Securities and Exchange Commission:
Selective Disclosure and Insider Trading
OGC-00-61, Sep 7, 2000
Additional Materials:
Contact:
Pursuant to a legislative requirement, GAO reviewed the Securities and Exchange Commission's (SEC) new rule on selective disclosure and insider trading. GAO noted that: the new rule would address three issues: (a) the selective disclosure by various issuers of material nonpublic information; (b) when insider trading liability arises in connection with a trader's "use" or "knowing possession" of material nonpublic information; (c) when the breach of a family or other nonbusiness relationship may give rise to liability under the misappropriation theory of insider trading; and (d) SEC complied with applicable requirements in promulgating the rule.
Jun 13, 2013
Financial Institutions
May 7, 2013
-
Capital Purchase Program
Mar 20, 2013
-
Financial Institutions
Jan 3, 2013
-
Financial Institutions
Dec 18, 2012
-
Dodd-Frank Act
Sep 18, 2012
Sep 13, 2012
-
Securities Investor Protection Corporation
-
Community Banks and Credit Unions
Jul 19, 2012
-
Management Report
-
Municipal Securities
Looking for more? Browse all our products here
Explore our other Key Issues here