U.S. GAO - Bank Secrecy Act: Surveys of Financial Institutions and CTR Users (GAO-08-385SP, February 2008), an E-supplement to GAO-08-355

11.	Are any of your institution's customers eligible for Phase I exemptions? Phase I exemptions-Customers eligible for Phase I exemptions include other banks' domestic operations; federal, state, or local government agencies or departments; any entity exercising governmental authority within the Unites States; any entity (other than a bank) whose common stock is listed on the New York, American, or NASDAQ stock exchanges (with some exceptions); and any subsidiary (other than a bank) of any "listed entity" that is organized under U.S. law and at least 51 percent of whose common stock is owned by the listed entity.

	1.	Yes
	2.	No (Click to go to Question 30.)
	3.	No answer

12.	How frequently does your institution file Phase I exemptions?

	1.	Always (Click to go to Question 14.)
	2.	Usually (Click to go to Question 14.)
	3.	Sometimes (Click to go to Question 14.)
	4.	Not usually
	5.	Never
	6.	Not applicable

13.	In 2006, was the primary reason your institution generally did not use the Phase I exemption because you had few, if any, eligible customers?

	1.	Yes (Click to go to Question 30.)
	2.	No (Click to go to Question 23.)
	3.	Not applicable (Click to go to Question 23.)

Bank Secrecy Act: Surveys of Financial Institutions and CTR Users (GAO-08-385SP, February 2008), an E-supplement to GAO-08-355