SEC:

Anti-Manipulation Rules Concerning Securities Offerings

OGC-97-11: Published: Jan 16, 1997. Publicly Released: Jan 16, 1997.

Multimedia:

Additional Materials:

Contact:

Office of Public Affairs
(202) 512-4800
youngc1@gao.gov

Pursuant to a legislative requirement, GAO reviewed the Securities and Exchange Commission's (SEC) new anti-manipulation rule concerning securities offerings. GAO found that: (1) the rule would govern the activities of underwriters, issuers, selling securityholders, and others in connection with securities offerings; (2) the rule is intended to preclude manipulative conduct by persons with an interest in the outcome of an offering; (3) the rule would also ease the regulatory burdens on offering participants; and (4) SEC complied with applicable requirements in promulgating the rule.

Sep 29, 2017

Sep 12, 2017

Sep 7, 2017

Apr 19, 2017

Mar 29, 2017

Feb 24, 2017

Dec 29, 2016

Dec 15, 2016

Nov 15, 2016

Looking for more? Browse all our products here