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Securities Regulation: SEC's Oversight of Privately Placed Transactions Among Large Investors

GGD-93-37 Published: Feb 19, 1993. Publicly Released: Feb 19, 1993.
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Highlights

Pursuant to a congressional request, GAO reviewed the Securities and Exchange Commission's (SEC) procedures for collecting and analyzing data for reports on the implementation of Rule 144A.

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Full Report
(22 pages)

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Topics

Financial Markets and Institutions
Antitrust lawData collectionData integrityProjectionsReporting requirementsSecurities regulationVoluntary complianceRegulatory impactFinancial instrumentsFinancial institutions