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United States General Accounting Office: 
GAO: 

Testimony: 

Before the Committee on Governmental Affairs, U.S. Senate: 

For Release on Delivery: 
Expected at 9 a.m. 
Thursday, April 11, 2002: 

Homeland Security: 

Responsibility And Accountability For Achieving National Goals: 

Statement of David M. Walker: 
Comptroller General of the United States: 

GAO-02-627T: 

Mr. Chairman and Members of the Committee: 

Seven months ago today, terrorist-related events in New York, 
Washington, D.C. and Pennsylvania profoundly changed the United States 
and much of the world. As the country has begun to come to terms with 
the pain and consequences of this tragedy, so, too, has it started to 
develop a effective response to homeland security challenges. 

I appreciate the opportunity to appear before this Committee again to 
discuss homeland security, one of the most vital issues confronting 
the nation. I appeared before the Committee on September 21st of last 
year, just days after the terrorist attacks. I outlined the nature of 
some of the threats faced by the United States and the need to create 
a leadership structure and framework for focusing on homeland 
security. In my testimony today I will discuss: (1) the need for a 
statutory-based structure for leading, coordinating and evaluating the 
nation's homeland security to help ensure an effective approach and 
appropriate accountability to Congress and the American people; (2) 
the Executive Branch's initial efforts to develop a national strategy 
for homeland security; (3) the impact of an invigorated homeland 
security program on budgets and resources; and (4) our efforts to 
obtain information from the Office of Homeland Security (OHS). 

Introduction: 

Since the attacks of September 11th, we have seen the nation unite and 
work to better coordinate preparedness efforts among federal, state, 
and local agencies, as well as among private businesses, community 
groups, and individual citizens. Our challenge now is to build upon 
this commitment and to further improve our preparedness in a manner 
that can be sustained over time.
It is critical that we have strong and sustained leadership to provide 
effective security to our nation. President Bush took a number of 
important steps in the aftermath of the terrorist attacks to 
strengthen the country's homeland security efforts, including the 
creation of an Office of Homeland Security (OHS). The creation of such 
a focal point is consistent with a previous GAO recommendation. 
[Footnote 1] At the same time, for reasons noted later in this 
testimony, GAO had recommended that Congress should establish this 
coordinating and planning entity by statute. 

The success of a homeland security strategy relies on the ability of 
all levels of government and the private sector to communicate and 
cooperate effectively with one another. Such a strategy requires that 
the federal government's role be considered in relation to other 
levels of government. The appropriate goals and objectives for 
homeland security must be set, and the tools and resources must be 
used to enable government and the private sector to achieve these 
goals and desired outcomes.[Footnote 2] Indeed, our ongoing work for 
Congress indicates that federal agencies, state and local governments, 
and the private sector are looking for guidance on how to better 
coordinate their missions and more effectively contribute to a 
comprehensive homeland security effort. Direction, coordination, and 
collaboration are critical to effectively implement the homeland 
security strategy. 

Among other things, it is incumbent on the federal government to 
formulate realistic budget and resource plans to support the 
implementation of an efficient and effective homeland security 
program. In this regard, extensive resources that have recently been 
designated for homeland security, along with those resources proposed 
for the upcoming fiscal year, clearly reflect a large and rapidly 
growing federal role involving direct spending and assistance to 
others. While we believe that a robust homeland security program is 
critical to the nation's protection and prosperity, it must be 
developed in a manner that is targeted to areas of greatest need and 
avoids wasteful, unfocused or "hitchhiker" spending. Moreover, the new 
commitments will compete with and increase the pressure on other 
important priorities within the budget. As GAO's long term budget 
simulation notes, known demographic trends and rising health care 
costs will place unprecedented pressures on our longer range fiscal 
position. A fundamental review of existing programs and operations can 
create much-needed fiscal flexibility to address emerging needs by 
weeding out programs that are out-dated, poorly targeted, or 
inefficiently designed and managed. 

The obvious and continuing importance of homeland security to all 
Americans, in conjunction with the expected rapid growth in related 
program expenditures, creates a vital need to involve both the 
Executive and Legislative branches of government in ensuring optimum 
performance and appropriate accountability of our homeland security 
activities. In fulfilling its Constitutional responsibilities, 
Congress retains its prerogative to engage in oversight on how the 
federal government as a whole, and a range of federal entities are 
preparing to prevent and respond to future terrorist attacks. In its 
efforts to review the effectiveness of homeland security management 
and operations, Congress, as with other government programs, has 
frequently called upon the GAO to conduct professional, objective, 
fact-based non-partisan, and non-ideological audits, investigations 
and evaluations. We currently have over 60 congressional requests to 
conduct reviews in the important area of homeland security. At this 
point in time, however, I must say that we have experienced some 
access problems in connection with our OHS related efforts. We are, 
however, hopeful that we will soon be able to agree on a course of 
action that will enable us to meet the needs of the Congress while not 
placing any unnecessary or unrealistic burdens on OHS. 

My comments today are based on a body of GAO's existing work on 
terrorism and emergency preparedness,[Footnote 3] as well as on our 
review of many other studies.[Footnote 4] 

Statutory Basis for Homeland Security: 

In October 2001, the president established OHS as the federal focal 
point to develop and coordinate the implementation of a comprehensive 
national strategy to secure the United States from terrorist attacks. 
While this action represents a significant step, the role and 
effectiveness of OHS in setting priorities, interacting with agencies 
on program development and implementation, and developing and 
enforcing overall federal policy in homeland security related 
activities is in the formative stages. 

To this end, it is important to re-emphasize that the leadership in 
the homeland security area should be national and institutional in 
nature. 

Homeland security is a long-term commitment and should be grounded in 
the institutional framework of the nation's governmental structure. It 
must span the terms of various administrations and individuals. 

GAO has in the past and continues now to recommend that an Office of 
Homeland Security be institutionalized in statute to ensure the 
efficiency and effectiveness of this effort and ensure its 
accountability to the Congress and the American people. In our 
September 20, 2001 report on combating terrorism, as mentioned, we 
recommended the establishment of a single focal point with 
responsibility and authority for all critical leadership and 
coordination functions to combat terrorism. We recommended that the 
focal point be established within the Executive Office of the 
President. The executive order establishing the OHS follows our 
recommendation in that regard and also reflects many of our other 
suggestions. We also recommended that Congress establish the office 
through legislation to ensure its legitimacy, authority, and 
sustainability. Equally as important, we recommended that the head of 
the office be appointed by the President with the advice and consent 
of the Senate in order to provide appropriate access and 
accountability to Congress and the American people. 

In testimony to Congress in November of last year, I applauded the 
appointment of Governor Ridge as a positive first step in marshaling 
the resources necessary to address homeland security requirements. I 
also noted that statutory underpinnings and effective oversight would 
be critical to sustaining any related broad-scale initiatives over the 
long term. 

We recognize that OHS has achieved some early results in suggesting a 
budgetary framework and emphasizing homeland security priorities in 
the President's proposed budget. Despite OHS' efforts to date, 
however, the informal structure and relationship of that office to the 
White House and other parts of the Executive Branch may not represent 
the most effective approach for instituting a permanent entity with 
sufficient authority to achieve all of the important objectives for 
securing our borders. Without a statutory framework that clarifies 
OHS' roles and responsibilities, its budget and resources, and its 
authority to leverage other federal departments and agencies, the 
office will likely face persistent obstacles in obtaining fast, 
effective, and sustainable results across the government and 
throughout the nation. Moreover, such efforts need to transcend 
administrations, individuals and personal relationships, in order to 
ensure their effectiveness and sustainability in protecting our nation. 

Past GAO reports have noted increased effectiveness and accountability 
in connection with various agencies and activities when the entity 
involved had a legislative foundation based in congressional consensus 
and subject to appropriate accountability.[Footnote 5] Providing a 
statutory basis for an important function, such as the functions 
provided by OHS, can help to assure there is reasonable agreement 
between the executive and legislative branches regarding the purpose 
and mission of the entity. It serves to provide a basis for a specific 
allocation of human and financial resources to the entity in support 
of its mission. It also provides an institutional basis for the entity 
and its leadership that can span changes in administrations and key 
personnel. Importantly, it also helps to enhance accountability to the 
Congress and the American people. 

History has shown that areas of major importance have been addressed 
by statute. This is especially true when the activities involved will 
be longterm in nature and are likely to require continuing 
appropriations for an indefinite period of time. In this regard, 
according to President Bush, our homeland security effort will be long 
term in nature, and will require the expenditure of significant sums 
of appropriated funds. Congress' allocation of approximately $60 
billion in fiscal 2002, including a $40 billion supplemental request, 
and the President's request of approximately $38 billion for fiscal 
2003, serve to underscore the importance of this effort and the 
magnitude of the amounts involved. 

However, there has been one significant recent effort at the federal 
level that did not involve a statutory basis or a Presidential 
appointee subject to Senate confirmation, but which was still 
successful. That case involved the federal government's Y2K effort 
that was headed by John Koskinen, a former Deputy Director of OMB. 
There are, however, some important differences between the homeland 
security and Y2K efforts. The Y2K effort involved the entire federal 
government but over a limited and defined period of time. Further, it 
had a very specific and defined objective. It involved the creation of 
a special focus by both the Senate and House of Representatives to 
focus on this issue and significant and ongoing efforts by the GAO to 
assess related efforts and report to the Congress on an ongoing basis. 
In addition, John Koskinen testified on numerous occasions as to the 
status of these efforts. Many of these factors do not exist in 
connection with OHS, and reinforce the need for a statutory basis. 

National Homeland Security Strategy: 

We have tracked and analyzed various federal programs to combat 
terrorism for many years and have repeatedly called for the 
development of a national strategy for preparedness. We have not been 
alone in this message: the Gilmore Commission, and several national 
associations, such as the National Emergency Management Association 
and the National Governors Association, have advocated the 
establishment of a homeland security strategy. The attorney general's 
Five-Year Interagency Counterterrorism Crime and Technology Plan, 
issued in December 1998, represents one attempt to develop a national 
strategy on combating terrorism. This plan entailed a substantial 
interagency effort and could potentially serve as a basis for a 
national preparedness strategy. However, we found it lacking in two 
critical elements necessary for an effective strategy: (1) 
identification of measurable outcomes and (2) identification of the 
appropriate state and local government roles in responding to a 
terrorist attack.[Footnote 6] 

To more effectively integrate and coordinate the varying roles and 
responsibilities of all levels of government, GAO has recommended the 
development of a central management focus and a national strategy to 
improve homeland security and enhance partnerships between federal, 
state and local governments, and the private sector, to guard against 
and respond to terrorist attacks. The establishment of the Office of 
National Preparedness (ONP) within the Federal Emergency Management 
Agency (FEMA) and the establishment of OHS under the leadership of 
Governor Ridge are important and potentially significant initial 
steps. We recognize that the President, in his proposed 2003 budget, 
announced that OHS will propose a national strategy later this year. 
As that strategy is finalized, we believe that OHS should include 
three key aspects: 

* A definition of "homeland security" and clarification of the 
appropriate roles and responsibilities of federal, state, and local 
entities. A clear definition of homeland security is critical to 
establishing parameters for structuring homeland security efforts and 
providing a basis for defining and establishing appropriate roles and 
missions. Our previous work has found fragmentation and overlap among 
federal programs. Over 40 federal entities have roles in combating 
terrorism and, taken as a whole, past federal efforts often have 
resulted in a lack of accountability, as well as gaps and duplication 
among programs. In addition to limitations on effectiveness that this 
problem could create, state and local officials have noted that it can 
be difficult to identify and leverage homeland security resources and 
effectively partner with the federal government. Partnerships not only 
with state and local governments, but the private sector, will be 
critical to successful achievement of our national goals. Critical to 
this process will be a re-examination of organizations and operations 
to identify the most efficient, economic means to achieve our goals. 
As a result, organizational re-alignments and consolidations may be 
warranted. 

* The establishment of goals and performance indicators to guide the 
nation's homeland security efforts. The Congress has long recognized 
the need to objectively assess the results of federal programs. For 
the nation's homeland security programs, however, we have not yet seen 
the development of appropriate performance measures or results-
oriented outcomes. The Government Performance and Results Act of 1993 
(commonly referred to as GPRA or the Results Act) requires that 
government departments and agencies focus on the performance and 
results of their programs rather than on program resources and 
activities, as they had done in the past. To establish and report on 
such measures, agencies are required to set strategic and annual 
goals, measure performance, and report on the degree to which goals 
are met. 

* A careful choice of the most appropriate tools of government to best 
implement the national strategy and achieve national goals. The choice 
and design of policy tools, such as grants, regulations, tax 
preferences, and partnerships, can enhance government's capacity to 
(1) target areas of highest risk to better ensure that scarce federal 
resources address the most pressing needs, (2) promote shared 
responsibilities by all parties, and (3) track and assess progress 
toward achieving national goals. 

Homeland Security Budget: 

There has been a growing emphasis over the past decade on improving 
preparedness for terrorist events through increased funding and 
resource planning. After the nerve gas attack in the Tokyo subway 
system on March 20, 1995, and the Oklahoma City bombing on April 19, 
1995, the United States initiated a new effort to combat terrorism. In 
June 1995, Presidential Decision Directive 39 was issued, enumerating 
responsibilities for federal agencies in combating terrorism, 
including domestic terrorism. 

Recognizing the vulnerability of the United States to various forms of 
terrorism, the Congress passed the Defense Against Weapons of Mass 
Destruction Act of 1996 (also known as the Nunn-Lugar-Domenici 
program) to train and equip state and local emergency services 
personnel who would likely be the first responders to a domestic 
terrorist event. Other federal agencies, including those in the 
Department of Justice, Department of Energy, FEMA and Environmental 
Protection Agency, have also developed programs to assist state and 
local governments in preparing for terrorist events. 

The attacks of September 11, 2001, as well as the subsequent anthrax 
episodes, dramatically exposed the nation's vulnerabilities to 
domestic terrorism and prompted numerous legislative proposals to 
further strengthen our preparedness and response. During the first 
session of the 107th Congress, several bills were introduced with 
provisions relating to state and local preparedness. For instance, 
H.R. 525, the Preparedness Against Domestic Terrorism Act of 2001 
proposed the establishment of a Council on Domestic Terrorism 
Preparedness to enhance the capabilities of state and local emergency 
preparedness and response. 

Funding for homeland security increased substantially after the 
September 11th attacks. According to documents supporting the 
president's fiscal year 2003 budget request, about $19.5 billion in 
federal funding for homeland security was enacted in fiscal year 
2002.[Footnote 7] The Congress added to this amount by passing an 
emergency supplemental appropriation of $40 billion dollars.[Footnote 
8] According to the budget request documents, about one-quarter of 
that amount, nearly $9.8 billion, was dedicated to strengthening our 
defenses at home, resulting in an increase in total federal funding to 
homeland security of about 50 percent, to $29.3 billion. The 
President's FY2003 Budget, if fully funded, would increase funds for 
homeland security by over 70 percent from FY 2002 enacted levels. 
Table 1 compares fiscal year 2002 funding for homeland security by 
major categories with the president's proposal for fiscal year 2003. 
Not included in the table is a $3.3 billion emergency supplemental 
request sent to Congress on March 21st. 

Table 1: Homeland Security by Major Funding Categories for Fiscal Year 
2002 and Proposed for Fiscal Year 2003: 

Dollars in millions: 

Major funding category: Supporting first responders; 
FY2002 enacted: $291; 
Emergency supplemental: $651; 
FY2002 total: $942; 
The President's FY2003 budget request: $$3,500. 

Major funding category: Defending against biological terrorism; 
FY2002 enacted: $1,408; 
Emergency supplemental: $3,730; 
FY2002 total: $5,138; 
The President's FY2003 budget request: $5,898. 

Major funding category: Securing America's borders; 
FY2002 enacted: $8,752; 
Emergency supplemental: $1,194; 
FY2002 total: $9,946; 
The President's FY2003 budget request: $10,615. 

Major funding category: Using 21st century technology for homeland 
security; 
FY2002 enacted: $155; 
Emergency supplemental: $75; 
FY2002 total: $230; 
The President's FY2003 budget request: $722. 

Major funding category: Aviation security; 
FY2002 enacted: $1,543; 
Emergency supplemental: $1,035; 
FY2002 total: $2,578; 
The President's FY2003 budget request: $4,800. 

Major funding category: DOD homeland security; 
FY2002 enacted: $4,201; 
Emergency supplemental: $689; 
FY2002 total: $4,890; 
The President's FY2003 budget request: $6,815. 

Major funding category: Other non-DOD homeland security; 
FY2002 enacted: $3,186; 
Emergency supplemental: $2,384; 
FY2002 total: $5,570; 
The President's FY2003 budget request: $5,352. 

Major funding category: Total; 
FY2002 enacted: $19,536; 
Emergency supplemental: $9,758; 
FY2002 total: $29,294; 
The President's FY2003 budget request: $37,702. 

Source: FY 2003 president's budget document, "Securing the Homeland, 
Strengthening the Nation." 

[End of table] 

The events of last fall provide an impetus for agencies to rethink 
approaches and priorities to enable them to better target resources to 
address the urgent national preparedness needs. In some cases the 
crisis might prompt attention to long standing problems that have 
become more pressing. For instance, we have long pointed to 
overlapping and duplicative food safety programs in the federal 
government. While such overlap has been responsible for poor 
coordination and inefficient allocation of resources, they take on new 
meaning given the potential threat from bioterrorism. 

Efforts to Obtain Information from OHS: 

Numerous discussions have been held about the need to enhance the 
nation's preparedness but, to date, we have not yet seen evidence of 
this administration's national preparedness goals and measurable 
performance indicators. These are critical components for assessing 
program results refining strategies and objectives. In addition, our 
work has shown that the capability of state and local governments to 
effectively respond to catastrophic terrorist attacks is uncertain. 

All of these factors make it increasingly clear that the United States 
still has a long way to go in meeting homeland security objectives. It 
is equally clear that both branches of the federal government must 
perform their respective roles to ensure that the nation's approach to 
homeland security is effective and its results are accountable to the 
American people. In the past, Congress, in exercising its legitimate 
oversight role, has called upon GAO to evaluate the policies, 
programs, performance and expenditures of a variety of government 
agencies and authorities. Congress has continued to utilize GAO for 
this purpose with respect to homeland security. As I mentioned 
previously, GAO is currently responding to over 60 requests in various 
homeland security areas like critical infrastructure, border security, 
public health, non-proliferation, and related overall strategic 
planning. More than two-thirds of these requests are from either the 
chairs or ranking members of congressional committees and 
subcommittees. GAO's reputation and dedication to providing 
professional, objective, fact-based, non-partisan and non-ideological 
audits, investigations and evaluations is an integral part of 
Congress' efforts to exercise its legitimate role in the American 
governmental framework and to achieve national policy objectives on 
behalf of the American people. 

Indeed, the importance and cost, as well as the long-term success, of 
homeland security programs require a coordinated effort of the 
executive and legislative branches of government. The Congress' role 
in appropriation of funds and oversight of programs is well 
established. While the Congress has appropriated substantial sums for 
homeland security, its efforts to engage in effective oversight have 
been hampered as a result of the homeland security structure 
established under the executive order. Effective accountability cannot 
be achieved without adequate Congressional oversight, and effective 
oversight cannot be achieved without appropriate access to records and 
other information. 

In this regard, our efforts to assist the Congress in obtaining 
information from the OHS have to date not borne fruit. We have tried 
to engage the Office both formally and informally. We have provided 
assurances that we recognize the magnitude of the effort OHS is 
undertaking and that we have taken steps to consolidate the many 
information requests we have received from the Congress. We are 
committed to minimizing the burden on OHS by requesting relevant 
information from departments and agencies whenever possible. 
Nevertheless, there remains a certain core of information that only 
OHS can provide. Despite a written request, meeting and telephone 
conversations, to date we have not received this information. 
Importantly, OHS has recently informed us that they are willing to 
"engage" with GAO. It is important that we begin to receive 
information we need. As of now, a meeting is scheduled for next week. 
We are hopeful that as long as both parties are reasoned and 
reasonable about our respective needs and obligations that we will be 
able to obtain access to the information that we need from OHS. 
However, actions speak louder than words and only time will tell. 

Mr. Chairman, in conclusion, it is clear that a long-term effort will 
be required for the nation to become more secure from, and able to 
respond to, attacks on our homeland. America's national strategy must 
be both affordable and sustainable over the years ahead. It is also 
important to note that the risk for protecting the nation can never be 
reduced to zero -and our strategies and activities should reflect this 
important principle as we work to improve the nation's security. In my 
testimony today, I have emphasized the importance of establishing a 
statutory framework for homeland security, and discussed 
recommendations for a national homeland security strategy and its 
impact on the budget. I also raised important issues regarding 
accountability and access to records. As increasing demands are placed 
on budgets at all levels of government, it will be necessary to put 
our longer term fiscal house in order. In particular, agencies will 
need to revise, reassess and reprioritize their strategic goals and 
initiatives to better target available resources to address urgent 
homeland security needs. 

This completes my prepared statement. I would be pleased to respond to 
any questions you or other members of the Committee may have. 

[End of section] 

Related GAO Products: 

Homeland Security: 

Homeland Security: Progress Made; More Direction and Partnership
Sought, [hyperlink, http://www.gao.gov/products/GAO-02-490T]. 
Washington, D.C.: March 12, 2002. 

Homeland Security: Challenges and Strategies in Addressing Short- and 
Long-Term National Needs. [hyperlink, 
http://www.gao.gov/products/GAO-02-160T]. Washington, D.C.: November 
7, 2001. 

Homeland Security: A Risk Management Approach Can Guide Preparedness 
Efforts. [hyperlink, http://www.gao.gov/products/GAO-02-208T]. 
Washington, D.C.: October 31, 2001. 

Homeland Security: Need to Consider VA's Role in Strengthening Federal 
Preparedness. [hyperlink, http://www.gao.gov/products/GAO-02-145T]. 
Washington, D.C.: October 15, 2001. 

Homeland Security: Key Elements of a Risk Management Approach. 
[hyperlink, http://www.gao.gov/products/GAO-02-150T]. Washington, 
D.C.: October 12, 2001. 

Homeland Security: A Framework for Addressing the Nation's Issues. 
[hyperlink, http://www.gao.gov/products/GAO-01-1158T]. Washington, 
D.C.: September 21, 2001. 

Combating Terrorism: 

Combating Terrorism: Intergovernmental Partnership in a National 
Strategy to Enhance State and Local Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-02-547T]. Washington, D.C.: March 22, 
2002. 

Combating Terrorism: Key Aspects of a National Strategy to Enhance 
State and Local Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-02-473T]. Washington, D.C.: March 1, 
2002. 

Combating Terrorism: Considerations for Investing Resources in 
Chemical and Biological Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-01-162T]. Washington, D.C.: October 
17, 2001. 

Combating Terrorism: Selected Challenges and Related Recommendations. 
[hyperlink, http://www.gao.gov/products/GAO-01-822]. Washington, D.C.: 
September 20, 2001. 

Combating Terrorism: Actions Needed to Improve DOD's Antiterrorism 
Program Implementation and Management. [hyperlink, 
http://www.gao.gov/products/GAO-01-909]. Washington, D.C.: September 
19, 2001. 

Combating Terrorism: Comments on H.R. 525 to Create a President's 
Council on Domestic Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-01-555T]. Washington, D.C.: May 9, 
2001. 

Combating Terrorism: Observations on Options to Improve the Federal 
Response. [hyperlink, http://www.gao.gov/products/GAO-01-660T]. 
Washington, D.C.: April 24, 2001. 

Combating Terrorism: Comments on Counterterrorism Leadership and 
National Strategy. [hyperlink, 
http://www.gao.gov/products/GAO-01-556T]. Washington, D.C.: March 27, 
2001. 

Combating Terrorism: FEMA Continues to Make Progress in Coordinating 
Preparedness and Response. [hyperlink, 
http://www.gao.gov/products/GAO-01-15]. Washington, D.C.: March 20, 
2001. 

Combating Terrorism: Federal Response Teams Provide Varied 
Capabilities; Opportunities Remain to Improve Coordination. 
[hyperlink, http://www.gao.gov/products/GAO-01-14]. Washington, D.C.: 
November 30, 2000. 

Combating Terrorism: Need to Eliminate Duplicate Federal Weapons of 
Mass Destruction Training. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-00-64]. Washington, D.C.: March 
21, 2000. 

Combating Terrorism: Observations on the Threat of Chemical and 
Biological Terrorism. [hyperlink, 
http://www.gao.gov/products/GAO/T-NSIAD-00-50]. Washington, D.C.: 
October 20, 1999. 

Combating Terrorism: Need for Comprehensive Threat and Risk 
Assessments of Chemical and Biological Attack. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-99-163].
Washington, D.C.: September 7, 1999. 

Combating Terrorism: Observations on Growth in Federal Programs. 
[hyperlink, http://www.gao.gov/products/GAO/T-NSIAD-99-181]. 
Washington, D.C.: June 9, 1999. 

Combating Terrorism: Analysis of Potential Emergency Response 
Equipment and Sustainment Costs. [hyperlink, 
http://www.gao.gov/products/GAO-NSIAD-99-151]. Washington, D.C.: June 
9, 1999. 

Combating Terrorism: Use of National Guard Response Teams Is Unclear. 
[hyperlink, http://www.gao.gov/products/GAO/NSIAD-99-110]. Washington, 
D.C.: May 21, 1999. 

Combating Terrorism: Observations on Federal Spending to Combat 
Terrorism. [hyperlink, 
http://www.gao.gov/products/GAO/T-NSIAD/GGD-99-107]. Washington, D.C.: 
March 11, 1999. 

Combating Terrorism: Opportunities to Improve Domestic Preparedness 
Program Focus and Efficiency. [hyperlink, 
http://www.gao.gov/products/GAO-NSIAD-99-3. Washington, D.C.: November 
12, 1998. 

Combating Terrorism: Observations on the Nunn-Lugar-Domenici Domestic 
Preparedness Program. [hyperlink, 
http://www.gao.gov/products/GAO/T-NSIAD-99-16]. Washington, D.C.: 
October 2, 1998. 

Combating Terrorism: Threat and Risk Assessments Can Help Prioritize 
and Target Program Investments. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-98-74]. Washington, D.C.: April 
9, 1998. 

Combating Terrorism: Spending on Governmentwide Programs Requires 
Better Management and Coordination. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-98-39]. Washington, D.C.: 
December 1, 1997. 

Public Health: 

Bioterrorism: The Centers for Disease Control and Prevention's Role in 
Public Health Protection. [hyperlink, 
http://www.gao.gov/products/GAO-02-235T]. Washington, D.C.: November 
15, 2001. 

Bioterrorism: Review of Public Health and Medical Preparedness. 
[hyperlink, http://www.gao.gov/products/GAO-02-149T]. Washington, 
D.C.: October 10, 2001. 

Bioterrorism: Public Health and Medical Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-02-141T].
Washington, D.C.: October 10, 2001. 

Bioterrorism: Coordination and Preparedness. [hyperlink, 
http://www.gao.gov/products/GAO-02-129T]. Washington, D.C.: October 5, 
2001. 

Bioterrorism: Federal Research and Preparedness Activities. 
[hyperlink, http://www.gao.gov/products/GAO-01-915]. Washington, D.C.: 
September 28, 2001. 

Chemical and Biological Defense: Improved Risk Assessments and 
Inventory Management Are Needed. [hyperlink, 
http://www.gao.gov/products/GAO-01-667]. Washington, D.C.: September 
28, 2001. 

West Nile Virus Outbreak: Lessons for Public Health Preparedness. 
[hyperlink, http://www.gao.gov/products/GAO/HEHS-00-180]. Washington, 
D.C.: September 11, 2000. 

Need for Comprehensive Threat and Risk Assessments of Chemical and 
Biological Attacks. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-99-163]. Washington, D.C.: 
September 7, 1999. 

Chemical and Biological Defense: Program Planning and Evaluation 
Should Follow Results Act Framework. [hyperlink, 
http://www.gao.gov/products/GAO/NSIAD-99-159]. Washington, D.C.: 
August 16, 1999. 

Combating Terrorism: Observations on Biological Terrorism and Public 
Health Initiatives. [hyperlink, 
http://www.gao.gov/products/GAO/T-NSIAD-99-112]. Washington, D.C.: 
March 16, 1999. 

Disaster Assistance: 

Disaster Assistance: Improvement Needed in Disaster Declaration 
Criteria and Eligibility Assurance Procedures. [hyperlink, 
http://www.gao.gov/products/GAO-01-837]. Washington, D.C.: August 31, 
2001. 

FEMA and Army Must Be Proactive in Preparing States for Emergencies. 
[hyperlink, http://www.gao.gov/products/GAO-01-850]. Washington, D.C.: 
August 13, 2001. 

Federal Emergency Management Agency: Status of Achieving Key Outcomes 
and Addressing Major Management Challenges. [hyperlink, 
http://www.gao.gov/products/GAO-01-832]. Washington, D.C.: July 9, 
2001. 

Budget and Management: 

Budget Issues: Long-Term Fiscal Challenges. [hyperlink, 
http://www.gao.gov/products/GAO-02-467T]. Washington, D.C.: February 
27, 2002. 

Results-Oriented Budget Practices in Federal Agencies. [hyperlink, 
http://www.gao.gov/products/GAO-01-1084SP]. Washington, D.C.: August 
2001. 

Managing for Results: Federal Managers' Views on Key Management Issues 
Vary Widely across Agencies. [hyperlink, 
http://www.gao.gov/products/GAO-01-0592]. Washington, D.C.: May 2001. 

Determining Performance and Accountability Challenges and High Risks. 
[hyperlink, http://www.gao.gov/products/GAO-01-159SP]. Washington, 
D.C.: November 2000. 

Managing for Results: Using the Results Act to Address Mission 
Fragmentation and Program Overlap. [hyperlink, 
http://www.gao.gov/products/GAO/AIMD-97-156]. Washington, D.C.: August 
29, 1997. 

Government Restructuring: Identifying Potential Duplication in Federal 
Missions and Approaches. [hyperlink, 
http://www.gao.gov/products/GAO/T-AIMD-95-161]. Washington, D.C.: June 
7, 1995. 

Government Reorganization: Issues and Principals. [hyperlink, 
http://www.gao.gov/products/GAO/T-GGD/AIMD95-166]. Washington, D.C.: 
May 17, 1995. 

Grant Design: 

Grant Programs: Design Features Shape Flexibility, Accountability, and 
Performance Information. [hyperlink, 
http://www.gao.gov/products/GAO/GGD-98-137]. Washington, D.C.: June 
22, 1998. 

Federal Grants: Design Improvements Could Help Federal Resources Go 
Further. [hyperlink, http://www.gao.gov/products/GAO/AIMD-97-7]. 
Washington, D.C.: December 18, 1996. 

Block Grants: Issues in Designing Accountability Provisions. 
[hyperlink, http://www.gao.gov/products/GAO/AIMD-95-226]. Washington, 
D.C.: September 1, 1995. 

[End of section] 

Footnotes: 

[1] U.S. General Accounting Office, Combating Terrorism: Selected 
Challenges and Related Recommendations, [hyperlink, 
http://www.gao.gov/products/GAO-01-822] (Washington, D.C. September 2001). 

[2] Another important aspect of enhancing state and local preparedness 
is risk management. Risk management is an important tool for 
prioritizing limited resources in the face of uncertain threats. For 
more information on risk management, see U.S. General Accounting 
Office, Homeland Security: Risk Management Can Help Us Defend Against 
Terrorism, [hyperlink, http://www.gao.gov/products/GAO-02-208T] 
(Washington, D.C.: October 31, 2001). 

[3] See attached listing of related GAO products. 

[4] These studies include the Advisory Panel to Assess Domestic 
Response Capabilities for Terrorism Involving Weapons of Mass 
Destruction, Third Annual Report (Arlington, VA: RAND, Dec. 15, 2001) 
and the United States Commission on National Security/21st Century, 
Road Map for Security: Imperative for Change, February 15, 2001. 

[5] Government Reform: Legislation Would Strengthen Federal Management 
of Information and Technology, July 25, 1995 [hyperlink, 
http://www.gao.gov/products/GAO/T-AIMD-95-205]. 

[6] See U.S. General Accounting Office, Combating Terrorism: Linking 
Threats to Strategies and Resources, [hyperlink, 
http://www.gao.gov/products/GAO/T-NSIAD-00-218] (Washington, 
D.C.: July 26, 2000). 

[7] "Securing the Homeland, Strengthening the Nation." For the 
complete document, see the Web site: [hyperlink, 
http://www.whitehouse.gov/homeland/homeland_security_book.html]. 

[8] 2001 Emergency Supplemental Appropriations Act for Recovery from 
and Response to Terrorist Attacks on the United States, (P.L. 107-38). 

[End of section]