
present form, and the disparity between program expenditures and 
program revenues is expected to widen dramatically in the coming years. 

As Currently Structured, Medicare Is Fiscally Unsustainable: 

On March 26, 2002, the trustees of the Medicare trust funds reported 
on the current and projected financial status of the program over the 
next 75 years. The report stated that, while the near-term financial 
condition has improved slightly since last year's report, Medicare 
continues to face substantial financial challenges in the not-too-
distant future that need to be addressed soon. 

Medicare's fiscal health is often gauged by the projected solvency of 
the HI trust fund, which pays for inpatient hospital stays, skilled 
nursing care, hospice, and certain home health services and is 
financed by payroll taxes. The gap between income and costs can best 
be expressed relative to taxable payroll (the HI trust fund's funding 
base). This year, under the trustees' 2002 intermediate estimates, the 
75-year actuarial deficit is projected to be 2.02 percent of taxable 
payroll—an increase from last year's projected deficit of 1.97 
percent. This means that to bring the HI trust fund into balance over 
the 75-year period, either program outlays would have to be 
immediately reduced by 38 percent or payroll tax income immediately 
increased by almost 70 percent, or some combination of the two. 

The trustees' report also projected that the trust fund for Medicare's 
HE component would remain solvent until 2030. However, the projection 
that the HI trust fund is not facing imminent insolvency does not mean 
that we can or should wait until 2030 to take action. Although HE 
revenues currently exceed HI outlays, the March 2002 trustees' report 
projects that cash deficits will reemerge in 2016 and grow larger with 
each passing year. (See figure 5.) Unlike private trust funds that can 
set aside money for the future by investing in financial assets, the 
Medicare HE trust fund is essentially an accounting device. It allows 
the government to track the extent to which earmarked payroll taxes 
cover Medicare's HI outlays. While the U.S. Treasury securities in the 
HI trust fund are backed by the full faith and credit of the U.S. 
government, they essentially represent an unfunded promise to pay, 
which will require tough fiscal choices in future years. 

Figure 5: Net Cash Flow of the Medicare Hospital Insurance Trust Fund, 
2000-2040: 

[Refer to PDF for image: vertical bar graph] 

The graph depicts Cash surplus and Cash deficit in billions of 2002 
dollars for the Medicare Hospital Insurance Trust Fund, for the years 
2000-2040. 

Medicare HI cash deficit begins in 2016. 
								
Source: GAO analysis based on the intermediate assumptions of the 2002 
Annual Report of the Boards of Trustees of the Federal Hospital 
Insurance and Federal Supplementary Medical Insurance Trust Funds. 

[End of figure] 

To finance its cash deficits, the HE trust fund will need to draw on 
the special-issue Treasury securities acquired during the years when 
the program generated cash surpluses. The negative cash flow will 
place increased pressure on the federal budget. In essence, for HI to 
"redeem" its securities, the government will need to obtain cash 
through some combination of increased taxes, spending cuts, increased 
borrowing from the public (or correspondingly less debt reduction than 
would have been the case had cash flow remained positive). 

A focus on HI solvency alone, however, does not provide a complete 
picture of the Medicare program 's expected future fiscal claims. The 
Supplementary Medical Insurance (SMI) portion of Medicare, which 
covers physician and outpatient hospital services, diagnostic tests, 
and certain other medical services, is not reflected in the HI 
solvency measure. SMI is largely funded through general revenues and 
its outlays are projected to grow even faster than HE outlays in the 
near future. 

Bleak Outlook for Medicare's Long-Term Sustainability Increases 
Urgency for Program Reform: 

Without meaningful reform, the long-term financial outlook for 
Medicare is bleak. Together, Medicare's HI and SMI expenditures are 
expected to increase dramatically, rising from about 11 percent of 
federal revenues in 2001 to more than one-quarter by mid-century. Over 
the same time frame, Medicare's expenditures are expected to more than 
double as a share of the nation's economy, from 2.4 to 6.0 percent, as 
shown in figure 6. Moreover, relatively fewer potential workers will 
be available to shoulder Medicare's financial burden. In 2000 there 
were 4.9 working-age persons (18 to 64 years) per elderly person, but 
by 2030, this ratio is projected to decline to 2.8.[Footnote 8] 

Figure 6: Medicare Spending as a Percentage of GDP, 2000-2075: 

[Refer to PDF for image: stacked line graph] 

The graph depicts HI and SMI spending for the years 2000-2075 as a 
percentage of GDP. 

Note: Projections based on intermediate assumptions of the 2002 HI and 
SMI trustees' report. 

Source: Centers for Medicare and Medicaid Services, Office of the 
Actuary. 

[End of figure] 

The progressive absorption of a greater share of the nation's 
resources for health care is in part a reflection of the rising share 
of the population that is elderly. Medicare's rolls are expanding and 
are projected to increase rapidly with the retirement of the baby 
boomers. Today's elderly make up about 12 percent of the total 
population; by 2030, they will comprise 20 percent. Medicare growth 
rates, however, reflect not only a rapidly increasing beneficiary 
population, but also the escalation of health care costs at rates well 
exceeding general rates of inflation. 

When viewed from the perspective of the entire budget and the economy, 
the growth in Medicare spending will become progressively 
unsustainable over the longer term. Our updated budget simulations 
show that to move into the future with no changes in federal health 
and retirement programs is to envision a very different role for the 
federal government. Assuming, for example, that last year's tax 
reductions are made permanent and discretionary spending keeps pace 
with the economy, spending for net interest, Social Security, 
Medicare, and Medicaid consumes nearly 50 percent of federal revenue 
by 2015 and more than three-quarters of federal revenue by 2030, 
leaving little room for other federal priorities including defense and 
education. (See figure 2.) By 2050, total federal revenue is 
insufficient to fund entitlement spending and interest payments, 
resulting in deficits that are escalating out of control. 

Our long-term simulations illustrate the magnitude of the fiscal 
challenges associated with an aging society and the significance of 
the related challenges the government will be called upon to address. 
As I have stated previously, early action to reform Medicare and other 
programs would yield the highest fiscal dividends for the federal 
budget and would provide a longer period for prospective beneficiaries 
to make adjustments in their own planning.[Footnote 9] Waiting to 
build economic resources and reform future claims entails significant 
risks. First, we lose an important window during which today's 
relatively large workforce can increase savings and enhance 
productivity, two elements critical to growing the future economy. 
Second, we lose the opportunity to reduce the interest burden on the 
federal budget, thereby creating a legacy of higher debt. Third and 
most critically, we risk losing the opportunity to phase in changes 
gradually so that all affected parties can make the adjustments needed 
to adequately plan for the future. 

Unfortunately, our long-range challenge has become more difficult, and 
the window of opportunity to address the entitlement challenge is 
narrowing. It remains more important than ever to return to these 
issues over the next several years. Ultimately, the critical question 
is not how much a trust fund has in assets, but whether the government 
as a whole can afford the promised benefits now and in the future and 
at what cost to other claims on scarce resources. 

Private Health Insurance Principles Should Guide Reform Efforts: 

Given the current federal fiscal environment, we cannot afford to 
ignore the difficult policy choices that must be made to keep the 
Medicare program on a sustainable footing. Adding prescription drug 
coverage to the Medicare benefit package would require balancing 
competing concerns about program sustainability, federal obligations, 
and the hardship faced by some beneficiaries. The addition of a 
benefit that has the potential to be massively expensive should be 
focused on meeting the needs deemed to be of the highest priority. 
This focus would entail targeting financial help to beneficiaries most 
in need and, to the extent possible, avoiding the substitution of 
public for private coverage. I continue to maintain, that, optimally, 
benefit expansions should be made in the context of overall program 
reforms that are designed to make the program more sustainable over 
the long term. 

Several basic principles of health insurance provide a framework for 
keeping any new prescription drug benefit more affordable for both 
beneficiaries and the taxpayers. First, as health insurance is 
intended to protect individuals against large, or catastrophic, 
expenses, a well-designed benefit should limit beneficiaries' 
liability for out-of-pocket expenses. Second, a benefit should be 
designed to include reasonable cost-sharing to encourage the 
appropriate use of services. Third, the benefit should include 
features to avoid adverse selection, that is, avoid covering only 
beneficiaries who will use the benefit. Including the individuals who 
may not currently need the benefit—but may need it in the future—can 
spread the risk and help keep the cost down for everyone. 

Leading proposals to integrate prescription drug coverage into the 
Medicare program, to varying degrees, incorporate these principles. 
For example, the proposals commonly limit a beneficiary's financial 
liability for prescription drug costs. They seek to restrain 
inappropriate spending, in part by requiring cost-sharing in the form 
of a deductible and coinsurance. To make drug coverage attractive to a 
broader spectrum of beneficiaries, the proposals subsidize the 
beneficiary premium. To further encourage beneficiaries to sign up for 
prescription drug coverage when they are healthy, the proposals 
include provisions that discourage delayed enrollment. Finally, 
because even modest cost-sharing amounts might prove too burdensome 
for some individuals, the proposals include targeting mechanisms to 
help prevent low income from becoming a barrier to obtaining 
prescription drug coverage. 

Although the leading prescription drug coverage proposals share 
certain key design features, they differ in important details, such as 
the amount of required cost sharing and the limit on beneficiary out-
of-pocket costs. These differences reflect trade-offs in cost-control 
mechanisms, benefit generosity, and protections for beneficiaries with 
high needs. Careful debate about the different trade-offs is 
important, because both the overall design of a new benefit and the 
associated details determine the likely impact on both beneficiaries 
and taxpayers. Frankly, we know that incorporating a prescription drug 
benefit into the existing Medicare program will add hundreds of 
billions of dollars to program spending over the next 10 years. For 
this reason, I cannot overstate the importance of adopting meaningful 
financial reforms to ensure that Medicare remains viable for future 
generations. 

Concluding Observations: 

Updating the Medicare benefit package may be an important step in 
addressing an aging society's legitimate expectations for health care. 
Expanding access to prescription drugs could ease the significant 
financial burden some Medicare beneficiaries face because of 
outpatient drug costs. However, it is essential that we not take our 
eye off the ball. The most critical issue facing Medicare is the need 
to ensure the program's long-range financial integrity and 
sustainability. Care must be taken to ensure that any potential 
expansion of the program be balanced with other programmatic reforms 
so that we do not worsen Medicare's existing financial imbalances. The 
program needs to include adequate fiscal incentives to control costs 
and should be carefully targeted to meet genuine needs while remaining 
affordable. 

This generation has a stewardship responsibility to future generations 
to reduce the debt burden they will inherit, to provide a strong 
foundation for future economic growth, and to ensure that future 
commitments are both adequate and affordable. Changes need to be 
considered as part of a broader initiative to address Medicare's 
current fiscal imbalance and promote the program's longer-term 
sustainability. Balancing these competing concerns may require the 
best from government-run programs and private sector efforts to 
modernize Medicare for the future. Medicare reform and modernization 
are best done with considerable lead-time to phase in changes and take 
action before the changes that are needed become dramatic and 
disruptive. 

Mr. Chairman, this concludes my prepared statement. I will be happy to 
answer any questions you or other committee members may have. 

For future contacts regarding this testimony, please call William J. 
Scanlon, Director, Health Care Issues, at (202) 512-7114 or Laura A. 
Dummit, Director, Health Care—Medicare Payment Issues, at (202) 
5127119. Other individuals who made key contributions include Linda 
Baker, James Cosgrove, Hannah Fein, James McTigue, Jennifer Podulka, 
and Lisa Rogers. 

[End of section] 

Footnotes: 

[1] The National Institute for Health Care Management Research and 
Educational Foundation, Prescription Drugs and Mass Media Advertising, 
2000 (Washington, D.C.: Nov. 2001). 

[2] CBO estimates reported in Michael E. Gluck and Kristina W. Hanson, 
Medicare Chart Book (Menlo Park, Calif.: The Henry J. Kaiser Family 
Foundation, fall 2001).	 

[3] Mary A. Laschober and others, "Trends in Medicare Supplemental 
Insurance and Prescription Drug Coverage, 1996 to 1999," Health 
Affairs, [hyperlink, http://www.healthaffairs.org] (Feb. 27, 2002). 

[4] William M. Mercer, Incorporated, Mercer/Foster Higgins National 
Survey of Employer-Sponsored Health Plans, 1997 (New York, N.Y.: 1998) 
and Mercer/Foster Higgins National Survey of Employer-Sponsored Health 
Plans, 2001 (New York, N.Y.: 2002). 

[5] U.S. General Accounting Office, Medigap: Current Policies Contain 
Coverage Gaps, Undermine Cost Control Incentives, [hyperlink, 
http://www.gao.gov/products/GAO-02-533T] (Washington, DC: Mar. 14, 
2002). 

[6] Weiss Ratings Inc., "Prescription Drug Costs Boost Medigap 
Premiums Dramatically," [hyperlink, 
http://www.weissratings.com/NewsReleases/Ins_Medigap/20010326Medigap.htm
] (Palm Beach Gardens, Fla.: Mar. 26, 2001). 

[7] John A. Poisal and Lauren Murray, "Growing Differences Between 
Medicare Beneficiaries With and Without Drug Coverage," Health Affairs 
vol. 20, no. 2 (March/April 2001). 

[8] For the HI portion of Medicare, in 2001 there were 4 covered 
workers per HI beneficiary. Under their intermediate 2002 estimates, 
the trustees project that by 2030 there will be only 2.4 covered 
workers per HI beneficiary. 

[9] U.S. General Accounting Office, Budget Issues: Long-Term Fiscal 
Challenges, [hyperlink, http://www.gao.gov/products/GAO-02-467T] 
(Washington, D.C.: Feb. 27, 2002) and Medicare: New Spending Estimates 
Underscore Need for Reform, [hyperlink, 
http://www.gao.gov/products/GAO-01-1010T] (July 25, 2001). 

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