Securities and Exchange Commission:

Privately Offered Investment Companies

OGC-97-37: Published: Apr 24, 1997. Publicly Released: Apr 24, 1997.

Multimedia:

Additional Materials:

Contact:

Office of Public Affairs
(202) 512-4800
youngc1@gao.gov

Pursuant to a legislative requirement, GAO reviewed the Securities and Exchange Commission's (SEC) new rules on privately offered investment companies. GAO noted that: (1) the rules would provide definitions necessary to effectuate the applicable provisions of the National Securities Markets Improvement Act of 1996 as they apply to privately offered investment companies; (2) the rules would also provide certain interpretative provisions resulting from the changes made by the Act; and (3) SEC complied with applicable requirements in promulgating the rules.

Sep 29, 2017

Sep 12, 2017

Sep 7, 2017

Apr 19, 2017

Mar 29, 2017

Feb 24, 2017

Dec 29, 2016

Dec 15, 2016

Nov 15, 2016

Looking for more? Browse all our products here