This is the accessible text file for GAO report number GAO-06-1055 entitled 'Foreign Workers: Information on Selected Countries' Experiences' which was released on September 15, 2006. This text file was formatted by the U.S. Government Accountability Office (GAO) to be accessible to users with visual impairments, as part of a longer term project to improve GAO products' accessibility. Every attempt has been made to maintain the structural and data integrity of the original printed product. Accessibility features, such as text descriptions of tables, consecutively numbered footnotes placed at the end of the file, and the text of agency comment letters, are provided but may not exactly duplicate the presentation or format of the printed version. The portable document format (PDF) file is an exact electronic replica of the printed version. We welcome your feedback. Please E-mail your comments regarding the contents or accessibility features of this document to Webmaster@gao.gov. This is a work of the U.S. government and is not subject to copyright protection in the United States. It may be reproduced and distributed in its entirety without further permission from GAO. Because this work may contain copyrighted images or other material, permission from the copyright holder may be necessary if you wish to reproduce this material separately. Report to the Chairman, Committee on the Judiciary, House of Representatives: United States Government Accountability Office: GAO: September 2006: Foreign Workers: Information on Selected Countries' Experiences: Labor Migration: GAO-06-1055: GAO Highlights: Highlights of GAO-06-1055, a report to the Chairman, Committee on the Judiciary, House of Representatives Why GAO Did This Study: The opportunity for employment is an important magnet attracting immigrants, including unauthorized immigrants, to countries. The policies and practices used by other countries to manage foreign workers, including actions to limit illegal immigration and to reduce the employment of unauthorized foreign workers, have been shaped by country-specific economic, demographic, and political factors. Immigration reform is a matter of continuing debate in the United States. This report examines selected countries’ (1) programs for admitting foreign workers; (2) efforts to limit the employment of unauthorized foreign workers; and (3) programs for providing unauthorized immigrants with an opportunity to obtain legal status, referred to as regularization. To address these objectives, we examined reports from foreign countries, intergovernmental organizations, and research organizations. We also interviewed government officials and experts from 8 countries—Australia, Belgium, Canada, France, Germany, Spain, Switzerland, and the United Kingdom—and surveyed 6 other countries. We selected these countries based on their net immigration rate, population size, membership in the Organisation for Economic Co- operation and Development or World Bank classification as high income, range of immigration policies, and geographic location. What GAO Found: The countries GAO studied have programs for admitting foreign workers, most of which are focused on recruiting high-skilled or seasonal foreign workers. To recruit foreign workers, some countries use bilateral agreements with other countries. For example, Canada uses bilateral agreements with Mexico and several Caribbean nations to recruit seasonal agricultural workers. Some countries manage foreign worker admissions by various means, such as quotas or points-based systems. However, officials stated that it is difficult to implement a system that responds to changing labor market needs and does not create incentives for employers to hire unauthorized foreign workers. Some countries regulate foreign worker admissions by specifying requirements for participation in a foreign worker program, such as work permit fees. Moreover, foreign worker programs differ in their requirements for workers to return home. Some temporary programs require workers to return upon expiration of work permits, while others allow foreign workers to renew their permits and apply for permanent resident status. The countries GAO studied use a variety of efforts in enforcing laws designed to limit the employment of unauthorized foreign workers. In some of these countries, employers are required to report workers’ information to government agencies or to verify workers’ authorization status. Among these countries, the employment of unauthorized foreign workers is largely considered one of several illegal labor practices, including failure to pay taxes or social insurance contributions, and government agencies generally focus their enforcement efforts and investigate employers to detect all such practices. Government officials and experts have noted that conducting frequent employer investigations and publicizing those investigations helps deter employers’ hiring of unauthorized foreign workers. Countries can penalize unscrupulous employers for employing unauthorized foreign workers, including imposing monetary fines on employers. However, countries have faced difficulties, such as the prevalence of document fraud, in penalizing employers. Some countries have implemented large-scale regularization programs that allow unauthorized immigrants to apply for legal status on either a temporary or a permanent basis. Countries have implemented regularization programs for different reasons, such as to help reduce the size of the underground economy or to facilitate immigrant integration, and governments believe they derive some benefits from implementing these programs, such as increased collection of tax and social insurance contributions. Under these programs, countries require illegal immigrants to meet specified eligibility requirements, such as residency and work requirements, before applying for or receiving legal status. Employers and unauthorized foreign workers have incentives to participate in regularization programs but may not want to because, for example, some employers can save money by employing unauthorized foreign workers from whom they do not pay taxes or social insurance contributions. However, countries have faced difficulties in implementing these programs, such as in ensuring timely review of applications. Moreover, some experts have reported that regularization programs may attract further illegal immigration, while others have concluded that programs’ effect on illegal immigration is unclear. [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-06-1055]. To view the full product, including the scope and methodology, click on the link above. For more information, contact Richard M. Stana, 202-512- 8777, stanar@gao.gov. [End of Section] Contents: Letter: Results in Brief: Background: Countries' Programs for Admitting Foreign Workers: Countries Use Various Means to Limit Employment of Unauthorized Foreign Workers: Countries' Experiences with Regularization Programs: Concluding Observations: Appendix I: Scope and Methodology: Appendix II: Information on Immigration-Related Programs in Selected Countries: Appendix III: Information on Selected Immigration-Related Programs in Australia: Appendix IV: Information on Selected Immigration-Related Programs in Belgium: Appendix V: Information on Selected Immigration-Related Programs in Canada: Appendix VI: Information on Selected Immigration-Related Programs in France: Appendix VII: Information on Selected Immigration-Related Programs in Germany: Appendix VIII: Information on Selected Immigration-Related Programs in Spain: Appendix IX: Information on Selected Immigration-Related Programs in Switzerland: Appendix X: Information on Selected Immigration-Related Programs in the United Kingdom: Appendix XI: Foreign Country Questionnaires: Appendix XII: Acknowledgement of Government and Other Entities' Assistance: Appendix XIII: GAO Contact and Staff Acknowledgments: Bibliography: Tables: Table 1: Examples of Temporary Employment-Based Visas in the United States: Table 2: Examples of Tools to Encourage Foreign Worker Return, as Reported by Government Officials and Experts: Table 3: Resources for Enforcement of Illegal Labor Practices as Reported by Various Countries: Table 4: Civil and Criminal Monetary Fine Amount Ranges for Hiring Unauthorized Workers Reported by Various Countries: Table 5: Selected Countries' Regularization Programs: Table 6: Selected Information on Countries' Population Characteristics: Table 7: Selected Information on High-Skilled Temporary Foreign Worker Programs: Table 8: Selected Information on Low-Skilled Temporary Foreign Worker Programs: Table 9: Selected Information on Seasonal Temporary Foreign Worker Programs: Table 10: Selected Information on Employment Eligibility Verification Processes: Table 11: Selected Information on Worksite Enforcement Efforts: Table 12: Canada Points-Based System: Table 13: Data on the Department for the Financial Investigation of Clandestine Labor Enforcement Activities for 2003 through 2005: Table 14: Tier 1 Points-Based System: Table 15: Tier 2 Points-Based System: Table 16: Lists of Documents that Potential Employees Can Present to Show Work Authorization: Table 17: Number of Employer Criminal Prosecutions for Each Year from 2000 through 2004: Abbreviations: ANAEM: Agence Nationale de l'Accueil des Etrangers et des Migrations: CIC: Citizenship and Immigration Canada: COLTI: Comité Opérationnel de Lutte contre le Travail Illégal: DILTI: Délégation Interministérielle à la Lutte contre le Travail Illégal: DDTEFP: Direction Départmentale du Travail, de l'Emploi et de la Formation Professionelle: DHS: Department of Homeland Security: EEA: European Economic Area: EU: European Union: FARMS: Foreign Agricultural Resource Management Services: HRSDC: Human Resources and Skills Development Canada: ICE: U.S. Immigration and Customs Enforcement: IIRIRA: The Illegal Immigration Reform and Immigrant Responsibility Act: ILO: International Labour Organization: INS: U.S. Immigration and Naturalization Service: IOM: International Organization for Migration: IRCA: Immigration Reform and Control Act: OECD: Organisation for Economic Co-operation and Development: SAWS: Seasonal Agricultural Workers Scheme: USCIS: U.S. Citizenship and Immigration Services: United States Government Accountability Office: Washington, DC 20548: September 8, 2006: The Honorable F. James Sensenbrenner, Jr. Chairman: Committee on the Judiciar: House of Representatives: According to various studies, immigration affects nearly every country in the world, as countries are points of origin for immigrants, places of transit, final destinations, or can serve as all three. Migrants move between countries for a variety of reasons, including family reunification, political protection, and employment. However, the opportunity for employment is one of the most important magnets attracting immigrants, including unauthorized immigrants, to countries. Reports indicate that migrants, especially labor migrants, help to keep viable segments of certain labor-intensive industries, expand foreign trade, provide valuable language and cultural expertise to companies, and contribute to the economic revitalization of some communities. Yet these reports also note that immigration, particularly illegal immigration, may have adverse consequences, such as helping to depress wages for low-skilled workers and creating net fiscal costs for some levels of governments.[Footnote 1] Countries use a variety of policies and practices related to foreign worker programs, including actions to limit illegal immigration and to reduce employment of unauthorized foreign workers. These policies and practices have been shaped by country-specific economic, demographic, and political factors, such as countries' unemployment rates and population characteristics. They may include visa categories to allow migrants to enter and work in a country on a legal basis, mechanisms to regularize the status of unauthorized migrants currently residing in a country,[Footnote 2] means to verify workers' employment authorization status, and efforts to enforce laws that prohibit the employment of unauthorized workers. As in other countries, immigrants can legally enter and reside in the United States through different channels, such as work visa programs, but some also illegally enter or overstay their visas and illegally remain in the United States. Various reports have estimated that the U.S. unauthorized immigrant population was about 11 million in 2005. Congress has passed laws to provide legal channels for immigrants to live, work, and become naturalized citizens and to prohibit unauthorized migrants from entering and working in the United States. In 1986 Congress passed the Immigration Reform and Control Act (IRCA),[Footnote 3] making it illegal for individuals or entities to knowingly employ unauthorized workers and establishing an employment eligibility verification process and a sanctions program for fining employers who do not comply with the act. The Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA) of 1996[Footnote 4] revised some provisions of IRCA and established voluntary pilot programs for employers to electronically verify employees' work eligibility. More recently, the House of Representatives and the Senate passed different bills to further revise certain elements of U.S. immigration law. Among other things, these proposals would revise current border and interior enforcement measures and require employers' mandatory participation in an electronic employment eligibility verification system. The Senate proposal would also establish a new temporary foreign worker program and allow certain unauthorized immigrants currently residing in the United States to apply to regularize their status. You asked us to review other countries' efforts to reduce the unauthorized employment of foreign workers. This report addresses the following questions: (1) What are selected countries' programs for admitting foreign workers, and what are the reported advantages and disadvantages of these programs? (2) What are selected countries' efforts to limit the employment of unauthorized foreign workers, and what are the reported advantages and disadvantages of these efforts? (3) What are selected countries' programs for providing unauthorized immigrants with an opportunity to obtain legal status, referred to as regularization, and what are the reported advantages and disadvantages of these programs? In addition, this report provides information on selected countries' foreign worker programs, worksite enforcement efforts, and regularization programs in appendixes II through X. To answer these questions, we obtained government agency reports and other documents and interviewed officials during site visits to Belgium, Canada, France, Germany, Spain, Switzerland, and the United Kingdom. We also interviewed officials and obtained documents from, but did not visit, Australia. In addition, we sent four questionnaires to government agencies in 13 countries and received responses from Argentina, Austria, the Netherlands, New Zealand, Portugal, and Singapore.[Footnote 5] We selected the countries for our review based on their net immigration rate, size of population, membership in the Organisation for Economic Co-operation and Development (OECD) or World Bank classification as high income, range of immigration policies, and geographic location. In the 7 countries we visited and Australia, we interviewed officials from the labor ministries, interior ministries, finance ministries, treasury departments, social security agencies, immigration agencies, law enforcement agencies, and local government agencies. We analyzed information and documents, such as agency annual reports, manuals, and briefing materials, from these countries to determine the characteristics, functions, resources, and outputs of the countries' programs to admit foreign workers, enforce laws that prohibit the employment of unauthorized foreign workers, and regularize unauthorized immigrants. Our questionnaires included general questions about the characteristics, functions, outputs, and agency views on the advantages and disadvantages of these programs in the surveyed countries. We did not independently examine countries' laws and regulations, but rather based characterizations of countries' programs on information provided by countries in response to the questionnaires or in interviews as of July 2006. In addition, we interviewed officials and analyzed reports from the International Labour Organization (ILO),[Footnote 6] the International Organization for Migration (IOM), OECD, and the European Union (EU). We also examined reports and studies from research organizations and immigration experts, including reports from the Migration Policy Institute; the Center on Migration, Policy and Society at Oxford University; and the Center for Comparative Immigration Studies. In addition, we interviewed officials from the United Nations High Commission for Refugees; the United Nations High Commission for Human Rights; the Intergovernmental Consultations on Asylum, Refugee, and Migration Policies; 6 employer associations; 10 labor groups; and 1 advocacy group, as well as 19 immigration experts in Belgium, Canada, France, Germany, Spain, Switzerland, the United Kingdom, and the United States.[Footnote 7] We selected the experts based on the following criteria: type and depth of experience; recognition in the professional community; relevance of published work; employment history; and researchers' recommendations. We also interviewed officials from the Departments of Labor and Homeland Security in the United States. We analyzed information from these sources to determine their views on the advantages and disadvantages of countries' temporary foreign worker programs, efforts to enforce laws that prohibit the employment of unauthorized foreign workers, and regularization efforts. For more detailed information on our scope and methodology, see appendix I. We conducted our work from September 2005 through August 2006 in accordance with generally accepted government auditing standards. Results in Brief: The countries in our review have programs for admitting foreign workers, which have advantages, such as providing employers with a legal workforce, and disadvantages, such as difficulties in ensuring that foreign workers under temporary foreign worker programs return to their home countries. Countries' programs are generally focused on recruiting high-skilled or seasonal foreign workers, and countries do not recruit significant numbers of low-skilled workers.[Footnote 8] Some countries manage the recruitment of workers by bilateral agreements or the use of private sector entities, often called third party entities. For example, Canada uses bilateral agreements with Mexico and several Caribbean nations to recruit seasonal foreign workers to work in agricultural sectors.[Footnote 9] The countries we studied determine the number of foreign workers that can be admitted by a variety of means, such as quota systems. However, experts stated that it is difficult to implement a system that flexibly responds to changing labor market needs and does not provide an incentive for employers to hire unauthorized workers. In addition, countries regulate foreign worker admissions by specifying requirements for participation in a foreign worker program. These requirements may state, among other things, that the foreign worker or potential employer must pay a fee to obtain a work permit and specify whether the foreign worker is entitled to bring family members. Moreover, the foreign worker programs we studied differ in their requirements for foreign workers to return to their home countries. Some temporary programs require temporary foreign workers to return upon expiration of the work permit, while others allow a foreign worker to apply for permanent resident status. Programs that require a foreign worker to return home after a work permit expires may include a variety of tools to encourage or enforce the return of temporary foreign workers, such as allowing foreign workers to collect withheld earnings upon return. However, experts and government officials noted that it is difficult to successfully ensure foreign workers' return, and as a result, countries we studied estimated that a significant number of immigrants overstayed their work permits, thus lapsing into illegal status. Countries we studied use a variety of efforts in enforcing laws designed to limit the employment of unauthorized foreign workers, which have helped countries address the underground economy,[Footnote 10] but they have also faced difficulties in effectively implementing these efforts, such as identifying those who are not authorized to work and collecting employer monetary fine amounts. In many of the countries, employers are required to register the employment of workers with government agencies, and in some of these countries, employers are also required to verify workers' authorization status. For example, employers in the United Kingdom are required to verify the work authorization status of all workers to establish an affirmative defense against a charge of employing unauthorized foreign workers,[Footnote 11] while in Belgium, employers are required to review foreign workers' authorization. In the countries we studied, the employment of unauthorized foreign workers is generally considered one of various illegal labor practices, including failure to pay taxes or social insurance contributions or provide fair wages and safe working conditions. As a result, government agencies in these countries generally focus their enforcement efforts and allocate resources to detect any illegal labor practices on the part of employers. Countries in our review use different tools to conduct enforcement actions against employers engaged in such practices. To obtain information on potential cases of unauthorized foreign worker employment, for example, enforcement agencies may examine various sources, such as tips from the public or data in government databases. On the basis of this and other information, enforcement agencies may inspect or investigate employers' worksites. According to governmental and nongovernmental officials, conducting frequent employer investigations and publicizing those investigations helps deter employers from hiring unauthorized foreign workers, although countries have faced challenges, such as the prevalence of document fraud, in investigating and penalizing employers. Government agencies may monetarily sanction employers for hiring unauthorized foreign workers, although the deterrent effect of monetary fines on employers' hiring of unauthorized foreign workers is unclear. In addition, countries use other tools, such as excluding employers from receipt of public contracts and seizing employers' assets, to penalize employers for hiring unauthorized foreign workers. Some of the countries we studied have implemented large-scale regularization programs that allow unauthorized immigrants to apply for legal status on either a temporary or a permanent basis. While regularization programs have provided benefits to countries, such as reducing employment in the underground economy, countries have also faced challenges in implementing and assessing the programs. Countries have implemented regularization programs for various reasons, such as to help socially and economically integrate unauthorized foreign workers. Under most programs, countries required unauthorized immigrants to meet specified eligibility requirements, such as residency and employment requirements, before applying for or receiving legal status. In these countries, employers and unauthorized foreign workers have incentives for participation in regularization programs, but may not want to participate for different reasons. For example, experts have noted that employers save money by employing unauthorized foreign workers for whom they do not pay taxes or social insurance contributions, and thus, employers may choose not to participate in a country's regularization program. Governments in countries that have implemented regularization programs to provide unauthorized immigrants with legal status perceive benefits from such programs. According to government officials and experts, governments can collect taxes and social insurance contributions from unauthorized immigrants who gain legal status and did not previously pay these contributions. Yet governments may incur costs and face difficulties in implementing regularization programs, such as in managing the application process and in determining whether immigrants granted temporary legal status renew their status. In addition, experts have reported that the effect of regularization programs on illegal immigration and employment in countries that have implemented such programs is unclear. For example, some have suggested that regularization programs encourage further illegal immigration, while others have noted that a lack of evaluation hinders efforts to determine the impact of regularization programs on future illegal immigration. The policies and practices employed by other countries to regulate the employment of foreign workers are shaped by each country's unique political, social, cultural, and economic characteristics. These characteristics inform countries' decision-making processes and may not be readily applicable to the United States. In particular, the unauthorized workers who could be affected by a regularization program in this country far outnumber the participants in past programs in the countries we studied. However, the experiences of other countries in addressing foreign worker flows and employment are useful in identifying a broad range of issues for consideration by any country that attempts to reform its immigration policy and can illuminate the potential advantages and pitfalls associated with them. Background: Political and Social Factors Related to Immigration: Individuals migrate between countries for different reasons, including for family reunification, humanitarian, and work purposes. Many countries provide channels through which immigrants can legally enter to live with their immediate family members, and most countries we studied also admit immigrants who are refugees or claim asylum. Countries also have established temporary and permanent migration channels through which individuals can legally enter for employment. Social and political factors in countries may affect countries' immigration policies. For example, studies have noted that a country's perception of its national identity can affect the country's policies for admitting and integrating immigrants.[Footnote 12] A country that perceives itself as being culturally homogeneous may view immigration differently than countries with long histories of immigration. Relatedly, countries' policies for granting permanent residence or citizenship to immigrants may affect countries' immigration programs. For instance, policies regarding permanent residency and citizenship may help shape the types of programs countries implement for admitting immigrants and facilitating immigrants' social and economic integration. Studies have noted the importance of social and economic integration for immigrants.[Footnote 13] Programs to integrate immigrants into a country provide benefits to both the country and immigrants by promoting social cohesion; fostering immigrants' support for and participation in the country's political, economic, and social systems; and helping to ensure the protection of immigrants' rights and to enhance their ability to access the labor market. These programs may provide immigrants with job training or work experience, language or civics courses, and other educational opportunities. Countries may implement changes to existing immigration policies, including to reduce immigrant admissions or, conversely, to provide increased opportunities for legal immigration, based on different factors or events. Countries may revise their immigration policies to respond to external events, such as humanitarian crises in other countries or international conflicts by, for example, changing the number of refugees and asylum seekers admitted to the countries. Moreover, countries may strengthen their border control efforts, for instance, in response to increased illegal immigration flows from neighboring countries. Economic and Demographic Factors Related to Immigration: Various economic and demographic characteristics are linked to countries' immigration policies. In particular, studies have noted that economic factors, such as unemployment rates, economic growth rates, and the size of the underground economy, may affect countries' immigration policies.[Footnote 14] For example, high unemployment rates may limit the number of foreign workers countries admit, as unemployed native workers take jobs typically filled by foreign workers. Therefore, high unemployment rates in certain countries may encourage foreign workers to seek employment in other countries with lower unemployment rates. Likewise, studies have suggested that the relative difference in the size and growth of countries' economies can affect immigration flows. Countries with large or fast-growing economies are attractive to foreign workers--including unauthorized immigrants. The employment of unauthorized foreign workers contributes to countries' underground economies. The underground economy includes any employment in a country for which employers do not pay taxes or social insurance contributions and is thus composed of both unauthorized foreign workers and native workers for whom appropriate contributions are not paid. Studies have noted that both employers and workers benefit from working in the underground economy because in doing so, neither group pays taxes or social insurance contributions.[Footnote 15] Employment in the underground economy may negatively affect government revenue because governments do not collect taxes and social insurance contributions on underground employment. Likewise, workers in the underground economy may find it more difficult to access social insurance benefits and may be more at risk for exploitation. Demographic factors, particularly countries' birthrates and population characteristics, may also affect immigration policies. Studies have noted that aging, low-growth populations may have long-term effects on countries' fiscal and economic outlook, and these countries may be more disposed to admitting foreign workers than other countries.[Footnote 16] For example, as the number of younger people in a country decreases relative to the increase in the number of older people, contributions made by younger workers to countries' social insurance systems may not be sufficient to provide insurance benefits for the increasing older population. Therefore, countries with aging, low-growth populations may have an incentive to encourage legal immigration and admit large numbers of foreign workers who can contribute to countries' tax and social insurance systems and may be more at risk for exploitation. Yet foreign workers in countries may also be eligible to receive some social insurance benefits, and foreign workers' access to such benefits varies among countries. For example, in some countries foreign workers, including unauthorized foreign workers, can access unemployment and health insurance but cannot receive retirement benefits. Given that foreign workers contribute to tax and social insurance systems but also can receive social insurance benefits, in most countries it is unclear whether foreign workers' contributions are greater than the benefits they receive or whether foreign workers, particularly unauthorized workers, create net fiscal costs for governments. In addition, studies suggest that unauthorized foreign workers create other costs for governments, such as costs for social services as well as for border and interior enforcement efforts. Experts have reported that immigration provides economic benefits to countries that may exceed any fiscal costs to governments resulting from unauthorized immigration.[Footnote 17] These experts have suggested that migration helps to allocate labor resources among global labor markets, creating net gains for migrants and countries receiving the migrants. For example, in some countries there is little direct competition between immigrants and local workers for jobs in most sectors. In such instances, foreign workers can fill needed jobs for which no native workers are available. In countries with more direct competition between immigrant and resident workers, particularly for low-skilled jobs, immigrants tend to compete with native workers as well as with other immigrants already residing in the country with similar skills. In these cases, resident workers, both citizens and noncitizens, may experience declining wages or wages that rise slowly and increasing unemployment rates. Moreover, studies have suggested that a high concentration of foreign workers in certain industries or geographical areas can depress employment and working conditions in the local labor force.[Footnote 18] Free Movement among EU Countries: Among EU countries, policies and practices established by the EU may affect member countries' immigration policies. In particular, within the EU, nationals or citizens of member countries can move freely between other member countries without being subject to border controls. In June 1985, five EU countries initially signed a treaty to create a territory within the EU that did not have internal border checkpoints and controls, which became known as the Schengen area. This treaty includes EU members, other than the United Kingdom and Ireland, and does not yet fully apply to the 10 new members that acceded to the EU in May 2004.[Footnote 19] When the Schengen area came into effect, it abolished the internal borders of the signatory states and created a single external border for immigration checks for all states within the Schengen area. In addition to the right of free movement, nationals of EU member countries have the right to work in any other member country. However, this right has not yet been fully extended to new member countries that acceded to the EU in May 2004. For the first 2 years following accession, new member countries' access to labor markets in the existing member countries depended on the national policy of each existing member country. Among the existing member countries, Ireland, Sweden, and the United Kingdom fully opened their labor markets to workers from all the new member states. Other existing member countries limited workers' access to labor markets under transitional arrangements for various reasons, including to limit competition among domestic and foreign labor forces. At the end of the initial 2-year period, the European Commission assessed the transitional arrangements for workers from the new EU countries.[Footnote 20] In addition, existing member countries decided whether to continue the arrangements for an additional 3 years or to allow workers from the new member countries full access to labor markets. Finland, Greece, Portugal, and Spain opened their labor markets to workers from the new EU countries as of May 1, 2006, while the other EU member countries decided to continue the transitional arrangements. At the end of this 3-year period, existing member countries can, under limited conditions, restrict labor access for an additional 2-year period. Member countries cannot extend the transitional arrangements beyond 7 years after the new members' EU accession. Immigration-Related Programs in the United States: United States immigration policy distinguishes between temporary and permanent admissions by providing for two types of U.S. visas for foreign nationals entering the country. Immigrant visas are issued to foreign nationals who intend to live permanently in the United States, while nonimmigrant visas are for foreign nationals wishing to enter the country on a temporary basis, such as for temporary work, study, or tourism. The immigrant visas generally provide a path to eventual citizenship, while the nonimmigrant visas require that, upon expiration of the visa, the visa holder must either leave the country or change status to a new visa category. Permanent immigrant visas are issued for family reunification, employment, or humanitarian reasons. Immigrants who apply to enter the United States for work purposes are required to follow a multistep process. First, the potential worker and employer determine if the worker is eligible for a permanent employment-based visa based on the applicant's skills. Second, most employment categories require that the U.S. employer complete a labor certification request for the applicant and submit it to the Department of Labor's Employment and Training Administration Office of Foreign Labor Certification. This office provides labor certifications to employers once employers have demonstrated that there are insufficient qualified U.S. workers available and willing to perform the work at wages that meet or exceed the prevailing wage paid for the occupation, and employment of the immigrant will not adversely affect the wages and working conditions of U.S. workers similarly employed. Third, once the employer receives the labor certification, the employer files an immigrant visa petition, which must be approved by U.S. Citizenship and Immigration Services (USCIS) in the Department of Homeland Security (DHS). Finally, the Department of State provides the applicant an immigrant visa number. The visa number indicates that a visa has been assigned to the applicant, but the applicant is required to wait, sometimes for years, for the visa number to become available in order to complete the process of becoming a permanent resident. Current U.S. law allows for 140,000 permanent employment-based visas per year and preferentially grants these visas based on skill level, with highly skilled applicants receiving the highest preference. The first level of preference is provided to persons of "extraordinary ability" in the arts, sciences, education, business, or athletics; outstanding professors and researchers; and multinational executives and managers all of whom must meet certain specified criteria.[Footnote 21] The second level of preference is provided to members of professions holding advanced degrees or persons of "exceptional ability" in the sciences, art, or business who meet certain specified criteria.[Footnote 22] The third preference level is provided to skilled workers with at least 2 years' training or experience, professionals with baccalaureate degrees, and up to 10,000 unskilled shortage workers performing work that is not of a temporary or seasonal nature. The majority of work-related visas that are granted in the United States are for a temporary period and require the employer to file a petition with USCIS. The beneficiaries of the visa petition generally must provide evidence that they are not coming to live permanently in the country, and in some cases, as discussed above, employers must receive an employment certification from the U.S. Department of Labor. The United States currently has 72 specific types of temporary visas, and a subset of these permit the visa holder to be employed while in the United States. Table 1 provides examples of some of these temporary, employment-based visa programs. Some work visas are designed to attract workers in specific labor market sectors, such as nursing or corporate managers. One of the largest categories for work-related visas is the H visa, which includes the H-1B, H-2A, and H-2B visas, and is not specific to a particular market. H-1B visas are for professional specialty workers with highly specialized knowledge or distinguished fashion models and are renewable for up to 6 years. The H-2A visa is for seasonal or temporary agricultural workers and allows for a maximum stay of 3 years. Finally, the H-2B visa is a general, temporary visa for nonagricultural workers; is limited to 66,000 visas annually; and does not have requirements for skill levels. After the temporary visas expire, the foreign worker is required to leave the United States. Migrants who overstay their visas contribute to the unauthorized foreign worker population in the United States, despite provisions in the law that limit or control the ability of unauthorized migrants to find employment. We have previously reported that the United States has difficulty in tracking the status of immigrants who enter the country legally and then overstay their visas.[Footnote 23] Table 1: Examples of Temporary Employment-Based Visas in the United States: Visa: E; Type of foreign workers: International investors and traders; Annual numeric limit: None; Length of stay: Renewable up to 2 years with possible extension of stay. Visa: H-1B; Type of foreign workers: Temporary workers in professional specialty occupations with highly specialized knowledge or fashion models of distinguished merit and ability; Annual numeric limit: 65,000; (with certain exceptions); Length of stay: Renewable up to 6 years. Visa: H-2A; Type of foreign workers: Temporary agricultural workers; Annual numeric limit: None; Length of stay: Maximum stay of 3 years. Visa: H-2B; Type of foreign workers: Temporary nonagricultural workers; Annual numeric limit: 66,000; Length of stay: Maximum stay of 3 years. Visa: J; Type of foreign workers: Instructors or researchers in education and cultural exchange programs designated by the Department of State; Annual numeric limit: None; Length of stay: No maximum stay restriction. Visa: L; Type of foreign workers: Intercompany transfers in a capacity that is managerial, executive, or involves specialized knowledge; Annual numeric limit: None; Length of stay: 5-7 years. Visa: O; Type of foreign workers: Persons with extraordinary ability in the sciences, arts, education, business, or athletics or certain persons accompanying or assisting them; Annual numeric limit: None; Length of stay: 3-4 years. Visa: P; Type of foreign workers: Internationally recognized athletes, members of an entertainment group, or certain other individual performing artists or entertainers; Annual numeric limit: None; Length of stay: 10 years. Visa: Q-1; Type of foreign workers: Providers of practical training, employment or experience in cultural exchange programs approved by USCIS; Annual numeric limit: None; Length of stay: Maximum stay of 15 months. Visa: R; Type of foreign workers: Religious workers; Annual numeric limit: None; Length of stay: Maximum stay of 5 years. Visa: TN; Type of foreign workers: Temporary workers under the North American Free Trade Agreement; Annual numeric limit: None; Length of stay: Renewable up to 2 years. Source: GAO analysis of USCIS data. [End of table] U.S. immigration laws have also established a variety of means by which immigrants can change their status after entering the country. For example, some temporary visa categories allow a legal visa holder to apply to adjust to lawful permanent resident status under a permanent employment-or family-based category after a specified period of time of working legally in the United States. In addition, IRCA established a regularization program to provide legal status to aliens who had continuously resided in the United States illegally prior to January 1, 1982. It is estimated that the programs under IRCA regularized the status of nearly 3 million unauthorized immigrants. IRCA also established procedures for verifying the work authorization of foreign employees and for enforcing laws to limit the employment of unauthorized workers. The act made it illegal for individuals to knowingly hire, continue to employ, or recruit or refer for a fee unauthorized workers and established a two-pronged approach for helping to limit the employment of unauthorized workers: (1) an employment verification process through which employers verify newly hired employees' work eligibility and (2) a sanctions program for fining employers who do not comply with the act. Under the employment verification process, employees and employers must complete the Employment Eligibility Verification Form (Form I-9) to certify that the employees are authorized to work in the United States. Employers must request that newly hired employees present a document or documents that confirm employees' identity and work eligibility. Currently, there are 27 different documents that can be used to establish work eligibility. On the Form I-9, employees must attest that they are U.S. citizens, lawfully admitted permanent residents, or aliens authorized to work in the United States. Employers must then certify that they have reviewed the documents presented by their employees to establish identity and work eligibility and that the documents appear genuine and relate to the individual presenting them. In making their certifications, employers are expected to judge whether the documents presented are obviously counterfeit. Employers are deemed in compliance with IRCA if they have followed the verification procedures, including instances when an unauthorized alien may have presented fraudulent documents that appeared genuine. We have previously reported that current weaknesses, such as difficulty in detecting document and identity fraud and the large number of acceptable documents for proving work eligibility, have undermined the effectiveness of the employment verification process.[Footnote 24] Those employers who do not follow the verification process can be sanctioned for knowingly hiring or continuing to employ unauthorized workers, or for improperly completing the Form I-9. Employers who fail to properly complete, retain, or present for inspection a Form I-9 may face civil or administrative fines ranging from $110 to $1,100 for each employee for whom the form was not properly completed, retained, or presented.[Footnote 25] IIRIRA of 1996 limited employer liability for certain technical violations of Form I-9 paperwork requirements. According to the act, a person or entity is considered to have complied with the employment verification process if the person or entity made a good faith attempt to properly complete the Form I-9.[Footnote 26] Employers who knowingly hire or continue to employ unauthorized aliens may be fined from $275 to $11,000 for each employee, depending on whether the violation is a first or subsequent offense. Employers who engage in a pattern or practice of knowingly hiring or continuing to employ unauthorized workers are subject to criminal penalties consisting of fines up to $3,000 per unauthorized employee and up to 6 months' imprisonment. Efforts to enforce these sanctions are referred to as worksite enforcement and are primarily the responsibility of U.S. Immigration and Customs Enforcement (ICE) in DHS. We reported in 2005 that worksite enforcement has been a relatively low priority under both the U.S. Immigration and Naturalization Service (INS)[Footnote 27] and ICE, and that since fiscal year 1999, INS and ICE have dedicated a relatively small portion of overall agent resources to the worksite enforcement program.[Footnote 28] Since September 11, 2001, INS and then ICE focused worksite enforcement efforts mainly on detecting and removing unauthorized workers from critical infrastructure sites, such as airports and nuclear power plants, consistent with the DHS mission to combat terrorism. Yet employers, particularly those not located at or near critical infrastructure sites, who attempt to circumvent IRCA have faced little likelihood that ICE would investigate them for knowingly hiring unauthorized foreign workers. We reported that INS and ICE have faced difficulties in setting and collecting fine amounts that meaningfully deter employers from hiring unauthorized foreign workers and in detaining unauthorized workers, though we noted that ICE has taken steps to address these difficulties. In addition, in 2006 we reported that data on individuals' earnings collected by various agencies, including the Social Security Administration and the Internal Revenue Service, could help DHS detect unauthorized work and enforce immigration laws.[Footnote 29] However, while our prior work has highlighted the benefits of earnings information for detecting unauthorized work, we noted that additional disclosure of earnings information should be carefully weighed against the various drawbacks- -especially privacy considerations. Countries' Programs for Admitting Foreign Workers: The countries in our review have programs designed to recruit foreign workers to fill jobs that cannot be filled by native workers, and these programs generally focus on recruiting high-skilled or seasonal foreign workers. Some countries facilitate the recruitment of workers by using bilateral agreements or third party entities. The countries we studied determine and manage the number of foreign workers that can be admitted by studying labor market conditions or by implementing a quota system. The countries also have admission requirements that employers and potential foreign workers are required to meet in order to participate in a foreign worker program. The majority of foreign worker programs implemented in countries we studied are temporary, and the countries use a variety of mechanisms to encourage or enforce the return of temporary foreign workers after expiration of work permits. Countries Recruit Foreign Workers Based on Skill Level and Can Use Bilateral or Other Agreements: Countries Recruit Foreign Workers with Different Skill Levels but Generally Focus Recruitment on High-Skilled and Seasonal Workers: Foreign countries in our review have programs designed to fill high- skilled, low-skilled, and seasonal jobs with foreign workers, but countries vary in the ways they recruit foreign workers for these types of positions. Countries such as Australia, Germany, and Belgium have programs designed to actively recruit highly skilled workers.[Footnote 30] For example, according to government officials, Australia offers numerous foreign worker programs to recruit highly skilled foreign workers in specific industry sectors that have experienced labor market shortages. The country recruits high-skilled workers through, among other means, the use of promotional campaigns within specific industrial sectors or foreign countries to target foreign workers with specific business or trade skills for positions in Australia, such as medical practitioners, visiting academics, and business workers. In addition, Canadian officials stated that about 55 percent of the temporary foreign workers admitted to Canada in 2004 were employed in skilled occupations, such as professionals, academics, and engineers. According to one expert, because the education and training required to become high-skilled takes time to acquire, an efficient way for a country to increase its numbers of high-skilled workers is to recruit these workers from abroad. For example, during the 1990s, most industrial countries made it easier for foreign professionals to enter and work temporarily or permanently in response to the economic growth of that period. While countries we studied, such as Canada, Australia, and Germany, have programs designed to legally admit low-skilled foreign workers, they generally do not focus their recruitment efforts on this type of worker.[Footnote 31] However, jobs in low-skilled sectors, such as manufacturing, construction, and cleaning services, are also the sectors in which employers with large numbers of unauthorized workers are typically found. Government officials and experts told us that the high amount of illegal work in these sectors can be an incentive for governments to develop programs designed to legally admit low-skilled workers. In addition, countries' need for foreign workers to fill low- skilled jobs is at least partially determined by the economic situation of the countries. For example, experts from Germany stated that the high unemployment rate in their country has decreased the need for low- skilled foreign workers, and the German government has taken steps to fill low-skilled job vacancies with unemployed German citizens. In contrast, Canadian officials stated that their country's need for temporary foreign workers, of which about 45 percent are low-skilled, has increased as the economy has strengthened. While most of the countries in our review do not recruit significant numbers of low-skilled foreign workers, government officials generally told us they recruit foreign workers on a seasonal basis and have implemented programs designed to fill those needs.[Footnote 32] For example, Germany recruits seasonal workers by allowing employers to specify individual foreign workers to fill positions or by allowing an employer to request foreign workers through a local employment agency without specifying particular workers. Seasonal work, while considered to be a type of low-skilled employment, is generally regulated under specific programs different from those regulating other types of foreign work because seasonal work is of a defined amount of time. Seasonal work is generally in the agricultural or tourism industries in which the length of such work is defined by growing season and peak tourist season, respectively. Foreign workers may therefore have the opportunity to participate in seasonal programs on an annual basis. Government officials and experts told us that this process of repeatedly participating in seasonal programs provides an incentive for foreign workers to return to their home countries at the end of the season because lapsing into illegal status by overstaying their permits may jeopardize workers' ability to participate in future programs. In addition, government officials and experts suggested that employers benefit from seasonal worker programs under which the same workers participate year after year because employers gain benefits from their investments in the seasonal workers, such as in the provision of training. However, experts also noted that seasonal workers may be vulnerable to exploitation because they may not be fully aware of their rights or may not report mistreatment if they fear doing so would jeopardize their employment.[Footnote 33] Countries Can Use Bilateral Agreements or Third Party Entities to Recruit Foreign Workers: Some countries we studied use bilateral agreements to manage the flow of workers between two countries or to manage foreign worker admissions in specific labor sectors. For example, the Canadian government uses bilateral agreements with Mexico and Jamaica to recruit and admit seasonal foreign workers in the agricultural industry. Australia runs its Working Holiday Maker Program through reciprocal bilateral agreements with other countries. Under this program, Australia admits foreigners aged 18 to 30 from specific countries to enter Australia for up to 1 year for travel around the country. During their time in the country, these individuals can earn money by working for up to 6 months each with different employers. An Australian government official stated that the working holiday maker program has contributed to the Australian economy because it allows employers to hire visiting foreigners to do short-term work that the employers would likely not be able to obtain Australian workers to do. Government officials and experts told us that both the receiving and sending countries have incentives to enter into a bilateral agreement. The agreements provide the receiving countries with mechanisms to help control the flow of illegal migration from sending countries by, for example, including provisions that require the sending countries to repatriate citizens who are found to be in the receiving country illegally. In addition, bilateral agreements allow receiving countries to recruit foreign workers from specific sending countries or with specific skills or other characteristics to fill jobs in certain sectors with labor shortages. Bilateral agreements also may provide employers in the receiving countries with some control over recruiting workers with appropriate skills to fill job positions, allow employers to compare foreign workers' education with the receiving country's standards, and help ensure sending countries' assistance in repatriating workers after work permits expire. In particular, some receiving countries have set up offices in sending countries to recruit and provide training for workers to be admitted. In other cases, companies themselves have become involved in the recruiting process by sending personnel to countries to train and recruit foreign workers. For example, in Spain, the autonomous community of Madrid recently signed an agreement with Colombia that allows employers to train and guarantee jobs to potential workers while they are still in Colombia. France has bilateral agreements with Romania and other countries that facilitate unauthorized immigrants' repatriation by stipulating that deported foreign workers will not be able to secure a tourist visa enabling them to return to France for at least a few months after repatriation. Moreover, experts told us that receiving countries can use bilateral agreements to help manage the flows of unauthorized immigrants by providing financial assistance to the sending countries, helping to improve financial conditions in the sending countries and thus reducing immigrants' incentives to migrate illegally. Likewise, sending countries have a variety of incentives for participating in bilateral agreements to manage foreign worker flows. Sending countries' economies benefit from the remittances that foreign workers send back to the countries, and bilateral agreements provide sending countries with a vehicle to negotiate appropriate wages, living conditions, and job security for their citizens abroad. In addition, sending countries may benefit economically and socially from the skills and experiences that temporary foreign workers bring back to the countries by, for example, encouraging small business and community development. Experts have indicated that helping to improve financial conditions in the sending countries reduces immigrants' incentives to migrate illegally. Bilateral agreements also help sending countries ensure their workers' rights, such as ensuring employers provide safe working conditions. According to studies, the rights granted to foreign workers under bilateral schemes vary by agreement and the terms and conditions negotiated between the sending and receiving countries. Bilateral agreements can ensure that workers admitted are entitled to the same working conditions and wages as native workers, and some agreements also specify whether and how foreign workers are able to collect social insurance contributions made in receiving countries upon the workers' return to their home countries. However, nongovernmental officials and experts have stated that sending countries, in some cases, may be reluctant to advocate for their workers' rights if the countries perceive that doing so may hinder their participation in the bilateral agreements and thus the flow of remittances. In addition, countries use private sector entities, called third party entities or operators, to recruit, select, or transport foreign workers from sending to receiving countries. For example, the United Kingdom allocates a defined number of work permits to several third party operators, who then independently recruit workers from other countries to work in the agricultural sector. Studies suggest that the use of third party entities is a means to link employers in the receiving countries with appropriate foreign workers. Government officials told us that the use of third party entities requires the government to regulate these groups to ensure they are complying with program requirements. For example, researchers have stated that third party entities can exploit foreign workers by soliciting money from foreign workers in exchange for job placement. Countries Control the Admissions of Foreign Workers by Limiting Their Numbers and Setting Eligibility Requirements: Countries Manage Foreign Worker Admissions Using Various Methods But May Find It Difficult to Effectively Respond to Changing Labor Market Needs: Most of the countries we studied assess the need for foreign workers by studying the labor market and using the results to determine the number of foreign workers to admit to work in specific sectors, but the countries varied in the extent to which they have formalized processes to assess labor market needs for foreign workers. The officials and experts with whom we spoke told us that basing the number of allowable admissions of foreign workers on the results of labor market determinations helps ensure that the number of foreign workers legally admitted matches the actual economic need for workers in specific industries. For example, Spain's regional governments determine the need for foreign workers in different labor sectors by discussing labor market needs with employer and worker associations and submit the results to the national government, which then uses the information to determine the number of foreign worker admissions for each sector. Experts and officials told us that a process for assessing labor market needs helps countries match the number of foreign worker admissions to labor market needs for those workers. In addition, many countries, including Argentina, the Netherlands, and Switzerland, require a potential employer to prove that no native workers are available to fill a job before the employer can apply to bring in a foreign worker. Countries such as France and Canada require employers to advertise job vacancies in local newspapers, trade publications, or an employment office before the employers can seek foreign workers. However, officials and experts told us that the burden on employers for completing this requirement can encourage employers to circumvent the assessment process and hire unauthorized foreign workers, resulting in the need for enforcement tools to address unauthorized foreign workers' employment. In addition to using labor market assessments to determine the need for foreign workers, some countries we studied use quota systems to indicate the number of legal foreign worker admissions. Quotas can be set at a predetermined number or allow for some flexibility in the number of foreign workers to admit based on labor market needs. Governments may set quotas on an annual basis in consultation with relevant bodies such as employers, trade unions, and local labor or employment offices to account for labor market needs. Quotas can be set for each labor sector or geographic region or by foreign workers' countries of origin. For example, Switzerland has implemented a national quota for both temporary and long-term workers that limits the number of foreign workers admitted to Switzerland each year. The United Kingdom introduced a sector-based scheme in 2003 that created a quota of 10,000 workers in the hospitality and food-processing sectors and limited the annual number of foreign workers admitted to the United Kingdom in those sectors, although the United Kingdom is moving towards an employment-based immigration system based on a general points scheme to admit foreign workers, as discussed below. Additionally, in Austria, the government sets quotas of seasonal workers by sector. In 2006, Austria set quotas of 7,500 for workers in the tourism sector; 7,500 for workers in the agriculture or forestry sector; and 7,000 for seasonal harvesters. However, it is difficult to implement a quota program that effectively responds to changing labor market needs when the number of foreign worker admissions has been set under a quota system. Government officials, labor unions, and experts told us that quotas may not necessarily respond to labor market needs, a situation that creates an incentive for employers to hire unauthorized workers and necessitates enforcement efforts to control the employment of unauthorized workers. Officials and experts also stated that as a country's economy changes, the need for foreign workers may shift from one employment sector to another. Some countries, including Australia, Canada, New Zealand, and the United Kingdom,[Footnote 34] have used points-based systems for managing immigration flows, which allow countries to tailor their admission requirements for residence or work permits to migrants who meet certain characteristics. In general, under points-based systems, immigrants, such as temporary foreign workers, obtain points based on various skills and characteristics, including educational or professional experience and ability to speak a country's native languages. These characteristics may be chosen based on a country's perception of attributes that predict a migrant's potential to succeed in the labor market. Immigrants whose point totals meet a minimum point requirement can qualify for work permits and, in some cases, permanent residence status. Under Australia's points-based system, immigrants can earn points for such things as skill, age, English language ability, specific work experience, an occupation in demand, a job offer, an intention to reside in regional Australia, and spouses' skills. Under Canada's system, points are assigned to applicants based on age, education, work experience, intended occupation, and knowledge of Canadian national languages, among other things. Experts have said that points-based systems are advantageous because they are transparent to both the migrant and employer about the requirements a migrant must meet in order to qualify for entry to the country. Countries' Foreign Worker Programs Specify Employer and Worker Requirements for Participation: Countries we studied have foreign worker programs with requirements that employers and potential foreign workers are required to meet in order for the government to issue a work permit.[Footnote 35] Most countries require either the worker or employer to pay a fee in order to be granted a work permit. For example, Canada charges individual workers a C$150 (about $140) fee to apply for a work permit. The United Kingdom charges employers a £153 (about $280) fee to apply for a work permit on behalf of each potential foreign worker. Experts have suggested that requiring employers to pay a fee for foreign workers' permits helps to ensure that employers hire only those foreign workers for whom they truly have a need. However, government officials and experts stated that the fee requirement may create an incentive for workers to seek illegal employment and for employers to hire unauthorized workers in order to avoid having to pay the fee. In other cases, unscrupulous employers may illegally deduct the cost of the fees from foreign workers' wages. Many countries' work permits also stipulate that foreign workers can only be employed by the employer listed on the permit. Therefore, if foreign workers would like to change jobs, the workers must reapply for a new permit or work for an alternate employer illegally. While such a requirement can help regulate foreign workers' employment, experts and other nongovernmental officials told us that the requirement can also make it difficult for foreign workers to escape unscrupulous employers who may exploit the workers. In addition, the requirements of work permits granted under foreign worker programs generally state whether family members may accompany a foreign worker. For example, under Austria's seasonal worker program, foreign workers are not permitted to bring their family members. According to government officials, employer and employee groups, and experts, temporary workers may be less likely to return to their home countries if their family members are permitted to accompany them. Countries' Foreign Worker Programs Are Generally Temporary but Vary in Their Requirements for Return: Regardless of the skill level of the foreign worker, the majority of work permits offered by the countries we studied are temporary, although the permits vary in their requirement for the workers' return at the end of the permit's duration. These permits generally expire after a set amount of time--for the countries in our review from 3 months to 5 years after issuance. However, not all temporary work permits require workers to return home at the end of the permit. Some temporary work permits are renewable and allow workers to renew the permit an unlimited number of times. For example, the Spanish government offers foreign workers a 1-year temporary permit that is renewable indefinitely, and participants in this program have the option to apply for permanent residency after 5 years. Nongovernmental officials and experts told us that an advantage of renewable temporary work permits is that they provide a means for employers to employ a legal workforce, help governments obtain financial benefits from hiring legal foreign workers, and reduce employers' incentives to hire unauthorized foreign workers. Some countries' foreign worker programs offer temporary work permits that require the foreign worker to leave the country when the permit expires, but government officials and experts noted that it is difficult to ensure that the workers return to their home countries. Government officials and experts noted that temporary programs are most successful in ensuring worker return when the work is of a short, defined duration, such as in seasonal labor sectors. Workers may also be more willing to return to their home countries if they have the opportunity to participate in future programs. For example, Canadian officials and experts stated that employers in Canada have an incentive to hire legal foreign seasonal workers because they have assurance that the workers will be available to work in subsequent years. In addition, the foreign workers have incentives to return home because they do not want to jeopardize their status in the program and, because the agricultural work is located in rural areas of Canada, it can be difficult for the foreign workers to integrate into or travel to more populated areas of the country. Experts and government officials noted that because it is difficult to successfully ensure foreign workers' return to their home countries, a significant number of foreign workers overstay their work permits and become unauthorized immigrants, contributing to countries' illegal immigrant populations. The countries we studied use a variety of tools to encourage or enforce foreign workers' return to their home countries when their permits have expired (see table 2), and these tools are used in conjunction with the countries' laws and policies that limit the employment of unauthorized workers. For example, government officials stated that hiring foreign workers who have an existing attachment to their home countries may help ensure that workers return when their work permits expire. According to government officials, under Spain's seasonal agricultural worker program, the government recruits primarily married women, because these workers may be more likely to return to their countries in order to see their families. The United Kingdom's seasonal worker program primarily recruits foreign students who are on vacation from their schools, as these workers have an existing reason to return to their home countries. In addition, countries may withhold foreign workers' social insurance benefits or earnings, which workers can only collect upon return to their home countries. Singapore requires employers of non-Malaysian temporary foreign workers to post a bond of S$5,000 (about $3,200) per worker, which is returned to the employer after the worker has returned home. Table 2: Examples of Tools to Encourage Foreign Worker Return, as Reported by Government Officials and Experts: Tools to encourage foreign worker return: Deportation or expulsion; Definition and use: Unauthorized migrants are forcibly removed from the country. Tools to encourage foreign worker return: Collection of social insurance benefits; Definition and use: Workers can only collect pension or social insurance benefits upon return to their home countries. Tools to encourage foreign worker return: Collection of withheld earnings; Definition and use: Employers or governments withhold a portion of foreign workers' earnings that workers can collect only upon return. Tools to encourage foreign worker return: Bonds; Definition and use: Employers or workers put up a monetary bond for work permits, which they can only collect upon workers' return. Tools to encourage foreign worker return: Proof of intent; Definition and use: Foreign workers must provide proof of their intent to return to their home countries before admission, such as by showing they have sufficient funds to purchase a return ticket. Tools to encourage foreign worker return: Reentry requirements; Definition and use: Countries grant reentry only if foreign workers return home upon expiration of the work permits. Tools to encourage foreign worker return: Recruit specific type of worker; Definition and use: Countries recruit foreign workers who have an existing attachment to their home countries, such as married workers or students. Tools to encourage foreign worker return: Admission of family members; Definition and use: Family members may not be permitted to accompany temporary foreign workers, making it more likely that the workers will return to their home countries. Countries may also subject family members to a waiting period, such as for 1 year, which effectively precludes them from reunification with shorter-term workers. Tools to encourage foreign worker return: Encouraging circular migration; Definition and use: Countries establish short-duration work permits that are available annually. Foreign workers may be more willing to return to their home countries if they perceive that they will be able to return to the receiving country at a later date. Furthermore, allowing foreign workers to periodically return to their home countries helps workers maintain familial and other social networks in their home countries, helping to facilitate workers' return. Tools to encourage foreign worker return: Facilitated reentry; Definition and use: Governments may require departing migrant workers to register their return with the government's consulate in the receiving country. In exchange, the migrant worker may gain facilitated reentry for employment purposes in the future. Tools to encourage foreign worker return: Sponsorship; Definition and use: Government may require employers and educational institutions to be approved to accept foreign workers or students and to receive a certificate of sponsorship, which requires, among other things, that they notify the government if the migrant is leaving their employment. Failure to do so results in removal of the government's approval for the employer or institution to accept foreign workers or students. Source: GAO analysis of country-and expert-reported data. [End of table] Some programs allow for permanent resident status after a certain period of employment and residence, although countries' programs for foreign workers generally do not allow for workers to become naturalized citizens. Experts stated that granting permanent status can help ensure economic growth and sustain social welfare contributions, as well as allow employers to retain high-quality workers. Experts, government officials, and nongovernmental officials stated that offering permanent status is generally reserved for high-skilled foreign workers and therefore can be used as a means to recruit and retain skilled foreign workers. For example, Germany instituted a program for recruiting information technology specialists in which foreign specialists could reside and work in Germany for a 5-year period, after which they could apply for permanent residency and bring in family members if the specialists met a minimum salary requirement. In Switzerland, settlement permits can be granted to individuals who have resided continuously in the country for 10 years; foreigners from European Economic Area countries and the United States can receive permits after 5 years of residence. Some of the countries in our review have implemented measures to assist with the integration of foreign workers and their families who are granted long-term residency status and who may face difficulties in socially and economically integrating into the countries. For example, immigration experts in Germany stated that long term residents from Turkey may have difficulty integrating into German society as, in general, neither they nor their children could become German citizens. Germany has initiated programs to help integrate new immigrants, such as requiring them to take language and civics classes. France has also faced difficulties in integrating immigrant populations, which, according to a government official, have contributed to protests and civil unrest. The French government has taken steps to help better integrate immigrants, such as establishing a dialogue with immigrant organizations and providing scholarships for immigrants. Other countries have also initiated programs to help immigrants' integration, such as language and culture classes and programs to assist immigrants in obtaining employment. Additional Insights from Countries' Temporary Foreign Worker Programs: The countries whose temporary foreign worker programs we studied noted that such programs have provided a variety of benefits to those countries by, for example, helping countries fill labor market shortages in specific sectors, such as in sectors where there are no native workers available or willing to fill jobs. Temporary foreign worker programs have also provided channels for legal immigration flows, which according to experts, may have helped to reduce employers' demand for unauthorized foreign workers and foreign workers' incentives to illegally migrate to receiving countries. Yet, governmental and nongovernmental officials have noted challenges faced by countries in implementing temporary foreign worker programs. Experts have suggested that temporary foreign worker programs or other initiatives that increase the number of foreign workers legally admitted to countries do not help reduce illegal immigration flows but rather help increase immigrant populations in receiving countries, which may encourage further legal and illegal immigration flows. In addition, countries have faced challenges in developing temporary foreign worker programs that flexibly respond to changing labor market needs. Countries have also experienced difficulties in enforcing requirements specified on work permits, particularly in ensuring temporary foreign workers' return to their home countries upon expiration of their work permits. Countries Use Various Means to Limit Employment of Unauthorized Foreign Workers: The countries we studied generally require employers to report information on workers' employment, such as workers' names and social insurance numbers, to government agencies, and in some countries, employers are required to review employees' work authorization documents. In taking worksite enforcement actions against unscrupulous employers and unauthorized foreign workers, including those who do not follow government reporting and verification requirements, some countries focus enforcement efforts on detecting and penalizing all illegal labor practices, while others focus more specifically on the employment of unauthorized foreign workers. As part of their worksite enforcement efforts, countries use a variety of enforcement tools, which are generally focused more on employers than on unauthorized foreign workers. To identify employers for investigation, enforcement agencies in these countries obtain information or leads from sources, such as the public and government databases, and use this information to investigate worksites. According to government officials and experts, the frequency and publicity of employer investigations helps deter employers from hiring unauthorized foreign workers, but countries have faced challenges in investigating and sanctioning employers and unauthorized foreign workers. These officials also stated that monetary fines penalize employers for hiring unauthorized foreign workers and may help deter future unauthorized employment, but others have noted that fines alone may not be effective in deterring unauthorized foreign worker employment. In addition to monetary fines, countries we studied use other means, such as seizure of employers' assets, to penalize employers for hiring unauthorized foreign workers. Countries Require Employers to Report or Verify Workers' Employment Information: In some countries we studied, the governments typically require employers to report information on workers, including workers' names and social insurance numbers, to government agencies when the workers are hired, and the agencies maintain this information for collecting taxes and social insurance contributions, administering social insurance benefits, and, in some cases, conducting worksite enforcement actions. For example, in France employers are required to submit a declaration of hire to the social security administration. In Belgium, employers are required to submit native workers' names and social insurance numbers to the government's social insurance database. In Germany, employers are required to report workers' employment information to the government for the payment of taxes and social insurance contributions. In some of these countries, employers are generally required to review noncitizens' work authorization documents, such as work or residence permits, at the time of hire because noncitizens typically do not have social insurance numbers to report to government agencies. Employers can be subject to penalties if they employ unauthorized foreign workers and failed to check those workers' work authorization documents. Government officials and experts have stated that requirements for employers to report workers' information to government agencies help governments maintain records on individuals for tax and social insurance purposes, and can help agencies detect possible cases of illegal employment. However, officials and experts also stated that document fraud may undermine countries' reporting requirements and adversely affect governments' ability to hold employers liable for hiring unauthorized foreign workers. Some countries we studied require employers to review all workers' work authorization documents. In the Netherlands, employers are required to check workers' identity and work authorization documents, such as passports, residence permits, or identity cards, before the workers start their employment. Employers are required to maintain a copy of these documents for at least 5 years after the workers cease their employment with the employers. In the United Kingdom, employers are not required to check workers' employment authorization documents, such as passports, birth certificates, or work permits, but they cannot establish an affirmative defense against a charge of hiring unauthorized foreign workers unless they have reviewed workers' documents.[Footnote 36] While requirements for employers to review workers' employment authorization documents may help employers ensure that they hire only authorized workers, according to governmental and nongovernmental officials, the vulnerability of verification processes to document fraud has made it difficult for employers to verify individuals' authorization to work. Officials told us that unauthorized foreign workers have used false documents to illegally obtain employment in their countries. Some Countries Focus Enforcement Efforts on All Illegal Labor Practices, while Others Focus More Specifically on the Employment of Unauthorized Foreign Workers: In some of the countries we studied, labor agencies are primarily responsible for enforcing workplace laws and focus their enforcement efforts broadly on identifying all types of illegal labor practices, of which the employment of unauthorized foreign workers is part, including employers' provision of substandard working conditions or failure to appropriately pay minimum wages, taxes, or social insurance contributions (see table 3). In Germany, for example, worksite inspectors can check employers' records and practices to determine whether employers have paid proper amounts of taxes and social insurance contributions for workers and hired only authorized workers. Likewise, in Belgium, France, and Switzerland, enforcement actions at worksites are coordinated among multiple agencies and are focused on detecting illegal labor practices by employers, though agencies focus on different elements of those practices. These countries may have focused their enforcement on all illegal labor practices for various reasons. For example, because employers' failure to appropriately pay taxes or social insurance payments contribute to the underground economy, enforcement agencies may focus on detecting all illegal labor practices that are linked to the underground economy. Furthermore, by targeting employers for failure to provide appropriate wages and working conditions along with other illegal labor practices, nongovernmental officials have stated that government agencies can improve working conditions for all workers and thus help reduce employers' incentives for employing unauthorized foreign workers. In other countries we studied, particularly Australia and the United Kingdom, the employment of unauthorized foreign workers is generally considered less of a labor issue than it is in other countries we studied. In these countries, immigration agencies are primarily responsible for enforcing laws that prohibit the employment of unauthorized foreign workers and more specifically focus enforcement efforts in that area than similar agencies in other countries we studied. Other agencies in Australia and the United Kingdom focus on enforcing labor standards, such as ensuring provision of safe working conditions and appropriate payment of wages, taxes, and social insurance contributions, and these agencies often coordinate their enforcement efforts with the countries' immigration enforcement agencies. Table 3: Resources for Enforcement of Illegal Labor Practices as Reported by Various Countries: Country: Belgium; Primary enforcement agency: Labor agency; Enforcement resources: Approximately 1,100 labor agency inspectors; Enforcement responsibilities: Investigations of employers' hiring of unauthorized foreign workers for at least 3 days each month. Country: Spain; Primary enforcement agency: Labor agency; Enforcement resources: Approximately 800 inspectors and 850 deputy inspectors in the labor ministry; Enforcement responsibilities: Investigations of occupational health and safety conditions, payment of social insurance contributions, and other labor issues, including the employment of unauthorized foreign workers. Country: Australia; Primary enforcement agency: Immigration agency; Enforcement resources: Approximately 4,000 immigration agency staff; Enforcement responsibilities: Activities related to nonhumanitarian entry and stay, refugee and humanitarian entry and stay, enforcement of immigration law, and asylum seeker management. Country: Canada; Primary enforcement agency: Immigration agency; Enforcement resources: Approximately 350 to 400 immigration agency officers; Enforcement responsibilities: Inland enforcement activities, including employers' hiring of unauthorized foreign workers. Country: United Kingdom; Primary enforcement agency: Immigration agency; Enforcement resources: Data not available; Enforcement responsibilities: Interior enforcement efforts, which are currently focused primarily on the removal of failed asylum seekers from the United Kingdom. Country: Germany; Primary enforcement agency: Customs authority in the finance ministry; Enforcement resources: Approximately 7,000 staff in the finance ministry; Enforcement responsibilities: Investigations of employers' payment of social insurance contributions and employers' hiring of unauthorized foreign workers. Source: GAO analysis of country-reported data. [End of table] Regardless of the focus of enforcement agencies, nongovernmental officials and experts have suggested that requiring employers to improve working conditions for all workers may help deter employers from hiring unauthorized foreign workers. In particular, they have suggested that enforcement of laws that require employers to provide safe and equal working conditions for all workers would help eliminate the advantage employers may gain by hiring unauthorized foreign workers. They noted that because employers often provide substandard wages and working conditions for unauthorized foreign workers, it is less costly for employers to hire unauthorized foreign workers than authorized workers. According to these officials, requiring employers to provide the same standard wages and working conditions to all workers, regardless of their work authorization status, helps reduce employers' incentives to employ unauthorized foreign workers. Countries Use Various Tools to Limit Unauthorized Foreign Worker Employment, but Face Difficulties in Enforcement Efforts: Countries' Enforcement Efforts Are Employer-focused but Also Include Deportation of Unauthorized Immigrants: In some of the countries we studied, officials told us that enforcement efforts at worksites are more focused on employers, but countries we studied also implement enforcement actions to target unauthorized foreign workers. Government officials in France and Spain noted that their agencies focus worksite enforcement on investigating and penalizing employers for illegal labor practices and place less emphasis on penalizing unauthorized foreign workers. In particular, in countries such as Spain and France, unauthorized foreign workers are viewed and treated as victims. In France, government officials told us that unauthorized workers have the same workplace rights as authorized workers and, therefore, in some instances, can sue employers for back wages, payment of social insurance contributions, or compensation for poor working conditions. As a result, employers can be required to forfeit any profits gained from employing unauthorized foreign workers, which can help deter employers from employing such workers in the future. Nevertheless, countries in our review also take enforcement actions against unauthorized immigrants, including those detected at worksites. Unauthorized immigrants can be deported and may also be prohibited from reentry. Yet according to governmental and nongovernmental officials, it can be difficult for countries to repatriate unauthorized immigrants to their home countries, and countries may not be able to deport all unauthorized immigrants they identify. In some cases, immigrants' home countries may delay or deny issuing necessary travel documents for unauthorized immigrants' readmission. These home countries may seek benefits, such as visa facilitation or border control training, in return for readmitting their citizens who worked illegally in the other countries. Some countries we studied used tools, such as limiting numbers of visas issued to individuals from sending countries, to encourage other countries' readmission of unauthorized immigrants. Governments Receive Tips and Check Multiple Databases to Identify Employment of Unauthorized Foreign Workers: To help detect illegal labor practices by employers, government agencies receive information and tips from different sources. These sources include workers, other government agencies, and the public. In addition to these sources, agencies in some countries share information across government databases to help identify possible illegal labor practices. If information in social insurance or tax databases does not match employers' records, it may indicate that employers are engaged in illegal labor activities, including the employment of unauthorized foreign workers. For example, in France, government officials stated that when inspecting worksites, labor inspectors may compare information reported by employers to the French social security administration with information in employers' records to determine whether employers have properly registered their workers with the social security administration and whether workers are authorized. In Spain, government agencies plan to use database information collected under the country's 2005 regularization program to target employers for inspection and to identify unauthorized foreign workers. Government officials and experts told us that the sharing of information across government agencies and databases can generate leads for investigating employers for illegal labor practices. However, some governmental and nongovernmental officials noted data protection and privacy concerns with the use of tax and social insurance information in identifying possible illegal labor practices among employers. In Switzerland, for example, a nongovernmental official told us that data protection laws prohibit Swiss labor inspectors from comparing social insurance and work authorization records. Frequency and Publicity of Employer Inspections May Help Deter Unauthorized Foreign Worker Employment: In countries we studied, enforcement agencies conducted inspections or investigations of employers to examine employers' compliance with laws that prohibit various illegal labor practices, including the employment of unauthorized foreign workers. According to governmental and nongovernmental officials, the frequency and publicity of these employer investigations help deter employers from hiring unauthorized foreign workers. For example, nongovernmental agency officials noted that an increased frequency of employer investigations helps deter employers from hiring unauthorized workers. Immigration experts and governmental officials also suggested that to help deter employers' hiring of unauthorized foreign workers, government agencies should conduct frequent inspections so as to increase employers' perception that they are likely to be investigated, contributing to the deterrent effect of employer investigations and monetary fines on employers' hiring of unauthorized foreign workers. However, countries have faced challenges in conducting employer investigations. For example, governmental and nongovernmental officials told us that during investigations some employers may claim that they did not knowingly hire unauthorized foreign workers because workers presented false information at the time of hire. The ability of employers to make such a claim creates difficulties for government agencies in proving that employers knowingly hired those workers. Additionally, nongovernmental officials and experts have noted the importance of resources in conducting frequent employer investigations. For instance, one expert told us that enforcement efforts do not deter the employment of unauthorized foreign workers if countries do not provide sufficient resources for enforcement actions so as to increase the likelihood that employers will be investigated. Furthermore, publicizing enforcement actions against employers helps to deter employers' hiring of unauthorized foreign workers. For example, government and nongovernmental officials noted that publicizing employer investigations and sanctions can be an important deterrent to employers' hiring of unauthorized foreign workers. Moreover, experts stated that publicizing sanctions imposed on employers serves as a deterrent to increase employers' perception that they have a significant chance of being penalized for employing unauthorized foreign workers. Countries Use Monetary Fines to Penalize Employers' Use of Unauthorized Foreign Workers, but the Deterrent Effect of Fines Is Unknown: Most of the countries we studied use civil or criminal fines to penalize and deter employers from hiring unauthorized workers. As shown in table 4, the amounts of civil and criminal monetary fines reported by country officials, as well as the conditions under which fines can be imposed, vary across the countries we studied. Table 4: Civil and Criminal Monetary Fine Amount Ranges for Hiring Unauthorized Workers Reported by Various Countries: Country: Australia; Civil monetary fine amount range: None; Criminal monetary fine amount range: Individuals and entities can be fined up to A$10,000 (about $7,500) for aiding and abetting the employment of unauthorized foreign workers. Country: Belgium; Civil monetary fine amount range: Minimum €3,750 ($4,700) per unauthorized worker for workers without residence and work permits; minimum €375 ($470) per unauthorized workers for workers without work permits; Criminal monetary fine amount range: Minimum €15,000 ($18,800) per unauthorized worker for workers without residence and work permits; minimum €1,700 ($2,100) per unauthorized workers for workers without work permits. Country: Canada; Civil monetary fine amount range: None; Criminal monetary fine amount range: Depending on the type of conviction, maximum C$50,000 ($43,800) or maximum C$10,000 ($8,800). Country: France; Civil monetary fine amount range: €3,110 ($3,900) per unauthorized worker; Criminal monetary fine amount range: Maximum €15,000 ($18,800) per offense. Country: Germany; Civil monetary fine amount range: €5 to €500,000 total ($6 to $628,800); Criminal monetary fine amount range: Fines imposed on a daily basis ranging from 5 to 360 days. Daily fine rates range from €1 to €5,000 per day ($1 to $6,300). Country: Spain; Civil monetary fine amount range: €6,000 to €60,000 ($7,500 to $75,500) per unauthorized worker; Criminal monetary fine amount range: None. Country: Switzerland; Civil monetary fine amount range: None; Criminal monetary fine amount range: Maximum of SwF 5,000 ($4,000) per unauthorized worker. Country: United Kingdom; Civil monetary fine amount range: None; Criminal monetary fine amount range: Unlimited amount with criminal conviction. Source: GAO analysis of country-reported data. Note: Amounts in U.S. dollars are rounded, based on the exchange rate from July 25, 2006. [End of table] Government officials noted that employer monetary fines may help deter employers' hiring of unauthorized foreign workers, but officials from other countries suggested that the deterrent effect of current monetary fine amounts in their countries is unclear. For example, nongovernmental agency officials from France, Germany, and Spain noted that employer monetary fines have helped to deter employers in those countries from hiring unauthorized foreign workers. In 2005, Germany imposed about €67 million (about $84.2 million) in civil fines, and France imposed about €2.7 million (about $3.4 million) in civil fines. However, other officials stated that fine amounts may be too low to provide a meaningful deterrent. Governmental and nongovernmental officials noted that employers often view monetary fines as the cost of doing business, and therefore, monetary fines do not meaningfully deter employers from hiring unauthorized workers. Officials suggested that it can be difficult to set fine amounts that deter employers from hiring unauthorized foreign workers but do not drive employers out of business or into the underground economy. In addition, in some countries we studied, agencies have experienced difficulties in imposing fines on employers and in collecting fine amounts from employers. For example, governmental and nongovernmental officials told us that document fraud hinders the ability of enforcement agencies to prove employers hired unauthorized foreign workers and to sanction them. Officials also noted that enforcement agencies in some countries lack the resources needed to effectively investigate and sanction employers, affecting the frequency with which employers are fined for employing unauthorized foreign workers. Moreover, Belgian government officials told us that the government has difficulty collecting monetary fines from employers because employers have declared bankruptcy or sold off company assets to avoid paying the fine amounts. French and German officials similarly told us that employers have declared bankruptcy to help avoid paying fine amounts, and other government officials noted that, in many cases, employers went out of business before the government collected fine amounts. French officials also stated that the government plans to primarily pursue civil, rather than criminal, penalties against employers, as civil penalties can be imposed and collected more easily than criminal penalties in that country. Countries we studied have developed tools to help collect fine amounts from employers. In Spain, for example, government officials stated that if an employer decides to appeal the government's imposition of a monetary fine, the employer is required to pay the fine amount to the government prior to the appeal, and the government holds the fine amount in escrow. One Spanish government official told us that as a result of this process, the Spanish government collects payment on most of the fines imposed on employers for hiring unauthorized foreign workers. In Switzerland, government authorities may, in some cases, require employers to pay fine amounts at the time of the worksite inspections. Additionally, some countries, such as France and Belgium, have developed initiatives to address the problems they have encountered when attempting to collect fine amounts from subcontractors who may go out of business before paying fine amounts. Under these initiatives, governments can hold main contractors responsible for penalties assessed against their subcontractors for employing unauthorized foreign workers. Some Countries Require Employers to Forfeit Benefits or Pay Various Costs for Hiring Unauthorized Foreign Workers: Some countries use other means in addition to monetary fines to penalize employers for hiring unauthorized foreign workers, but may face difficulties in applying the penalties. These penalties include prohibiting employers from receipt of public contracts; requiring employers to pay back wages, taxes, and social insurance contributions for unauthorized foreign workers; closing businesses; seizing employers' assets; requiring employers to pay costs for deporting unauthorized foreign workers; and sentencing employers to prison terms. Some government officials told us that by requiring employers to pay back wages, taxes, and social insurance contributions for unauthorized foreign workers, government agencies eliminate any profits employers gained as a result of employing unauthorized workers. In addition, in France and Spain, unauthorized foreign workers may denounce, or report, their employers to government agencies if the employers are engaged in illegal labor practices. In Spain, unauthorized foreign workers who denounce their employers may be eligible to obtain legal status. Additional Insights from Countries' Worksite Enforcement Efforts: The opportunity for employment is a strong motivator for migrants to illegally enter a country and employers have a variety of incentives for hiring unauthorized workers, including the employers' desire to lower costs to be more competitive in the economy. For this reason, strong and workable enforcement of labor and immigration laws is a critical part of implementing a credible immigration system in any country. By preventing unauthorized migrants from finding employment, governments may reduce the motivation for migrants to illegally enter the country. The countries we studied use different mechanisms and government agencies to enforce their laws against employing unauthorized foreign workers, yet all countries face challenges in implementing effective worksite enforcement policies. These challenges include making decisions about how to leverage resources to meet the goals of their worksite enforcement programs. Within that framework, it is important for countries to determine how best to coordinate the various government agencies and to allocate resources for enforcing employment laws. While employer sanctions play an important role in countries' worksite enforcement efforts, it can be difficult to set penalties that are neither so low as to be considered simply the cost of doing business by unscrupulous employers nor so punitive that they are unlikely to be imposed for fear of bankrupting businesses, which may cause native workers to lose their jobs. In addition, publicizing worksite enforcement efforts can leverage enforcement resources by reinforcing with employers the risk they take when they employ unauthorized workers. Countries' Experiences with Regularization Programs: Some countries we studied have implemented regularization programs that provide eligible unauthorized immigrants with the opportunity to obtain legal status on a temporary or permanent basis for various reasons, and countries have established different eligibility requirements for program participation. Employers and unauthorized foreign workers may have incentives for participating in regularization programs, but may choose not to participate because they gain benefits from unauthorized employment. Governments in countries that have implemented regularization programs reported benefits from these programs, such as collecting increased tax and social insurance contributions, yet governments face a variety of challenges in managing such programs. In addition, some experts have suggested that regularization programs can create a magnet for future illegal immigration flows, but others have stated that the impact of regularization programs on unauthorized immigration and employment is unclear. Countries Have Implemented Regularization Programs for a Variety of Reasons: Countries we studied have implemented regularization programs for various reasons, according to experts. Greece, Italy, France, and Spain have implemented regularization programs to help reduce the amount of employment that occurs in the underground economy by collecting tax and social insurance contributions from unauthorized foreign workers who did not previously pay their taxes or required contribution amounts. Moreover, regularization programs in France have been intended to help facilitate the social and economic integration of immigrants and their families. Countries, including Greece, Italy, Spain, and Portugal, have also implemented regularization programs to address perceived deficiencies of previous regularization or other immigration policies, such as unauthorized immigrant populations who failed to participate or who subsequent to their regularization lapsed into an unauthorized status. In addition, Italy, France, and the United Kingdom have initiated regularization programs to allow family members to legally remain together in a country or to meet humanitarian needs, such as those of asylum seekers or individuals with health concerns. Countries Require Unauthorized Immigrants to Meet Criteria for Participation in Regularization Programs: Some countries we studied, including Italy, Greece, and Spain, have implemented programs through which unauthorized immigrants could regularize or change their status to gain temporary or permanent legal residency, and in some countries, such as Greece and Argentina, unauthorized immigrants could eventually apply for citizenship. Other countries, including the United Kingdom, France, Belgium, and the Netherlands, have implemented regularization efforts on a case-by-case basis for humanitarian or family reunification purposes, for individuals residing in the countries for long periods of time, or for immigrants awaiting decisions on asylum claims. Only a limited number of immigrants are typically eligible for participation in these programs. In the United Kingdom, individuals who applied for asylum before October 2000 and had a dependent residing with them in the country between October 2000 and October 2003 could apply for legal status for themselves and their dependents.[Footnote 37] Moreover, unauthorized immigrants residing in the United Kingdom continuously for at least 14 years are eligible for permanent residency. Beginning in 1998, France implemented a program through which unauthorized immigrants resident in the country for at least 10 years could apply for regularization. Other regularization programs are designed to address countries' large unauthorized immigrant populations by providing these immigrants with an opportunity to obtain legal status, typically on a temporary basis. Governments established eligibility criteria, such as employment or residency requirements, that unauthorized immigrants were required to meet to be eligible for participation in the programs. For example, under Spain's 2005 regularization program, the Spanish government required unauthorized immigrants to have job offers from employers in order to be eligible for regularization. The government required employers to apply for regularization on behalf of their unauthorized foreign workers and, in doing so, demonstrate that the workers had been present in Spain for at least 6 months and possessed a current contract for a job for a minimum period of 6 months.[Footnote 38] Some unauthorized foreign workers, such as those who worked in part-time jobs or for several employers, could directly apply to the Spanish government for regularization without applying through their employers. The Spanish government did not penalize employers or unauthorized foreign workers who applied for regularization, and only those unauthorized immigrants who met the residency and employment criteria could apply for legal status. About 700,000 unauthorized foreign workers applied and qualified for the regularization program out of an estimated 800,000 workers projected to be eligible for program participation.[Footnote 39] Similarly, other countries' regularization programs have required applicants to meet residence or employment requirements. For example, experts have reported that under Italy's 2002 regularization program, unauthorized immigrants were required to provide proof of employment and payment of 3 months' social insurance contributions in order to apply for the program. Under Greece's 2001 program, unauthorized immigrants were required to prove that they previously had legal residence status in Greece and had continuously resided in the country since expiration of their status or that they had lived in Greece for at least 1 year prior to enactment of the program. Under France's 1981- 1982 regularization program, unauthorized immigrants were required to show that they had resided in France prior to January 1982 and were currently employed or had a work contract valid for at least 1 year. Table 5 provides information on selected countries' regularization programs. Table 5: Selected Countries' Regularization Programs: Country: Argentina; Year of program initiation: 2004; Program requirements: Applicants were required to have resided and worked in Argentina since June 30, 2004; Type of status granted: 2 year residence permit renewable for 2 additional years; after 4 years, immigrants are eligible for permanent residence status; Estimated number regularized[A]: 11,300. Country: Belgium; Year of program initiation: 2000; Program requirements: Applicants were required to have been in Belgium before October 1, 1999, and to have a pending asylum petition; an inability to return to their home country for humanitarian reasons; serious illness; or residence in the country for 6 years without receiving an order to leave in the past 5 years; Type of status granted: Long-term residence status; Estimated number regularized[A]: (52,000 applications)[B]. Country: Canada; Year of program initiation: 1973; Program requirements: Applicants were required to have resided in Canada before November 1972 and show a stable employment history and family ties in Canada; Type of status granted: Long term residence status; Estimated number regularized[A]: 50,000. Country: France; Year of program initiation: 1997; Program requirements: Applications were for family reunification or families in irregular situations; Type of status granted: Permanent resident status; Estimated number regularized[A]: 78,000. Country: France; Year of program initiation: 1981-1982; Program requirements: Applicants were required to have resided in France prior to January 1982 and been employed at the time of application or had a valid work contract for at least 1 year. The program was expanded to include other types of unauthorized immigrants; Type of status granted: Permanent residence status; Estimated number regularized[A]: 121,000. Country: Greece; Year of program initiation: 2001; Program requirements: Applicants were required to prove that they previously had legal residence status in Greece and had continuously resided in the country since expiration of their status or that they had lived in Greece for at least 1 year prior to enactment of the program; Type of status granted: 2 year renewable residence permit; after 10 years, immigrants are eligible for permanent residence status; Estimated number regularized[A]: (351,000 applications)[B]. Country: Greece; Year of program initiation: 1998; Program requirements: Applicants were required to apply first for a "white card," under which they received a 6-month residence permit before receiving a "green card" application, which was a renewable work and residence permit for 1 to 5 years. For a green card, applicants had to prove that were legally employed since January 1, 1998 at the minimum wage; Type of status granted: White card: 6-month residence permit; Green card: 1 to 5-year renewable work and residence permit; Estimated number regularized[A]: 371,000[C]. Country: Italy; Year of program initiation: 2002; Program requirements: Applicants were required to provide proof of employment and payment of 3 months' social insurance contributions; Type of status granted: 1- year renewable permit; Estimated number regularized[A]: 635,000[D]. Country: Italy; Year of program initiation: 1998; Program requirements: Applicants were required to have resided in Italy prior to March 27, 1998 and employers who paid taxes on their wages; Type of status granted: Temporary permit; Estimated number regularized[A]: 217,000. Country: Italy; Year of program initiation: 1995; Program requirements: Applicants were required to have been residing in Italy, were employed during the past 6 months or had a job offer from an employer, and had paid 3 months of social insurance contributions; Type of status granted: 1-or 2-year renewable residence permit; Estimated number regularized[A]: 245,000. Country: Italy; Year of program initiation: 1990; Program requirements: Applicants were required to have resided in Italy prior to December 31, 1989; Type of status granted: 2-year renewable residence permit; Estimated number regularized[A]: 218,000. Country: Italy; Year of program initiation: 1987; Program requirements: Applicants were required to have an employer sponsor and to have been in Italy prior to January 27, 1987; Type of status granted: Temporary work permit; Estimated number regularized[A]: 119,000. Country: New Zealand; Year of program initiation: 2000; Program requirements: Applicants were required to have been in New Zealand for 5 years or more; to have been a parent of a child born in New Zealand; to have been a partner of a New Zealander for 1 year or more; or to have been married to a New Zealander; Type of status granted: 2-year work permit after which individuals are eligible for permanent residence; Estimated number regularized[A]: 3,700. Country: Portugal; Year of program initiation: 2001; Program requirements: Applicants were required to have been present in the country and have a work contract; Type of status granted: 1-year permit renewable a maximum of 4 times; after 5 years, individuals are eligible for permanent residence; Estimated number regularized[A]: 179,000[E]. Country: Portugal; Year of program initiation: 1996; Program requirements: Applicants were required to prove that they were involved in a professional activity, had a basic ability to speak Portuguese, had housing, and had not committed a crime. Applicants from Portuguese-speaking countries could apply if they had been in the country since December 31, 1995, and applicants from non-EU states could apply if they had been in the country prior to March 25, 1995; Type of status granted: Temporary residence permit; Estimated number regularized[A]: 22,000. Country: Portugal; Year of program initiation: 1992; Program requirements: Applicants were required to have been in Portugal before April 15, 1992; Type of status granted: Temporary residence and work permit; Estimated number regularized[A]: 39,000. Country: Spain; Year of program initiation: 2005; Program requirements: Applicants were required to have proof of registration with a local municipality in Spain before August 7, 2004; to have been in the country at the time they applied; and to have a work contract and a clean criminal record. Employers were required to demonstrate that they were enrolled in and paying into social security, had no history of breaking immigration laws in the previous 12 months, and had not been sanctioned for violating the rights of workers or immigrants; Type of status granted: I-year renewable residence permit; Estimated number regularized[A]: 549,000. Country: Spain; Year of program initiation: Country: 2001; Program requirements: Applicants were required to have resided in Spain since January 23, 2001, and were employed or were family members of a legal foreign worker or Spanish citizen; Type of status granted: 1- year renewable temporary residence permit; Estimated number regularized[A]: 235,000. Country: Spain; Year of program initiation: 2000; Program requirements: Applicants were required to have resided in Spain prior to June 1, 1999; had either a work permit or residence permit in the previous 3 years; or had applied for a work or residence permit; Type of status granted: 1-year renewable temporary residence and work permit; Estimated number regularized[A]: 164,000. Country: Spain; Year of program initiation: 1996; Program requirements: Applicants were required to have worked in Spain since January 1, 1996, have a work or residence permit issued after May 1986, or to be a member of the family of a migrant living in Spain before January 1996; Type of status granted: 5-year residence permit; Estimated number regularized[A]: 21,000. Country: Spain; Year of program initiation: 1991; Program requirements: Applicants were required to have been in Spain since May 15, 1991, or were asylum seekers whose applications were rejected or pending; Type of status granted: 3-year residence permit; Estimated number regularized[A]: 110,000. Country: Spain; Year of program initiation: 1985; Program requirements: Applicants were required to have a job offer and to have been in Spain prior to July 24, 1985; Type of status granted: 1-year renewable residence permit; Estimated number regularized[A]: (44,000 applications)[B]. Source: GAO analysis based on information reported by countries and studies, particularly Amanda Levinson, The Regularization of Unauthorized Migrants: Literature Survey and Country Case Studies, Centre on Migration, Policy and Society (Oxford, United Kingdom: 2005). Data on the estimated number of regularizations are from the OECD. Note: In some countries, such as Argentina and Greece, immigrants whose status was regularized can eventually apply for citizenship. [A] Under each program, individuals are regularized over different periods of time. [B] Data on the estimated number regularized were not available. [C] Data refer to persons who were issued a white card. [D] Data refer to the number of permits issued at the beginning of 2004. [E] Data refer to the number of 1-year residence permits provided between January 2001 and March 2003. [End of table] In addition, experts have suggested development and implementation of earned regularization programs, which are generally characterized by countries' use of a points system for determining whether to regularize an unauthorized immigrant's status.[Footnote 40] Although experts differ on specific requirements for earned regularization programs, in general, these programs would link regularization to a temporary worker program and allow unauthorized immigrants to apply for regularization only after meeting specified criteria over a certain period of time. For example, migrants residing illegally in a country would first be granted a temporary residence and work permit for a certain amount of time, such as for 3 years, during which they would be required to collect credits or points to eventually qualify for a permanent residence and work permit. The points could be based on a variety of different criteria, like stable employment, payment of taxes and social security contributions, legal presence of a family member in the country, and documented language fluency. Unauthorized migrants would be required to obtain a minimum number of points during the length of their temporary permit in order to be eligible to apply for permanent residency. Those migrants who failed to obtain the required number of points could be required to return to their home countries. Experts have pointed out advantages to earned regularization programs. They suggest that initially providing unauthorized foreign workers with temporary legal status allows the largest possible number of unauthorized immigrants to participate in the program and transfers work that previously occurred in the underground economy into the formal economy. Earned regularization programs also allow unauthorized foreign workers who would like to work toward permanent residence status to do so based on specific criteria for earning points. However, experts have also noted drawbacks to earned regularization programs. For example, requiring unauthorized foreign workers to earn the opportunity to apply for permanent residence status may complicate these workers' ability to economically and socially integrate into a country. Moreover, an earned regularization program based on a points system could favor high-skilled workers over low-skilled workers, making it difficult for low-skilled workers to obtain permanent residence status. Employers and Unauthorized Foreign Workers Have Incentives to Participate in Regularization Programs but Have Not Always Done So: According to officials and studies, employers and unauthorized foreign workers have incentives to participate in regularization programs but have not always participated for various reasons. For example, employers may participate in programs by applying for regularization on behalf of their workers so as to avoid possible civil, also called administrative, or criminal penalties for employing unauthorized foreign workers after implementation of the programs. In implementing regularization programs, countries such as Spain and France have introduced new or strengthened enforcement programs, including increased employer monetary penalties, for employing unauthorized foreign workers. Experts have suggested that the credible threat of enforcement helps create an incentive for employers, as well as workers, to participate in regularization programs. Unauthorized foreign workers may want to participate in regularization programs to be better able to seek fair or higher wages and safe working conditions from their employers, and regularization programs thus can help to address any employer exploitation of unauthorized foreign workers. As a result of regularization, formerly unauthorized foreign workers may also be better able to compete for higher-paying jobs and obtain opportunities for acquiring or enhancing their work skills. Regularization programs also allow formerly unauthorized foreign workers to access social insurance benefits. In addition, participation in regularization programs may help formerly unauthorized foreign workers better integrate into a country by, for instance, helping them to acquire education and language skills. Participation in regularization programs may also provide formerly unauthorized foreign workers with the opportunity to visit their home countries. Government officials and experts have noted that not all employers and workers may choose to participate in regularization programs. For example, unscrupulous employers may not help unauthorized foreign workers apply for regularization programs because the employers gain benefits from employing unauthorized foreign workers and do not fear the possibility of government penalties. Employers can save money or gain greater profits by employing unauthorized foreign workers and thus not paying taxes or social insurance contributions or providing safe working conditions for those workers. Employers who hire unauthorized foreign workers may have a competitive advantage over other employers who hire only authorized workers and, as a result, may be less willing to provide unauthorized foreign workers who want to regularize their status with the documents needed to prove that the workers meet program eligibility requirements. For example, studies have reported that during France's 1981-1982 regularization program, some employers were unwilling to provide unauthorized foreign workers with the appropriate documentation, as initially required under the program, and in some cases, employers fired unauthorized foreign workers who requested their employers' assistance in applying for regularization. To address this problem, the French government modified program requirements to allow third parties to assist unauthorized foreign workers rather than relying solely on employers to do so. In addition, unauthorized foreign workers may not want to participate in regularization programs for various reasons. For example, workers granted temporary legal residency status under regularization programs may deliberately allow their legal status to expire and revert to unauthorized status in order to better obtain employment. Because employers can benefit from employing unauthorized foreign workers, unscrupulous employers may seek to fill jobs held by workers who obtained legal status with other unauthorized foreign workers, hindering the ability of workers with new legal status to compete with unauthorized foreign workers for jobs. Therefore, government officials and experts have stated that it is important to implement new or enhanced worksite enforcement efforts in conjunction with a regularization program to maximize participation in the program by employers and eligible immigrants and to help deter employers from hiring unauthorized foreign workers in the future. Unauthorized foreign workers may also choose not to participate in regularization programs because they lack knowledge about program requirements and may fear expulsion if they register for program participation. According to government officials and experts, lack of information about regularization program requirements may hinder unauthorized immigrants' participation in such programs. Governments Perceive Benefits from Regularization Programs but Face Difficulties in Implementing Such Programs: According