Considerations for Promoting Environmentally Sound Reuse and Recycling
GAO-10-626: Published: Jul 12, 2010. Publicly Released: Aug 11, 2010.
Low recycling rates for used televisions, computers, and other electronics result in the loss of valuable resources, and electronic waste exports risk harming human health and the environment in countries that lack safe recycling and disposal capacity. The Environmental Protection Agency (EPA) regulates the management of used electronics that qualify as hazardous waste and promotes voluntary efforts among electronics manufacturers, recyclers, and other stakeholders. However, in the absence of a comprehensive national approach, a growing number of states have enacted electronics recycling laws, raising concerns about a patchwork of state requirements. In this context, GAO examined (1) EPA's efforts to facilitate environmentally sound used electronics management, (2) the views of various stakeholders on the state-by-state approach, and (3) considerations to further promote environmentally sound management. GAO reviewed EPA documents, interviewed EPA officials, and interviewed stakeholders in five states with electronics recycling legislation.
EPA's efforts to facilitate the environmentally sound management of used electronics consist largely of (1) enforcing its rule for the recycling and exporting of cathode-ray tubes (CRT), which contain significant quantities of lead, and (2) an array of partnership programs that encourage voluntary efforts among manufacturers and other stakeholders. EPA has improved enforcement of export provisions of its CRT rule, but issues related to exports remain. In particular, EPA does not specifically regulate the export of many other electronic devices, such as cell phones, which typically are not within the regulatory definition of hazardous waste despite containing some toxic substances. In addition, the impact of EPA's partnership programs is limited or uncertain, and EPA has not systematically analyzed the programs to determine how their impact could be augmented. The views of stakeholders on the state-by-state approach to managing used electronics have been shaped by the increasing number of states with electronics recycling legislation. To varying degrees, the entities typically regulated under the state laws--electronics manufacturers, retailers, and recyclers--consider the increasing number of state laws to be a compliance burden. In contrast, in the five states GAO visited, state and local solid waste management officials expressed overall support for states taking a lead role in the absence of a national approach. The officials attributed their varying levels of satisfaction more to the design and implementation of individual state recycling programs, rather than to the state-by-state approach. Options to further promote the environmentally sound management of used electronics involve a number of policy considerations and encompass many variations, which generally range from a continued reliance on state recycling programs to the establishment of federal standards via legislation. The first approach provides the greatest degree of flexibility to states, but does not address stakeholder concerns that the state-by-state approach is a compliance burden or will leave some states without electronics recycling programs. Moreover, EPA does not have a plan for coordinating its efforts with state recycling programs or articulating how EPA's partnership programs can best assist stakeholders to achieve the environmentally sound management of used electronics. Under the second approach, a primary policy issue is the degree to which federal standards would allow for stricter state standards, thereby providing states with flexibility but also potentially worsening the compliance burden from the standpoint of regulated entities. As a component of any approach, a greater federal regulatory role over exports could address limitations on the authority of states to regulate exports. GAO previously recommended that EPA submit to Congress a legislative proposal for ratification of the Basel Convention, a multilateral environmental agreement that aims to protect against the adverse effects resulting from transboundary movements of hazardous waste. EPA officials told GAO that the agency had developed a legislative proposal under previous administrations but had not finalized a proposal with other federal agencies. GAO recommends that the Administrator, EPA, (1) examine how EPA's partnership programs could be improved to contribute more effectively to used electronics management and (2) work with other federal agencies to finalize a legislative proposal on ratification of the Basel Convention for congressional consideration. EPA agreed with the recommendations.
Recommendations for Executive Action
Status: Closed - Implemented
Comments: EPA agreed with the recommendation and stated that the agency planned to gather and analyze input from a variety of stakeholders and to incorporate the input into such a strategy. In March 2011, EPA solicited public comment from stakeholders through a notice published in the Federal Register. In July 2011, EPA, together with the White House Council on Environmental Quality and the General Services Administration, released the National Strategy for Electronics Stewardship. The strategy identified a number of actions EPA will take to increase safe and effective management and handling of used electronics in the United States.
Recommendation: The Administrator of EPA should undertake an examination of the agency's partnership programs for the management of used electronics. The analysis should examine how the impacts of such programs can be augmented, and should culminate in an integrated strategy that articulates how the programs, taken together, can best assist stakeholders in achieving the environmentally responsible management of used electronics nationwide.
Agency Affected: Environmental Protection Agency
Comments: According to EPA, it had not finalized a legislative proposal as of May 2014, although EPA's website stated that the Administration was developing legislation with the necessary statutory authority to implement the Convention's requirements in order to complete the ratification process. EPA officials did not provide further details on the specific steps EPA and the Administration had taken, if any, to develop legislation.
Recommendation: In addition, the Administrator of EPA should work with other federal agencies, including the State Department and the Council on Environmental Quality, to finalize a legislative proposal that would be needed for ratification of the Basel Convention, with the aim of submitting a package for congressional consideration.
Agency Affected: Environmental Protection Agency