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GAO-13-382R: 

United States Government Accountability Office: 
Washington, DC 20548: 

February 11, 2013: 

The Honorable Michael R. Turner:
House of Representatives: 

Subject: Standard Missile-3 Block IIB Analysis of Alternatives: 

This letter formally transmits the briefing we provided on January 29, 
2013 to the House Armed Services Subcommittee on Strategic Forces. 
This is the first report we are issuing in response to your September 
4, 2012, request that we examine several issues related to the 
European Phased Adaptive Approach (EPAA), which is a policy announced 
by the President in September 2009 for missile defense of Europe and 
the United States that is planned to provide increased defense 
capability over time.[Footnote 1] This briefing covers one part of the 
request, how alternatives were evaluated for the Standard Missile-3 
(SM-3) Block IIB, a planned missile for that effort. The remaining 
topics you requested will be addressed in future GAO work. The SM-3 
Block IIB's planned primary mission is to help defend the United 
States by providing an added layer of defense to that already provided 
by ground based interceptors in California and Alaska. It is planned 
to have significantly greater capabilities than prior versions of the 
SM-3, which defend against different threats. It is also expected to 
contribute to regional defense against medium-and intermediate-range 
ballistic missiles. The SM-3 Block IIB program began in June 2010.The 
SM-3 Block IIB is planned to be fielded by 2022 at the earliest as 
part of the fourth phase of U.S. missile defense in Europe. 

Our specific objectives were: (1) To what extent was an analysis of 
alternatives (AoA) or AoA-like analysis conducted for the SM-3 Block 
IIB? and (2) Has there been subsequent analysis that affects the 
factors underlying the original decision to pursue the SM-3 Block IIB? 

To conduct this work, we reviewed documentation of Missile Defense 
Agency (MDA) and Department of Defense (DOD) reviews that program 
management officials considered similar to an AoA, and compared this 
documentation to acquisition best practices for AoAs[Footnote 2] and 
DOD acquisition guidance. Finally, we interviewed MDA and DOD 
officials about any reviews conducted that were relevant to an AoA. 
[Footnote 3] We conducted this performance audit from November 2012 to 
February 2013 in accordance with generally accepted government 
auditing standards. Those standards require that we plan and perform 
the audit to obtain sufficient, appropriate evidence to provide a 
reasonable basis for our findings and conclusions based on our audit 
objectives. We believe that the evidence obtained provides a 
reasonable basis for our findings and conclusions based on our audit 
objectives. 

Summary: 

We have previously reported that the SM-3 Block IIB program did not 
conduct a formal analysis of alternatives (AoA) prior to beginning 
technology development. AoAs provide insight into the technical 
feasibility and costs of alternatives by determining if a concept can 
be developed and produced within existing resources. Although MDA is 
not required to do an AoA for its programs because of its acquisition 
flexibilities, we have previously reported that an AoA can be a key 
step to ensure that new programs have a sound acquisition basis. 

While program management officials identified two reviews that they 
consider similar to an AoA, the reviews were not intended to be AoAs, 
and they did not address all of the key questions that would normally 
be included as part of an AoA. For example, the reviews did not 
consider the life-cycle costs for each alternative or the programmatic 
risks of the alternatives. Further, while the reviews did consider 
alternatives that could provide validated capabilities, the range of 
alternatives considered did not include other (non-Aegis) missile 
options that could provide an additional layer of defense to the 
United States. This narrow range of alternatives is particularly 
problematic because it limits the quality of the answers that can be 
provided for other key questions. 

As the program has progressed, additional analysis has led to changes 
in the initial program assumptions and results that suggest additional 
development and investment will be needed by the program to defend the 
United States. MDA initially assumed that SM-3 Block IIB interceptors 
would be based on land at host nation facilities in Romania and 
Poland.[Footnote 4] However, subsequent MDA analyses demonstrated: 

1. The Romania site was not a good location from a flight path 
standpoint for defending the United States with the SM-3 Block IIB. 

2. The Poland site may require the development of the ability to 
launch the interceptor earlier--during the boost phase of the threat 
missile--to be useful for defense of the United States.[Footnote 5] 

3. A ship-based SM-3 Block IIB in the North Sea is a better location 
for defense of the United States and it does not require launch during 
boost capabilities.[Footnote 6] 

While MDA's initial assumption was the missile was to be land-based, 
the program is now requiring the SM-3 Block IIB to be ship and land 
compatible. However, if the SM-3 Block IIB is sea based and uses a 
liquid propellant, there are significant safety risks and unknown but 
likely significant cost implications. Navy has stated that the program 
may develop concepts with liquid propellants, but it has not made a 
final decision regarding whether it will overturn its 1988 ban on 
liquid propellants on ships and allow a sea-based SM-3 Block IIB to 
use liquid propellants. 

To some extent, this progression has been driven by the early decision 
to narrow solutions to an Aegis-based missile without the benefit of a 
robust analysis of other alternatives. While this does not mean the SM-
3 Block IIB is not a viable choice, we have previously reported that 
without fully exploring alternatives, programs may not achieve an 
optimal concept for the war fighter, are at risk for cost increases, 
and can face schedule delays or technology maturity challenges. 

In commenting on a draft of the briefing, the Department of Defense 
provided technical comments which were incorporated into the briefing 
as appropriate. 

We are sending copies of this report to the appropriate congressional 
committees. We are also sending copies to the Secretary of Defense, 
the Under Secretaries of Defense for Policy and for Acquisition, 
Technology and Logistics; and the Director of the Missile Defense 
Agency. This report will also be available at no charge on our website 
at [hyperlink, http://www.gao.gov]. Should you or your staff have 
questions concerning this report, please contact me at (202) 512-4841 
or at chaplainc@gao.gov. 

Contact points for our Offices of Congressional Relations and Public 
Affairs may be found on the last page of this report. Key contributors 
to this report were David B. Best, Assistant Director, Ann Rivlin, 
Analyst-in-Charge, Brian Tittle, Karen Richey, Bob Swierczek and 
Alyssa Weir. 

Signed by: 

Cristina Chaplain, Director:
Acquisition and Sourcing Management: 

[End of section] 

Enclosure: 

Standard Missile-3 Block IIB Analysis of Alternatives: 

Briefing Prepared for House Armed Services Subcommittee on Strategic 
Forces: 

January 29, 2013: 

Briefing Overview: 

* Introduction and Objectives; 
* Scope and Methodology; 
* Background; 
* Objective 1: Extent of analysis of alternatives; 
* Objective 2: Subsequent MDA analysis; 
* Conclusions; 
* DOD Comments. 

Introduction and Objectives: 

The Chairman, House Armed Services Committee, Subcommittee on 
Strategic Forces, asked GAO to examine several issues related to the 
European Phased Adaptive Approach (EPAA), which is a policy announced 
by the President in September 2009 for European and U.S. homeland 
missile defense that is planned to provide increased defense 
capability over time. 

This briefing covers one part of the request, how alternatives were 
evaluated for the Standard Missile-3 (SM-3) Block IIB, a planned 
missile that is to be included in the EPAA. The remaining topics in 
the request letter will be addressed in future GAO products. 

Our specific objectives were: 

1. To what extent was an analysis of alternatives (AoA) or AoA-like 
analysis conducted for the SM-3 Block IIB? 

2. Has there been subsequent analysis that affects the factors 
underlying the original decision to pursue the SM-3 Block IIB? 

Scope and Methodology: 

We reviewed documentation of MDA and DOD reviews that program 
management officials considered similar to an AoA, and compared this 
documentation to acquisition best practices[Footnote 7] and DOD 
acquisition guidance. Finally, we interviewed MDA and DOD officials 
about any reviews conducted that were relevant to an AoA.[Footnote 8] 

We conducted this performance audit from November 2012 to January 2013, 
in accordance with generally accepted government auditing standards. 
Those standards require that we plan and perform the audit to obtain 
sufficient, appropriate evidence to provide a reasonable basis for our 
findings and conclusions based on our audit objectives. We believe 
that the evidence obtained provides a reasonable basis for our 
findings and conclusions based on our audit objectives. 

Background: U.S. Homeland Defense: 

The U.S. homeland is currently defended by existing large, ground-based 
interceptors based in Alaska and California. 

DOD has sought to provide an additional layer of U.S. homeland defense, 
which includes the capability to shoot a missile, look at the results 
of the shot, and shoot again if needed. 

* This defense could be provided through missiles that intercept a 
threat early in its flight, during midcourse flight, or in the 
terminal stages of flight. 

A missile system’s physical location affects its ability to defend 
against certain threat flight paths as well as the overall 
capabilities and technologies that must be developed for that missile. 

Prior to 2009, the plan for a layered U.S. homeland defense relied on 
deploying ground-based interceptors in Europe for midcourse defense. 

In 2009, this plan changed with the announcement of the EPAA. This 
approach is designed to provide both near term regional defense of 
Europe and develop longer-term layered defense for the U.S. homeland. 
It involves different locations and missiles than the prior plan. 

Background: EPAA Overview: 

EPAA relies on the Aegis Ballistic Missile Defense (BMD) system, which 
includes shipboard radars and SM-3 missiles. Aegis BMD is being 
developed in increments to track and defend against threats of all 
ranges. EPAA also includes multiple other systems, including land- and 
space-based sensors and an integrated command and control network. 
EPAA assets are planned to be deployed as the various capabilities 
mature and the threat develops. 

Increasingly capable SM-3 missiles are associated with each EPAA phase. 

* Phase 1 (deployed in 2011) defends against short and medium range 
threats to Europe, using SM-3 Block IA missiles. 

* Phases 2 and 3 are to expand the defense of Europe using sea- and 
land-based missiles. 

- Phase 2 (deploys in the 2015 timeframe) will use SM-3 Block IB 
missiles, now in flight tests, against short- and medium-range threats. 

- Phase 3 (deploys in the 2018 timeframe) will use SM-3 Block IIA 
missiles, now in development, to add intermediate-range threats. 

* Phase 4 (deploys in the 2020 timeframe) will use SM-3 Block IIB 
missiles as part of a layered defense against some ICBM threats to the 
United States. 

Background: SM-3 Block IIB Overview: 

Given its primary mission of defending the United States against some 
ICBM threats, the SM-3 Block IIB is planned to have significantly 
greater capabilities than earlier SM-3 variants, which defend against 
different threats. 

* According to current plans, the SM-3 Block IIB will entail 
significant development beyond that required for the SM-3 Block IIA; 
for example, one option the program is exploring is to have a 27 inch 
diameter missile as opposed to the planned 21 inch diameter for the SM-
3 Block IIA missile. 

* The SM-3 Block IIB missile is also planned to contribute to regional 
defense against medium and intermediate range threats. 

However, the amount of commonality among the SM-3 Block IIB and prior 
SM-3s will not be known until a contract is awarded for development of 
the missile. 

The program began in June 2010 and is currently in a concept definition 
phase. Three contractors are developing possible missile 
configurations and evaluating potential missile performance and 
technology risk. For example, one consideration is if the propellant 
for the missile should be liquid or solid. 

Background: AoAs in DOD acquisition process: 

[Refer to PDF for image: illustration] 

AoA: 

Milestone A review. 

Technology Development: 
Milestone B review; 
Development Start. 

Engineering and Manufacturing Development: 
Milestone C review. 

Production: 
Production Start. 

Source: GAO analysis of DOD acquisition policy. 

[End of figure] 

Department of Defense (DOD) acquisition programs are generally 
required by law and/or regulation to complete an AoA prior to entering 
the technology development phase of the DOD acquisition cycle. 

* An AoA is an analytical study that compares the operational 
effectiveness, cost, and risks of alternative potential solutions to 
address valid needs and shortfalls in operational capability. 

The AoA is generally updated during the technology development phase 
and reviewed and updated as necessary prior to the start of product 
development to reaffirm the cost-effectiveness of the program. 

In 2002, MDA was given the flexibility to defer the application of the 
defense acquisition cycle to specific elements of the ballistic 
missile defense system, such as the SM-3 Block IIB, until late in the 
DOD acquisition cycle when a decision is made to transfer a BMDS 
capability to a military service for production, operation, and 
sustainment. 

MDA can therefore develop the SM-3 Block IIB without the application of 
certain laws and regulations, including those that require AoAs early 
in the DOD acquisition cycle. 

Background: AoA contributes to a sound basis for investment in 
programs: 

In prior reports, we have stressed the importance of a program having a 
sound basis before committing resources. 

* A key first step in the acquisition process is the AoA. 

* We previously have reported that an AoA should address each 
alternative’s advantages, disadvantages, associated risks, and 
uncertainties, how any uncertainties might influence the comparison, 
and try to identify the most promising conceptual alternative.
[Footnote 9] 

We previously also have found most programs that conducted a limited 
assessment of alternatives before the start of product development 
tended to have poorer outcomes than those that conducted more robust 
analyses. 

Background: GAO previously reported the SM-3 Block IIB lacked an AoA: 

In April 2012, we reported the SM-3 Block IIB program office did not 
conduct a formal AoA.[Footnote 10] 

The program did assess some missile concepts for early intercept 
capability in a system concept review. 

* It plans to conduct engineering and trade studies during the 
technology development phase that will include cost information. 

* While these studies will provide important information, they are 
occurring later than an AoA would generally occur for programs 
following the DOD acquisition cycle. 

Objective One: Extent of AoA conducted for SM-3 Block IIB program: 

Overall Finding: 

* MDA is not required to conduct an AoA, and a formal AoA was not 
conducted for the SM-3 Block IIB program. 

* Program management officials identified two reviews that they 
consider similar to an AoA for the SM-3 Block IIB.[Footnote 11] 

* These reviews did not assess all key areas that would have been 
addressed by an AoA, and there were key gaps in some of the areas 
they did assess. 

Objective One: Two reviews cited by MDA: 

1.The Ballistic Missile Defense Review (BMDR), the product of a 
comprehensive DOD ballistic missile strategy and policy review, was 
published in February 2010. 

* The review compared three policy alternatives-—(1) the prior 
administration’s plan of large, ground-based interceptors in Poland 
and a radar in the Czech Republic, (2) a modified version of that plan 
with alternate locations, and (3) a phased, adaptive approach that 
adjusts as threats emerge. 

* The third alternative-—the EPAA-—was selected for several reasons, 
but largely because of its flexibility to address threats as they 
emerge. 

* The analysis that resulted in the BMDR compared potential policy 
alternatives, not assets to be included in each EPAA phase. It was not 
intended to develop specific architectures for each phase or be an AoA. 

* The SM-3 Block IIB was not specifically compared to other 
alternatives, including the interceptor used in the prior 
administration’s plan. 

* Program management officials stated they took the BMDR analysis as a 
tasking to develop an Aegis missile that could defend against some 
intercontinental ballistic missiles. 

2. Following the BMDR, MDA conducted an August 2010 system concept 
review (SCR) that compared a set of possible Aegis missiles to be 
based in Romania and Poland. 

* According to program management officials, between 15 and 20 Aegis 
missile concepts were evaluated for the SCR, which focused on 
technical and performance measures. 

* While SM-3 Block IIB program management officials stated these two 
reviews included information that make them similar to AoAs, the 
reviews are not formal AoAs, nor were they intended to be. 

Objective One: GAO has reported an AoA should answer several key 
questions: 

These include: 

1. Did an AoA occur at an appropriate time? 

2. What alternatives provided validated capabilities? 

3. Are the alternatives operationally suitable and effective? 

4. Can the alternatives be supported? 

5. What are the technical, operational, and programmatic risks for each 
alternative? 

6. What are the life cycle costs for each alternative? 

7. How do the alternatives compare to one another? 

Objective One: Did an AoA occur at the appropriate time? 

We have previously reported that an AoA can be conducted too late to 
inform effective trade-off discussions before development. DOD 
acquisition regulations state that such an analysis should occur 
before initiating a program at Milestone A. 

Although not intended to be AoAs, the two reviews cited by MDA did 
occur at the appropriate time to allow them to serve as AoAs. 

- Both reviews predate the July 2011 entrance into MDA’s technology 
development phase. 

Objective One: What alternatives provided validated capabilities? 

We have previously reported that programs that considered a broad 
range of alternatives had better cost and schedule outcomes than those 
that looked at a narrow scope. 

However, in both reviews identified by MDA, a narrow range of 
alternatives was considered. 

* The BMDR considered three broad policy alternatives and did not 
specifically analyze the SM-3 Block IIB. 

* The SCR alternatives were too narrow in terms of an AoA. It did not 
include options that could provide additional U.S. homeland defense, 
such as non-Aegis missiles and different basing modes for all of the 
options. 

- The alternatives were limited to analyzing an Aegis missile that is 
land-based, compatible with a third generation Aegis Weapon System, and 
based in certain locations. 

Objective One: Are the alternatives operationally effective and 
suitable? 

Operationally effective: AoAs typically determine whether alternatives 
can meet a needed capability, include consideration of the threat to 
be addressed, and evaluate how the alternatives address that threat. 

For the two reviews, there was some consideration of the operational 
effectiveness of a limited set of alternatives. 

* The BMDR did compare the operational effectiveness of the prior 
administration’s plan and the EPAA, but did not specifically address 
the effectiveness of individual EPAA components, such as the SM-3 
Block IIB. 

* The SCR did assess some level of operational effectiveness, such as 
the probability of engagement success against certain threat missile 
trajectories. 

Operationally suitable: AoAs typically assess how well a system can be 
used and sustained in the field. 

* Neither the BMDR nor the SCR considered the operational suitability 
of the limited range of alternatives. 

Objective One: Can the alternatives be supported? 

AoAs require understanding of the concepts of operations—-the details 
of the peacetime, contingency, and wartime employment of the 
alternatives—-and support—the plans and resources for training, 
maintenance, and other logistics support—for the alternatives. 

There is limited evidence that support for the alternatives was 
included in the reviews. 

* The BMDR contains no evidence that system training, maintenance or 
logistics support was considered in the analysis. However, it 
considered concerns about foreign basing related to a fixed land site. 

* The SCR does not include a discussion of whether the alternatives 
can be supported. However, MDA officials stated that some of the 
constraints used in the SCR were designed to ensure the SM-3 Block IIB 
alternatives considered could be supported. 

Objective One: What are the risks for each alternative? 

There may be technical, programmatic or operational risks associated 
with alternatives that should be considered in an AoA when determining 
which is the best weapon system. Comparing risks across alternatives 
is critical for new development programs, which often rely on 
breakthrough technologies and assume that technology will be 
achieved as planned. 

The two reviews partially considered technical and operational risks, 
but not programmatic risks such as schedule risks. 

* The BMDR analysis did not include a breakdown of the SM-3 Block IIB 
risks compared to alternatives, or fully discuss them for the 
alternatives it did consider. Some technical and operational risks 
were considered by evaluating the technology maturity levels and the 
ability to respond to future threats. 

* The SCR did not address programmatic risk, but did include some 
analysis of the technical and operational risks shared by all the SM-3 
Block IIB alternatives it considered. 

- This analysis did not compare the limited set of alternatives in 
terms of these risks, but it did highlight common issues, such as the 
risks of modifying a launch system for a 27 inch interceptor. 

Objective One: What are the life cycle costs for each alternative? 

* An AoA should include the estimates of the total life-cycle cost (or 
ownership cost) of each alternative, which should also be combined 
with the operational effectiveness analysis to portray cost-
effectiveness comparisons. 

* No evidence suggests that the life-cycle cost of the alternatives was 
considered or cost-effectiveness comparisons made. 

- No evidence suggests that the BMDR analysis developed a life-cycle 
cost estimate or made a cost-effectiveness comparison for the SM-3 
Block IIB. We have previously reported that life cycle costs were not 
developed for the EPAA during the BMDR. 

- The SCR includes no information on life cycle costs and did not make 
cost-effectiveness comparisons. 

Objective One: How do the alternatives compare to each other? 

An AoA should compare the alternatives on the factors discussed above. 

No evidence exists that alternatives were compared on all the AoA 
factors by the BMDR and SCR.[Footnote 12] The ability to make this 
comparison is limited given the issues previously identified. 

* The BMDR did not compare the SM-3 Block IIB to other alternatives. 

* The SCR did some comparison of different alternatives, but did not 
provide a conclusion about which to pursue. It also did not compare the 
alternatives in key areas, such as programmatic risks and cost 
effectiveness. 

Objective Two: Subsequent analysis may affect original basis for SM-3 
Block IIB decision: 

Overall Finding: 

* Subsequent analysis by MDA suggests that, in terms of U.S. homeland 
defense, modifications are needed to the concept of operations and 
basing plan. Specifically: 

- As presented in the SCR, the SM-3 Block IIB was to be based in both 
Romania and Poland. 

- According to MDA technical analysis, basing in Poland retains some 
feasibility for U.S. homeland defense, but may require a new 
operational concept and additional investment. 

- Further, a location in the North Sea is a better location than either 
Romania or Poland for defense of the U.S. homeland, although this 
option, if liquid propellants are used, has significant safety risks 
and unknown, but likely substantial, cost implications. 

Objective Two: Program faces challenges related to basing location: 

According to defense acquisition guidance, the AoA should be updated 
during the technology development phase and reviewed prior to the 
start of product development to reaffirm, among other things, the cost-
effectiveness of the program. 

The 2010 SCR assumed SM-3 Block IIB interceptors would be based on land 
at host nation facilities in Romania and Poland.[Footnote 13] 

Subsequent MDA analyses demonstrated: 

* the Romania site was not a good location from a flight path 
standpoint for defending the U.S. homeland with the SM-3 Block IIB. 

* the Poland site may require the development of the ability to launch 
the interceptor earlier—-during the boost phase of the threat missile-—
to be useful for U.S. homeland defense. 

Objective Two: Launch during boost requires additional investment: 

The 2010 SCR included information that launch during boost was not a 
desirable capability because it reduces the effective range for the 
missile.[Footnote 14] 

Program management officials stated that their modeling of launch 
during boost and understanding of this capability has increased since 
the SCR, and they now believe it is a potential option. 

MDA completed an assessment of launch during boost capabilities during 
summer 2012 that found this capability was feasible. 

* MDA currently estimates launch during boost capabilities will cost 
$130 million. 

* Adding this capability will require additional development or 
modifications of the SM-3 Block IIB, the command and control system 
used for missile defense, and existing space-based sensors that detect 
threat missile launches. 

Objective Two: Sea-based location has different costs and risks: 

MDA technical analysis in 2012 concluded that a ship-based SM-3 Block 
IIB in the North Sea is a better location for U.S. homeland defense 
and it does not require launch during boost capabilities.[Footnote 15] 

While during the SCR analysis the missile was to be land-based, the 
program is now requiring the SM-3 Block IIB to be ship and land 
compatible. 

One option currently under consideration for the SM-3 Block IIB is to 
use a liquid propellant for certain components. 

Liquid propellants offer performance advantages, such as a faster 
missile, but pose significant safety risks and costs for ships. 

* Navy banned the use of liquid propellants on ships in 1988 because 
of significant safety and cost reasons, including fire hazards and the 
costs of new systems to combat fires caused by these propellants on 
ships. 

* While Navy is open to MDA pursuing an interceptor with liquid 
propellant during the program’s concept definition phase, it has 
identified this option as requiring significant efforts to reduce the 
safety risk and fleet wide changes.[Footnote 16] 

Conclusions: 

Neither review conducted considered the full range of AoA questions. 

* Both reviews considered too narrow a range of alternatives which 
limits their ability to fully address the other key questions. Key 
analyses, such as the programmatic risks and cost effectiveness of 
alternatives, did not occur. However, MDA is not required to conduct 
an AoA for its programs. 

While this does not mean the SM-3 Block IIB is not a viable choice, we 
have previously reported that without fully exploring alternatives, 
programs may not achieve an optimal concept for the war fighter, are 
at risk for cost increases, and can face schedule delays or technology 
maturity challenges. 

As the program has progressed into the technology development phase, 
additional analysis has led to changes in the initial program 
assumptions that suggest additional development and investment will be 
needed by the program. To some extent, this progression has been 
driven by the early decision to narrow solutions to an Aegis-based 
missile without the benefit of a robust analysis of other alternatives. 

DOD Comments: 

DOD provided technical comments, which were incorporated as 
appropriate. 

[End of section] 

Footnotes: 

[1] This report was prepared in response to a September 2012 request 
from Representative Michael R. Turner--then Chairman, House Armed 
Services Subcommittee on Strategic Forces--to review the extent to 
which an analysis of alternatives was conducted prior to initiating 
development of the SM-3 Block IIB. 

[2] GAO, Defense Acquisitions: Many Analyses of Alternatives Have Not 
Provided a Robust Assessment of Weapon System Options, [hyperlink, 
http://www.gao.gov/products/GAO-09-665], (Washington, D.C.: September 
2009). 

[3] We did not assess the reviews beyond whether they included 
information relevant for an AoA. 

[4] These locations are planned to provide both regional and U.S. 
homeland defense. We did not assess these locations for regional 
defense purposes. 

[5] With launch during boost, the missile launches during the boost 
phase of the threat missile. It intercepts the threat after the boost 
phase. 

[6] According to DOD, additional operational analysis of this location 
would be needed. 

[7] GAO, Defense Acquisitions: Many Analyses of Alternatives Have Not 
Provided a Robust Assessment of Weapon System Options, [hyperlink, 
http://www.gao.gov/products/GAO-09-665], (Washington, D.C.: September 
2009). 

[8] We did not assess the reviews beyond whether they included 
information relevant for an AoA. 

[9] [hyperlink, http://www.gao.gov/products/GAO-09-665]; Defense 
Acquisitions: Realistic Business Cases Needed to Execute Navy 
Shipbuilding Programs, [hyperlink, 
http://www.gao.gov/products/GAO-07-943T], (Washington, D.C., July 24, 
2007); and GAO Cost Estimating and Assessment Guide, [hyperlink, 
http://www.gao.gov/products/GAO-09-3SP], (Washington, D.C., March 
2009). 

[10] GAO, Missile Defense: Opportunity Exists to Strengthen 
Acquisitions by Reducing Concurrency, [hyperlink, 
http://www.gao.gov/products/GAO-12-486], (Washington, D.C.: 
April 2012). 

[11] We did not assess the reviews beyond whether they included 
information relevant for an AoA. 

[12] We did not assess these reviews beyond whether they included 
information relevant for an AoA. 

[13] These locations are planned to provide both regional and U.S. 
homeland defense. We did not assess these locations for regional 
defense purposes. 

[14] With launch during boost, the missile launches during the boost 
phase of the threat missile. It intercepts the threat after the boost 
phase. 

[15] According to DOD, additional operational analysis of this 
location would be needed. 

[16] According to DOD, Navy has not made a final decision on whether 
it would accept liquid propellants in the SM-3 Block IIB if a 
decision is made to further develop the missile. 

[End of section] 

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