Assessing Compliance With Applicable Laws and Regulations

OP-4.1.2: Published: Dec 1, 1989. Publicly Released: Dec 1, 1989.

Additional Materials:

Contact:

Office of Public Affairs
(202) 512-4800
youngc1@gao.gov

GAO presented a guide to assist GAO auditors in evaluating compliance with laws and regulations and detecting major noncompliance and abuse. The guide focuses on: (1) when to perform testing for compliance with laws and regulations; (2) how to identify the relevant laws and regulations; (3) how to evaluate the likelihood that noncompliance could occur and that internal controls could not detect or prevent it; and (4) how to deal with and report suspected or actual noncompliance.

Sep 7, 2017

Jul 31, 2017

Jul 26, 2017

Jul 24, 2017

Jun 28, 2017

Apr 26, 2017

Apr 6, 2017

Mar 22, 2017

Looking for more? Browse all our products here