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Federal Contracting: Weaknesses Exist in NSF's Process for Awarding Contracts

RCED-94-31 Published: Jan 31, 1994. Publicly Released: Mar 01, 1994.
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Highlights

Pursuant to a congressional request, GAO reviewed the National Science Foundation's (NSF) competitive and noncompetitive procurement process, focusing on whether NSF: (1) solicitations clearly describe contract requirements; (2) evaluates bids in accordance with solicitation evaluation criteria; and (3) properly justifies procuring services on a sole-source basis.

Recommendations

Recommendations for Executive Action

Agency Affected Recommendation Status
National Science Foundation To further improve NSF contracting activities, the Director, NSF, should develop detailed guidance for program officials to use in preparing statements of work, including a description of the type of information the statements of work should provide and examples of weaknesses to avoid.
Closed – Implemented
NSF's revised guidance on acquisition activities and procedures added guidelines for preparing statements of work. The guidelines include a description of items that should be addressed in the statement of work and provide examples of weaknesses to avoid.
National Science Foundation To further improve NSF contracting activities, the Director, NSF, should develop detailed guidance for program and contracting personnel to use in explaining the relative importance of evaluation factors in solicitations.
Closed – Implemented
NSF amended its procurement guidance to require the disclosure of evaluation factors that are predominant or of greater relative importance, through the use of weights or relative weight descriptions, when soliciting contract proposals.
National Science Foundation To further improve NSF contracting activities, the Director, NSF, should develop detailed guidance for contracting officers to use in ensuring that evaluation criteria are scored properly.
Closed – Implemented
NSF amended its procurement guidance to require contracting officers to ensure that contract proposals are scored properly and that the evaluation panels resolve inconsistencies in evaluations of contract proposals. The amended guidance also requires the use of evaluation factors in evaluating contract proposals that are identical to the factors used in soliciting proposals.
National Science Foundation The Director, NSF, should ensure that contract personnel comply with existing requirements to determine if other offerers are available before awarding contracts on a sole-source basis and document the efforts taken to do so.
Closed – Implemented
NSF revised its procurement guidance to emphasize the existing Competition in Contracting Act requirement that all procurements should be made on a competitive basis to the extent practicable. The guidance also makes reference to the relevant sections of the Federal Acquisition Regulation that identify situations where limited competition is allowed and stresses compliance with the requirement to determine if other sources are available. Additionally, the guidance specifically requires the contracting officer to prepare a written justification when limited competition is allowed; and requires the contracting officer and cognizant program officer to certify that the justification is accurate.
National Science Foundation The Director, NSF, should ensure that planned efforts to remove obstacles to future competition for sole-source procurements are documented as required.
Closed – Implemented
The revised guidance emphasizes that NSF will assure compliance with the requirement to document planned efforts to remove obstacles, if any exist, to future competition.

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Topics

Bid evaluationCompetitive procurementContract administrationContract oversightDefective solicitationsFederal procurementIrregular procurementResearch and development contractsResearch grantsSole source procurement