Financial Markets and Institutions:

Financial Institutions and Markets Issue Area Plan for Fiscal Years 1999-2001

IAP-98-22: Published: Sep 1, 1998. Publicly Released: Sep 1, 1998.

Additional Materials:

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Thomas J. McCool
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GAO presented its Financial Institutions and Markets issue area plan for fiscal years 1999-2001.

GAO plans to assess the: (1) regulatory framework for ensuring financial system integrity and the government's role in fostering an efficient financial services industry and competitive financial markets; (2) oversight of listing procedures by self-regulatory organizations, banks' experience in implementing on-line banking, oversight of derivatives sales practices, and operations of the Office of Federal Housing Enterprise Oversight; and (3) draft strategic plans of several regulatory agencies. The principal issues in GAO's financial institutions and markets area are: (1) maintaining a stable financial system; (2) ensuring efficiently functioning markets; (3) increasing regulatory efficiency; (4) ensuring fair access to financial services; and (5) adapting to change and innovation.

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