This is the accessible text file for GAO report number GAO-04-971 entitled 'Transportation-Disadvantaged Seniors: Efforts to Enhance Senior Mobility Could Benefit from Additional Guidance and Information' which was released on September 16, 2004. This text file was formatted by the U.S. Government Accountability Office (GAO) to be accessible to users with visual impairments, as part of a longer term project to improve GAO products' accessibility. Every attempt has been made to maintain the structural and data integrity of the original printed product. Accessibility features, such as text descriptions of tables, consecutively numbered footnotes placed at the end of the file, and the text of agency comment letters, are provided but may not exactly duplicate the presentation or format of the printed version. The portable document format (PDF) file is an exact electronic replica of the printed version. We welcome your feedback. Please E-mail your comments regarding the contents or accessibility features of this document to Webmaster@gao.gov. This is a work of the U.S. government and is not subject to copyright protection in the United States. It may be reproduced and distributed in its entirety without further permission from GAO. Because this work may contain copyrighted images or other material, permission from the copyright holder may be necessary if you wish to reproduce this material separately. GAO Highlights: Highlights of GAO-04-971, a report to the Chairman, Special Committee on Aging, U.S. Senate: Why GAO Did This Study: The U.S. population is aging, and access to transportation, via automobile or other modes, is critical to helping individuals remain independent as they age. Various federal programs provide funding for transportation services for “transportation-disadvantaged” seniors— those who cannot drive or have limited their driving and who have an income constraint, disability, or medical condition that limits their ability to travel. For those transportation-disadvantaged seniors, GAO was asked to identify (1) federal programs that address their mobility issues, (2) the extent to which these programs meet their mobility needs, (3) program practices that enhance their mobility and the cost- effectiveness of service delivery, and (4) obstacles to addressing their mobility needs and strategies for overcoming those obstacles. What GAO Found: Five federal departments—including the Department of Health and Human Services (HHS)—administer 15 programs that are key to addressing the mobility issues of transportation-disadvantaged seniors. These programs help make transportation available, affordable, and accessible to seniors, such as by providing transit passes or reimbursement for mileage. National data indicate that some types of needs are not being met, including those for trips (1) to multiple destinations or for purposes that involve carrying packages; (2) to life-enhancing activities, such as cultural events; and (3) in rural and suburban areas. However, there are limited data available to assess the extent of unmet needs. HHS’s Administration on Aging is required by law to provide guidance to states on how to assess seniors’ need for services, but officials said the administration has not done so because it has focused on providing other types of guidance. As a result, the local agencies on aging we interviewed—which are ultimately responsible for performing such needs assessments—used inconsistent methods to assess seniors’ mobility needs. The Administration on Aging plans to conduct an evaluation of one of its major programs and thus has an opportunity to improve its understanding of seniors’ needs and provide guidance to local agencies on performing needs assessments. Local transportation service providers have implemented a variety of practices—including increasing service efficiency, improving customer service, and leveraging available funds—that enhance mobility and the cost-effective delivery of services. Federal programs provide funding and some technical assistance for these practices, but several service providers we interviewed said that the implementation of such practices was impeded by limited federal guidance and information on successful practices. Senior mobility experts and stakeholders identified several obstacles to addressing transportation-disadvantaged seniors’ mobility needs, potential strategies that federal and other government entities can consider taking to better meet these needs, and trade-offs associated with those strategies. Obstacles, Strategies, and Trade-offs Associated with Meeting Transportation-Disadvantaged Seniors’ Mobility Needs, as Identified by Experts and Stakeholders: [See PDF for table] Source: GAO. [End of table] What GAO Recommends: GAO is recommending that HHS’s Administration on Aging take several actions to improve guidance and information on transportation- disadvantaged seniors’ mobility, including developing guidance on assessing mobility needs and publicizing available information on alternative transportation services and on practices service providers can implement to enhance senior mobility. HHS agreed with the findings and recommendations in this report. www.gao.gov/cgi-bin/getrpt?GAO-04-971. To view the full product, including the scope and methodology, click on the link above. For more information, contact Katherine Siggerud at (202) 512-2834 or siggerudk@gao.gov. [End of section] Report to the Chairman, Special Committee on Aging, U.S. Senate: August 2004: TRANSPORTATION-DISADVANTAGED SENIORS: Efforts to Enhance Senior Mobility Could Benefit from Additional Guidance and Information: GAO-04-971: Contents: Letter: Results in Brief: Background: Federal Agencies Address Mobility Issues Mainly through 15 Programs That Help Make Transportation Available, Accessible, and Affordable: Data Indicate That Some Types of Mobility Needs Are Not Being Met, but Information on the Extent of Unmet Needs Is Limited: Transportation Service Providers Implement Practices That Enhance Senior Mobility with Some Federal Support, but Implementation Difficulties Remain: Experts and Stakeholders Suggested Strategies for Overcoming Mobility Obstacles: Conclusions: Recommendations for Executive Action: Agency Comments: Appendixes: Appendix I: Scope and Methodology: Appendix II: Information on Transportation Provided by 16 Area Agencies on Aging: Appendix III: Local Service Providers and Practices That Can Enhance Transportation-Disadvantaged Seniors' Mobility: Appendix IV: Comments from the Department of Health and Human Services: Appendix V: GAO Contacts and Staff Acknowledgments: GAO Contacts: Staff Acknowledgments: Tables: Table 1: Characteristics of 15 Key Federal Programs That Fund Transportation for Seniors: Table 2: Attributes of Senior-Friendly Transportation Service Addressed by the 15 Key Federal Programs That Fund Transportation Services for Seniors: Table 3: Practices Implemented and Funding Sources Associated with Selected Local Transportation Service Providers: Table 4: Limitations of Data Sources Used: Table 5: Academics, Advocacy Groups, Professional Associations, and Federal Agencies GAO Interviewed about Information on Seniors' Mobility Needs: Table 6: Academics, Advocacy Groups, and Professional Associations GAO Interviewed about Obstacles, Strategies, and Trade-offs in Addressing Transportation-Disadvantaged Seniors' Mobility Needs: Figures: Figure 1: Diagram of the Overlapping Factors Affecting Seniors' Mobility Needs: Figure 2: Flow of Transportation Funds from Federal Programs to Seniors: Figure 3: Modes of Transportation Used by Nondrivers Aged 75 and Older: Figure 4: Percentage of Respondents Aged 75 and Older Who Have Public Transportation Available to Them, by Area: Figure 5: First Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: Figure 6: Second Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: Figure 7: Third Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: Abbreviations: AAA: area agency on aging: ADA: Americans with Disabilities Act of 1990: AOA: Administration on Aging: DOT: Department of Transportation: GPS: Global Positioning Systems: HHS: Department of Health and Human Services: ITS: Intelligent Transportation Systems: MEOC: Mountain Empire Older Citizens: MPO: metropolitan planning organization: NHTSA: National Highway Traffic Safety Administration: TCRP: Transit Cooperative Research Program: Letter August 30, 2004: The Honorable Larry E. Craig: Chairman, Special Committee on Aging: United States Senate: Dear Mr. Chairman: The U.S. population is aging, and transportation is critical to helping individuals stay independent as they age. Access to transportation, whether by automobile or some other mode, is considered essential to independent living, allowing individuals to gain access to the goods, services, and social contacts that support their day-to-day existence and quality of life. Both the number of older people and their share of the U.S. population are growing rapidly. Although many seniors continue to drive for most of their lives, the growing size of the senior population will increase demand for alternative transportation services. For example, one study found that more than 600,000 people aged 70 and older stop driving each year and become dependent on others for transportation.[Footnote 1] The increase in the potential pool of seniors needing mobility assistance will challenge federal, state, and local government agencies' ability to provide such assistance. In 2000, 35 million Americans, or 12.4 percent of the total U.S. population, were aged 65 and over, according to the U.S. Bureau of the Census. The Census Bureau projects that this group will double to 70 million people by 2030, representing 20 percent of the total population. A national travel survey found that seniors take most of their daily trips (about 90 percent) by automobile, either as drivers or passengers. For the remainder, approximately 8 percent of trips are by walking, and 2 percent by other modes (including public transportation and bicycles).[Footnote 2] As seniors age, their ability to drive, walk, or use public transportation may become limited by reduced reaction time; deteriorating night vision; lessening ability to climb, reach, or stand; or other physical limitations. To help ensure that transportation-disadvantaged seniors[Footnote 3] have access to health and medical care, employment, and other basic services, various federal programs provide funds for a range of senior transportation services to state, local, and nonprofit agencies that actually provide the services and, in some cases, also provide their own funds to support those services. This report responds to your request for information about the mobility needs of transportation-disadvantaged seniors. As agreed with your office, we identified (1) federal programs that address mobility issues for transportation-disadvantaged seniors, (2) the extent to which federally supported programs are meeting the mobility needs of transportation-disadvantaged seniors, (3) program practices that can enhance mobility and the cost-effective delivery of transportation services to transportation-disadvantaged seniors and the extent to which federal programs support the implementation of such practices, and (4) obstacles to addressing transportation-disadvantaged seniors' mobility needs and potential strategies for overcoming those obstacles. To identify federal programs that address mobility issues for transportation-disadvantaged seniors, we interviewed federal program officials and senior mobility experts and reviewed pertinent GAO reports. To assess the extent to which transportation-disadvantaged seniors' mobility needs are being met, we analyzed data collected by federal agencies and local agencies on aging; reviewed studies conducted by research organizations; and obtained the perspectives of experts in the fields of aging, disability, and transportation. We also conducted semistructured interviews with officials from a nonprobability sample of 16 area agencies on aging (AAA)[Footnote 4] from urban, suburban, and rural areas in six states,[Footnote 5] selected to represent different regions of the country. To identify program practices that can enhance mobility and the cost-effective delivery of transportation services, we reviewed the literature on such practices and conducted semistructured interviews with officials from 10 local transportation providers highlighted in the literature to determine the extent to which federal programs support practices that enhance senior mobility. These 10 providers were chosen to include a diversity of geographic areas (i.e., they were from different regions of the country and from both urban and nonurban areas), types of practices, and federal funding sources. To identify obstacles to addressing transportation-disadvantaged seniors' mobility needs and strategies for overcoming those obstacles, we reviewed the relevant literature and interviewed the AAA officials and transportation service providers previously mentioned. We also interviewed 14 senior mobility experts and representatives of pertinent professional associations and advocacy groups. To ensure the reliability of data used in this report, we reviewed and identified limitations associated with national statistical research methodologies and documented the quality assurance procedures that AAAs use to ensure the reliability of the data they collect. We concluded that the data were sufficiently reliable for our purposes, although we identified several limitations that we discuss throughout the report. We also corroborated much of the testimonial information provided by AAAs, local service providers, experts, professional associations, and advocacy groups by comparing it with the literature and with other interviews. We sent draft copies of this report to the five pertinent federal agencies--the Departments of Education, Health and Human Services (HHS), Labor, Transportation (DOT), and Veterans Affairs--for their review and comment. We conducted our work from November 2003 through August 2004 in accordance with generally accepted government auditing standards. Appendix I contains more information about our scope and methodology. Results in Brief: Working with experts on aging and federal agency officials, we identified 15 key federal programs that address mobility issues for transportation-disadvantaged seniors. These programs, which are administered by five federal departments, distribute funds through state agencies or make them available directly to local service providers. For example, some programs--such as DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310)--allot funds by formula to state agencies, which then distribute the funds to local nonprofit organizations to purchase vehicles, while other programs--such as HHS's Rural Health Care Services Outreach Program--bypass state agencies altogether and go directly to local service providers. The 15 federal programs help make transportation services senior-friendly, mainly by making them more available, accessible, and affordable (e.g., by providing rides to seniors at reduced fares). In addition to administering the 15 programs, federal agencies also address transportation-disadvantaged seniors' mobility less directly. For example, the Department of Justice has published rules governing the design of transportation facilities, such as bus stops, to make them accessible to people with disabilities. Seniors with disabilities can benefit from the implementation of such designs. Data on the nature of transportation-disadvantaged seniors' mobility needs indicate that federally supported programs are not meeting certain types of needs, but there is little data on the extent of unmet needs. Needs that are less likely to be met include (1) transportation to multiple destinations or for purposes that involve carrying packages, such as shopping, for which the automobile is better suited than other alternatives; (2) life-enhancing trips, such as visits to spouses in nursing homes or cultural events; and (3) trips in nonurban areas, especially for seniors in rural communities, where alternatives to the automobile are less likely to be available and special transportation services are limited. However, federal programs generally do not collect data on the extent to which seniors' mobility needs are being met because there are few federal requirements to assess such needs. HHS's Administration on Aging is required by law to provide guidance to states on how to assess seniors' unmet needs, which could include transportation, but officials told us that the administration has not done so because state and local agencies on aging have indicated a greater desire for guidance on other aspects of providing services for seniors. However, without guidance on assessing unmet needs, local aging agencies have used a variety of methods to collect data, many of which produce information on the nature of needs rather than on the extent to which needs are being met. Officials from the Administration on Aging said that they are developing an evaluation plan to examine, among other things, (1) the extent to which one of the administration's major senior programs[Footnote 6] is meeting the needs and preferences of seniors for supportive services--including transportation--and (2) how needs assessments are performed by state and local entities. According to literature on senior mobility and our own work, transportation service providers have implemented a variety of practices that enhance transportation-disadvantaged seniors' mobility and the cost-effective delivery of these services; however, the providers we interviewed indicated that implementation of such practices was sometimes impeded by multiple reporting requirements and limited federal guidance. We grouped these practices into three categories: (1) increasing service efficiency, (2) improving customer service, and (3) leveraging available funds. For example, one service provider we interviewed plans to improve service efficiency by using Global Positioning System technology to track its vehicles and automatically schedule trips, allowing seniors to obtain same-day service rather than having to reserve rides 48 hours in advance. Another provider addresses customer service by putting its drivers through a sensitivity training program that helps drivers understand seniors' mobility challenges. Several other providers have entered into contracts with public and private entities to leverage available funds and generate additional revenue for senior transportation services. According to these providers, their practices have resulted in more senior-friendly transportation and more cost-effective service delivery. Our review also showed that the 10 local service providers we interviewed were using funds from some of the key federal programs we identified (e.g., DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) and HHS's Medicaid Program) to deliver transportation services to seniors, and that the federal program funding supported the implementation of such practices to some extent. For example, some providers said that they received technical assistance while implementing such practices, either directly from federal agencies or indirectly through federally supported professional organizations. However, many of the providers we interviewed said that certain characteristics of federal programs, such as what the providers view as burdensome reporting requirements and limited program guidance, can impede the implementation of practices that enhance senior mobility. For example, one provider told us that it had not received technical guidance from one of the DOT programs indicating how the funding process works and that, as a result, it had to seek such assistance from other local organizations. Experts, advocacy groups, professional organizations, local officials, and transportation service providers have identified a number of obstacles to addressing transportation-disadvantaged seniors' mobility needs. They also have identified potential strategies that the federal government, and other government levels, as appropriate, can take to better address transportation-disadvantaged seniors' mobility needs and enhance the cost-effectiveness of the services delivered. These obstacles and strategies are centered around three major themes, as follows: * Planning for alternatives to driving as seniors age. Several experts have reported that the federal government and other government levels do not do enough to encourage seniors and their caregivers to identify and use multiple transportation modes for their routine trips. As a consequence, seniors may perceive that driving is their only option and may become isolated or drive even when it is unsafe for them to do so. Experts and other stakeholders have suggested that helping seniors plan for alternatives to driving--such as by providing information about the transportation services available in their community--would extend the lifespan of their mobility, and that the federal government could provide a central forum for state and local agencies to provide such information. * Accommodating seniors' varied mobility needs. The growing senior population could benefit from policies that accommodate its varied needs, including differing physical limitations and diverse trip purposes (such as for work, volunteer activities, medical appointments, and recreation), and address the particular challenges that transportation-disadvantaged seniors face in nonurban areas. For example, according to senior mobility experts and others, some federally funded programs are intended for seniors who do not drive and need assistance all the time; yet some seniors need transportation assistance only under certain circumstances, such as in bad weather or when a medical condition worsens. As a result, these seniors do not qualify for these federally funded transportation services. Experts and other stakeholders have suggested that the federal government require or encourage state and local agencies to focus on seniors' immediate and future mobility needs by including seniors in the transportation- planning process. For example, seniors could advocate for safe walking routes to transit stops and for the use of low-floor buses (which are accessible to both wheelchair users and people with other mobility impairments). * Addressing federal and other governmental funding constraints. Experts and other stakeholders suggested that although public funding resources are limited, strategies exist to leverage them, including increasing funding flexibility among programs and improving the coordination of transportation services at all levels of government. For example, federal programs tend to specify that funds from an individual program can be used only to provide transportation to and from that program's services. Additional funding flexibility and coordination among programs could expand seniors' access to transportation services. Seniors benefit when the obstacles to their mobility are addressed, but trade-offs also result from implementing the identified strategies. For instance, according to experts and local aging officials, helping seniors plan for alternatives to driving could enable more seniors to maintain mobility while refraining from unsafe driving, but increased demand for services would likely stress already stretched transportation programs. Offering additional transportation services or modifying existing public transit also could help seniors meet their varied needs, but such efforts can be expensive, and additional funds would have to come from new revenues or other programs. Given the expected growth in the senior population, it will be important for seniors and those who support them to have as much information as possible to plan for the future. Accordingly, our report contains four recommendations to the Secretary of Health and Human Services to improve the guidance and information available to seniors about transportation options and to local agencies about assessments of the need for senior transportation services and successful practices for addressing this need. In commenting on a draft of this report, the Departments of Health and Human Services, Transportation, and Veterans Affairs concurred with the findings, and the Department of Health and Human Services concurred with the recommendations. The Department of Transportation also provided technical clarifications, which were incorporated as appropriate to ensure accuracy. The Departments of Education and Labor said that they did not have any comments on the draft. Background: Seniors are a heterogeneous group--many do not require assistance with transportation, and, in fact, most drive automobiles. However, according to data from the 2001 National Household Travel Survey conducted by DOT's Bureau of Transportation Statistics, Federal Highway Administration, and National Highway Traffic Safety Administration, approximately 21 percent (6.8 million) of seniors aged 65 and older do not drive. The percentages are higher among minority populations aged 65 and older: approximately 42 to 45 percent of African-Americans and Asian-Americans do not drive, compared with 16 percent of Caucasians. Approximately 40 percent of Hispanics also do not drive.[Footnote 7] A person's driving status is correlated with travel behavior. For example, one study found that drivers aged 75 and older made an average of six trips per week, compared with two trips per week for nondrivers.[Footnote 8] While some of this difference may be due to individual preferences or to other circumstances, such as an illness that prevents travel, some of the difference may be due to a lack of transportation alternatives. Those seniors with poor health or a disability, or who have a limited income, may face more difficulty finding and accessing transportation. According to data from the 2000 Census, about 37 percent of persons aged 65 and older reported having at least one disability, and about 10 percent were below the federal poverty line. Although not all of these seniors need assistance with transportation, a sizable number are likely to need such assistance. According to senior transportation experts, the "oldest of the old" (those aged 85 and older) are especially likely to be dependent on others for rides, particularly if they are also in poor health. Figure 1 shows some of the factors that affect seniors' transportation needs. The more of these factors that seniors have, such as a network of family and friends who can drive them and an available public transportation system, the more likely it is that their mobility needs will be met. Figure 1: Diagram of the Overlapping Factors Affecting Seniors' Mobility Needs: [See PDF for image] [End of figure] Transportation assistance is an important issue for all seniors. In 2001, approximately 26 percent of state units on aging surveyed by the Aging States Project identified transportation as a top health issue for older adults, and 38 percent identified inadequate transportation as a barrier to promoting health among older adults.[Footnote 9] Furthermore, transportation was among the top five information requests to the Eldercare Locator Service in 2001, 2002, and 2003.[Footnote 10] There is, however, a significant gender gap in the amount of time that seniors can expect to be dependent on alternative sources of transportation. A study published in August 2002 in the American Journal of Public Health estimated that men aged 70 to 74 who stopped driving would be dependent on alternative transportation for an average of 6 years, while women in the same age group can expect to have an average of 10 years' dependence on alternative transportation modes.[Footnote 11] Although there is no clear-cut definition of mobility need, the literature and the experts we consulted indicate that there are two main categories of mobility need, both of which are important to seniors: (1) "essential" or "life-sustaining" trips, which include medical trips and trips for employment, shopping, banking, and other necessary errands, and (2) "quality of life" or "life-enhancing" trips, which include recreational or social trips that enable a senior to fully participate and engage in the community, such as trips to concerts, theatre, visits with family members in nursing homes or with friends, religious activities, and volunteer activities. For the purposes of this report, we will use this two-fold definition of types of trips as our working definition of mobility need. Unmet need occurs when assistance from others is needed but is not provided or is inadequate. However, according to the experts we contacted, there is no agreed-upon standard or benchmark for the number of trips that an individual requires to take care of essential activities for living (for both life-sustaining and life-enhancing activities),[Footnote 12] although experts generally agree that government should be concerned with meeting both types of needs for transportation-disadvantaged seniors. The lack of a standard or benchmark makes it difficult to determine an appropriate way to measure the extent to which mobility needs are being met. Researchers have begun to identify and evaluate transportation-disadvantaged seniors' unmet mobility needs by comparing the number of trips they make with those of nondisadvantaged populations.[Footnote 13] In addition, some researchers have used satisfaction ratings to measure seniors' unmet mobility needs. In the absence of a standard measure of need, we will discuss need and unmet need by comparing the travel of disadvantaged seniors with the travel of nondisadvantaged seniors and by using other measures that federal and local officials have developed. The federal government has traditionally provided some assistance in mobility, mostly for the purpose of accessing other federal program services. Federal agencies partner with local agencies, nonprofit organizations, and others that actually provide transportation services and also contribute their own funds. The federal agency that has a central role in providing all types of services to seniors is HHS's Administration on Aging (AOA). With a total discretionary budget of more than $1.3 billion, AOA is the official federal agency dedicated to policy development, planning, and the delivery of supportive home and community-based services to older persons and their caregivers. AOA works through a national aging network of 56 state units on aging; 655 AAAs; 241 tribal and native organizations representing 300 American Indian and Alaskan Native tribal organizations, and 2 organizations serving Native Hawaiians; and thousands of service providers, adult day care centers, caregivers, and volunteers. Federal Agencies Address Mobility Issues Mainly through 15 Programs That Help Make Transportation Available, Accessible, and Affordable: Five federal departments administer 15 programs that are key in addressing mobility issues of transportation-disadvantaged seniors. The programs are "senior-friendly" in that they help make transportation available, accessible, and affordable to seniors. Fifteen Key Federal Programs Fund Services to Enhance Transportation- Disadvantaged Seniors' Mobility: Working with experts and federal agency officials, we identified 15 key programs in five departments that provide senior transportation (see table 1) out of the many federal programs that are used to provide transportation services. Some of these programs specifically target seniors, such as HHS's Grants for Supportive Services and Senior Centers (Title III-B). Other programs--including DOT's Nonurbanized Area Formula Program (Section 5311)--target other groups, such as rural populations, of which seniors can be a part. About half of the 15 programs fund transportation for specific types of trips, including for medical services, employment-related activities, and other services (such as nutrition) that the programs provide. The other half of the programs can be used to provide general transportation for any trip purpose. The programs fund a variety of types of services, ranging from transit passes and training in the use of public transit to vehicle purchases or expansion of public transit service. Table 1: Characteristics of 15 Key Federal Programs That Fund Transportation for Seniors: Agency: Department of Education, Office of Special Education and Rehabilitative Services; Program: Independent Living Services for Older Individuals Who Are Blind; Target population: Persons aged 55 and older who have significant visual impairment; Type of trip allowed: To access program and related services, or for general trips; Type of service provided: Referral, assistance, and training in the use of public transportation. Agency: Department of Health and Human Services, Administration for Children and Families; Program: Community Services Block Grant Programs; Target population: Low-income persons (including seniors); Type of trip allowed: General trips; Type of service provided: Taxicab vouchers, bus tokens. Agency: Department of Health and Human Services, Administration for Children and Families; Program: Social Services Block Grants; Target population: Target population identified by states; Type of trip allowed: To access medical or social services; Type of service provided: Any transportation-related use. Agency: Department of Health and Human Services, Administration on Aging; Program: Grants for Supportive Services and Senior Centers (Title III-B); Target population: Seniors (aged 60 and older); Type of trip allowed: To access program services or medical services, or for general trips; Type of service provided: Contract for service with existing transportation provider, or directly purchase vehicles (such as vans). Agency: Department of Health and Human Services, Administration on Aging; Program: Program for American Indian, Alaskan Native, and Native Hawaiian Elders (Title VI); Target population: American Indian, Alaskan Native, and Native Hawaiian seniors; Type of trip allowed: To access program services or medical services, or for general trips; Type of service provided: Purchase and operation of vehicles (such as vans). Agency: Department of Health and Human Services, Centers for Medicare and Medicaid Services; Program: Medicaid; Target population: Generally low-income persons (including seniors), although states determine eligibility; Type of trip allowed: Medicaid medical services (emergency and nonemergency); Type of service provided: Reimbursement for services with existing transportation providers (e.g., transit passes). Agency: Department of Health and Human Services, Health Resources and Services Administration; Program: Rural Health Care Services Outreach Program; Target population: Medically underserved populations (including seniors) in rural areas; Type of trip allowed: To access healthcare services; Type of service provided: Transit passes, purchase vehicles (such as vans). Agency: Department of Labor, Employment and Training Administration; Program: Senior Community Service Employment Program; Target population: Low-income seniors (aged 55 and older); Type of trip allowed: To access employment opportunities; Type of service provided: Reimbursement for mileage. Agency: Department of Transportation, Federal Transit Administration; Program: Capital and Training Assistance Program for Over-the-Road Bus Accessibility; Target population: Persons with disabilities (including seniors); Type of trip allowed: General trips; Type of service provided: Assistance in purchasing lift equipment and providing driver training. Agency: Department of Transportation, Federal Transit Administration; Program: Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310); Target population: Seniors and persons with disabilities; Type of trip allowed: General trips; Type of service provided: Assistance in purchasing vehicles, contract for services with existing transportation providers. Agency: Department of Transportation, Federal Transit Administration; Program: Capital Investment Grants (Section 5309); Target population: General public, although some projects are for the special needs of elderly persons and persons with disabilities; Type of trip allowed: General trips; Type of service provided: Assistance for bus and bus- related capital projects. Agency: Department of Transportation, Federal Transit Administration; Program: Job Access and Reverse Commute; Target population: Low-income persons (including seniors); Type of trip allowed: To access employment and related services; Type of service provided: Expansion of existing public transportation or initiation of new service. Agency: Department of Transportation, Federal Transit Administration; Program: Nonurbanized Area Formula Program (Section 5311); Target population: General public in rural areas (including seniors); Type of trip allowed: General trips; Type of service provided: Capital and operating assistance for public transportation. Agency: Department of Transportation, Federal Transit Administration; Program: Urbanized Area Formula Program (Section 5307); Target population: General public in urban areas (including seniors); Type of trip allowed: General trips; Type of service provided: Capital assistance, and some operating assistance, for public transportation. Agency: Department of Veterans Affairs, Veterans Health Administration; Program: Veterans Medical Care Benefits; Target population: Veterans (including seniors) with disabilities or low incomes; Type of trip allowed: To access healthcare services; Type of service provided: Mileage reimbursement or contract for service with existing transportation providers. Source: GAO. Note: As we previously reported, we were unable to determine the amount spent on transportation services through many of these federal programs. See GAO, Transportation-Disadvantaged Populations: Some Coordination Efforts Among Programs Providing Transportation Services, but Obstacles Persist, [Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-03-697] (Washington, D.C.: June 30, 2003). [End of table] Funds from the 15 programs follow various paths in providing transportation services to seniors (see fig. 2). Many of the programs are block grants or formula programs through which funds are distributed to states on the basis of certain criteria, such as population. State agencies then provide services directly or distribute the funds to local agencies, nonprofit organizations, transit providers, and other organizations. For example, funds from DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) are allotted by formula to state agencies, which then distribute the funds to private nonprofit organizations or local public entities (such as transit providers) to purchase vehicles or other equipment. In another example, funds from HHS's Grants for Supportive Services and Senior Centers (Title III-B) are distributed first to state units on aging according to the number of seniors residing in the state, and then to local AAAs, which generally contract for services with local transportation providers.[Footnote 14] In other programs, such as the Department of Labor's Senior Community Service Employment Program, some funds go through the state while other funds go directly to nonprofit organizations or local service providers. Finally, other programs--such as HHS's Rural Health Care Outreach Services Program--bypass state agencies altogether and go directly to local entities. Local entities can use funds from a variety of federal programs to provide transportation services to seniors. For example, AAAs can receive funds from the Title III-B program, DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310), and other federal programs. Figure 2: Flow of Transportation Funds from Federal Programs to Seniors: [See PDF for image] [End of figure] Federal Programs Enhance Senior Mobility by Addressing Certain Attributes of Senior-Friendly Transportation: The Beverly Foundation, a leading independent research organization on senior transportation issues, has identified the following "5 A's" of senior-friendly transportation service: [Footnote 15] * availability (service is provided to places seniors want to go at times they want to travel); * accessibility (e.g., door-to-door or door-through-door service[Footnote 16] is provided if needed, vehicles are accessible to people with disabilities, and stops are pedestrian-friendly); * acceptability (service is clean, safe, and user-friendly); * affordability (financial assistance is provided to those who need it); and: * adaptability (service is flexible enough to accommodate multiple trip types or specialized equipment). However, there are trade-offs involved in addressing any of the "5 A's." For example, improving the acceptability of service can increase the costs of providing service. Our review of federal programs' authorizing legislation and guidance, as well as interviews with federal program officials, indicates that most of the 15 key federal programs we identified in table 1 are generally designed to make transportation more available, accessible, and affordable to transportation-disadvantaged populations, such as seniors (see table 2). For example, HHS's Medicaid Program provides transportation that is free or low-cost for seniors. Some of the programs address other attributes of senior-friendly transportation, such as acceptability. For example, the Department of Education's Independent Living Services for Older Individuals Who Are Blind program can be used to train seniors in the use of the public transit system, making it both more accessible and acceptable to them. Table 2: Attributes of Senior-Friendly Transportation Service Addressed by the 15 Key Federal Programs That Fund Transportation Services for Seniors: Agency: Department of Education; Program: Independent Living Services for Older Individuals Who Are Blind; Attribute: Availability: No; Attribute: Accessibility: Yes; Attribute: Acceptability: Yes; Attribute: Affordability: No; Attribute: Adaptability: No. Agency: Department of Health and Human Services; Program: Community Services Block Grant Programs; Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Agency: Department of Health and Human Services; Program: Social Services Block Grants; Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Health and Human Services; Program: Grants for Supportive Services and Senior Centers (Title III- B); Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Health and Human Services; Program: Program for American Indian, Alaskan Native, and Native Hawaiian Elders (Title VI); Attribute: Availability: Yes; Attribute: Accessibility: No; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Health and Human Services; Program: Medicaid; Attribute: Availability: No; Attribute: Accessibility: No; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Agency: Department of Health and Human Services; Program: Rural Health Care Services Outreach Program; Attribute: Availability: Yes; Attribute: Accessibility: No; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Labor; Program: Senior Community Service Employment Program; Attribute: Availability: No; Attribute: Accessibility: No; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Transportation; Program: Capital and Training Assistance Program for Over-the-Road Bus Accessibility; Attribute: Availability: No; Attribute: Accessibility: Yes; Attribute: Acceptability: Yes; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Agency: Department of Transportation; Program: Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310); Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: Yes; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Agency: Department of Transportation; Program: Capital Investment Grants (Section 5309); Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: Yes; Attribute: Affordability: No; Attribute: Adaptability: No. Agency: Department of Transportation; Program: Job Access and Reverse Commute; Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Agency: Department of Transportation; Program: Nonurbanized Area Formula Program (Section 5311); Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: No; Attribute: Adaptability: Yes. Agency: Department of Transportation; Program: Urbanized Area Formula Program (Section 5307); Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: No. Agency: Department of Veterans Affairs; Program: Veterans Medical Care Benefits; Attribute: Availability: Yes; Attribute: Accessibility: Yes; Attribute: Acceptability: No; Attribute: Affordability: Yes; Attribute: Adaptability: Yes. Source: GAO. Note: This table focuses on the senior-friendly attributes addressed by the intent of the federal program as identified in federal program legislation and guidance and in interviews with federal officials. Grantees may actually address more of the five A's when delivering transportation services to seniors at the local level. [End of table] In addition to the 15 key programs identified in tables 1 and 2, the federal government helps to make transportation more senior-friendly through other programs and policies that provide or ensure access to transportation services for all disadvantaged populations (including seniors). Although seniors are not the target population of these other programs and policies, they often benefit from them. For example, seniors are eligible for many of the programs we identified in a previous report on the coordination of services for the transportation- disadvantaged.[Footnote 17] In that report, we identified 62 federal programs that can be used to provide transportation services, including the 15 programs identified above. For instance, seniors can benefit from the Department of Housing and Urban Development's Community Development Block Grant Program, which can be used to purchase and operate vehicles in low-income areas, and the Department of Labor's Workforce Investment Act Adult Services Program, which can be used to provide bus tokens or reimbursement for mileage to access training opportunities. Another federal program that does target seniors--Medicare, the federal health financing program covering almost all persons aged 65 and older and certain persons with disabilities--was not included in our list of 15 key programs because it funds only a very specific type of transportation service for seniors. Medicare covers medically necessary ambulance services when other means of transportation, such as a wheelchair van or a taxicab, are inadvisable, given the beneficiary's medical condition at the time. Medically necessary ambulance trips include both emergency care, such as responses to 911 calls, and nonemergency care, such as transfers from one hospital to another. Medicare covers nonemergency transports--both scheduled and nonscheduled--if the beneficiary is bed-confined[Footnote 18] or meets other medical necessity criteria, such as requiring oxygen on the way to the destination.[Footnote 19] Many programs and policies that address the mobility needs of persons with disabilities also benefit seniors. For example, the Americans with Disabilities Act (ADA) has resulted in changes to many transportation- related facilities, including transit vehicles and bus stops, that make transportation more accessible to seniors with disabilities as well as others. Other federal ADA-related activities can also benefit seniors. For example, the Department of Justice's Civil Rights Division is responsible for enforcing federal statutes, including the ADA, that prohibit discrimination on the basis of race, sex, handicap, religion, and national origin. In addition, Justice has published rules governing the design of transportation facilities, such as bus stops, to make them accessible to people with disabilities. Finally, the U.S. Architectural and Transportation Barriers Compliance Board--an independent entity within the federal government devoted to accessibility for people with disabilities--develops and maintains accessibility standards for transit vehicles, provides technical assistance and training on these standards, and ensures compliance with accessibility standards for federally funded facilities. Data Indicate That Some Types of Mobility Needs Are Not Being Met, but Information on the Extent of Unmet Needs Is Limited: The data on the nature of mobility needs that we obtained from research publications and interviews with federal officials, experts, and officials from 16 local AAAs indicate that federally supported programs are not meeting some of the mobility needs of transportation- disadvantaged seniors.[Footnote 20] In particular, (1) seniors who rely on alternative transportation have difficulty making trips for which the automobile is better suited, such as trips that involve carrying packages; (2) life-enhancing needs are less likely to be met than life- sustaining needs; and (3) mobility needs are less likely to be met in nonurban communities (especially rural communities) than in urban communities. However, there are few current or planned efforts to collect data for assessing the extent to which federally supported programs are meeting transportation-disadvantaged seniors' mobility needs. In addition, AAAs' methods for collecting and reporting data make it difficult to determine the extent to which transportation- disadvantaged seniors' needs are being met, in part because of a lack of federal guidance on how to assess needs. According to experts and local officials, barriers to assessing the extent of unmet needs include the lack of consensus on how to define or measure needs, a lack of federal guidance, and the difficulties of measuring the unmet needs of seniors who are not attempting to access publicly funded services. Federally Supported Programs Are Not Meeting Some Types of Mobility Needs of Transportation-Disadvantaged Seniors: Federally supported transportation services are meeting some, but not all, types of mobility needs of transportation-disadvantaged seniors. Although up to 75 percent of nondrivers aged 75 and older have reported being at least somewhat satisfied with their mobility,[Footnote 21] evidence from nationally published research and from interviews we conducted with federal officials, experts, and local aging professionals indicates that many of those seniors who are able to meet life-sustaining and life-enhancing needs are doing so because they have access to supportive family and friends who drive them or because they live in transit-rich cities. For those seniors who do not have access to these support structures or who live in nonurban areas, some mobility needs--especially those related to life-enhancing activities- -may not be met. Transportation-Disadvantaged Seniors Lack Alternatives to the Automobile That Provide Comparable Benefits: Data from nationally published research indicate that transportation- disadvantaged seniors prefer the automobile to other modes of transportation because it is readily available, can reach multiple destinations in the course of one trip, and can be used to access destinations that require carrying packages (such as shopping). In focus groups conducted by AARP,[Footnote 22] the general consensus among participants was that access to ready transportation provided by the private automobile is critical to overall life satisfaction. In comparison, seniors perceived other modes such as public transit, specialized transportation (such as senior vans), and walking as having inherent negative attributes--including time spent waiting, waits in bad weather, difficulty carrying items, scheduling requirements, infrequent service, and concerns about personal security and accessibility--that made them less attractive than driving or being driven. Consistent with this, a survey conducted by AARP found that senior nondrivers use automobile rides from family or friends more than other modes of transportation to get where they need to go (see fig. 3).[Footnote 23] Figure 3: Modes of Transportation Used by Nondrivers Aged 75 and Older: [See PDF for image] Note: Other modes include public transportation, senior vans, walking, and taxicabs. [End of figure] Even if seniors could overcome some of these negative perceptions of alternatives to the automobile, they may not be able to use the alternatives because the alternatives might be unavailable in their community or are inaccessible to seniors. In a survey by AARP, about 33 percent of senior nondrivers who reported that they did not use public transportation said that it was because public transportation was not available.[Footnote 24] In focus groups conducted for the Coordinating Council on Access and Mobility, HHS, and the National Highway Traffic Safety Administration, participants reported having trouble walking long distances, getting to the bus stop, getting on and off buses, and seeing street signs from the bus so that they knew where and when they should disembark.[Footnote 25] Similarly, more than one-third of the respondents in one study's focus groups reported that they would be unable to walk one-quarter mile to a bus stop.[Footnote 26] Transportation-Disadvantaged Seniors' Life-Enhancing Needs Are Less Likely to Be Met Than Life-Sustaining Needs: Data from nationally published research indicate that difficulty in getting the transportation they needed interfered with transportation- disadvantaged seniors' activities and trip-making, especially for life- enhancing needs such as social or recreational activities. For example, a report analyzing data from the 2001 National Household Travel Survey found that seniors who do not drive made 15 percent fewer trips to the doctor than drivers, but made 65 percent fewer trips for social, family, religious, and other life-enhancing purposes.[Footnote 27] In addition, although few seniors in an AARP survey[Footnote 28] reported that a lack of transportation interfered with their activities--such as getting to the doctor, their place of worship, the grocery store or drug store, or entertainment; shopping for clothes or household items; or visiting with friends--nondrivers were two to three times as likely as drivers to report that a lack of transportation interfered with such activities.[Footnote 29] Furthermore, a study that analyzed responses from seniors in focus groups reported that older adults who have stopped driving significantly curtailed their recreational activities. One participant who had stopped driving reported, "What I do now, my daughter tries to take me shopping once a week for heavy items, which is very helpful. But I'm accustomed to going from mall to mall and store to store to see things, you know, and I don't get around like that. I'm very limited."[Footnote 30] Federal officials and experts we interviewed also said that the available transportation options are not meeting seniors' mobility needs, especially for life-enhancing trips. Several experts said that, while mobility needs are being met for the majority of seniors who drive--and even for some transportation-disadvantaged seniors who live in transit-rich environments, who have access to supportive family and friends, or who have knowledge of and access to nonprofit or other organizations that provide transportation--the mobility needs generally are not being met for transportation-disadvantaged seniors without these options. Although a few officials and experts said that for most seniors, trips for life-sustaining needs (e.g., medical appointments) are likely being met, others said that such needs are not being met. Finally, the majority of AAA officials we interviewed said that transportation-disadvantaged seniors' needs were not being met. (Although 3 of the 16 AAAs said that needs were being met with the limited funding available, they also cited gaps in service.) Furthermore, although the AAA officials we interviewed were split in their perspectives on whether needs for travel to critical, life- sustaining activities were being met, nearly all said that needs for travel to life-enhancing activities such as church and shopping at the mall were not being met. In addition, all of the AAAs we interviewed imposed restrictions that limited or prioritized transportation services for life-sustaining activities. For example, many AAAs require advance notification (e.g., 24-hour notification) for service and most restrict service to approximately 9 a.m. to 5 p.m. on weekdays, which limits spontaneous travel and travel in the evenings when many cultural and social events take place. Furthermore, most AAAs offer transportation only within the counties or towns they serve, which limits access to activities. Finally, when we asked AAA officials about the destinations to which they provide transportation, most identified essential, life-sustaining sites, such as nutrition sites, medical facilities, grocery stores, pharmacies, public service agencies, and banks. Only a few AAAs offered transportation for life-enhancing activities, such as for recreational or cultural events, or for visits to spouses or other family or friends in long-term-care facilities, and some explicitly stated that they were unable to provide service for personal or life-enhancing activities. The AAA officials told us that all of these constraints were due to limited funding availability.[Footnote 31] Transportation-Disadvantaged Seniors' Needs Are Less Likely to Be Met in Nonurban Areas Than in Urban Areas: The travel of transportation-disadvantaged seniors living in nonurban communities is more restricted than the travel of transportation- disadvantaged seniors living in urban communities. A study analyzing 2001 National Household Travel Survey data indicated that older Americans living in small towns and rural areas who do not drive were more likely to stay home on a given day than their urban and suburban counterparts--63 percent of nondrivers in small towns and 60 percent of nondrivers in rural areas reported that they stayed home on a given day, compared with 51 percent of nondrivers living in urban and suburban areas.[Footnote 32] Alone, these data do not indicate that mobility needs are less likely to be met because of limited transportation options rather than other aspects that distinguish rural communities from urban ones, such as fewer activities and longer distances between destinations. However, data we obtained from other sources support the idea that the lack of transportation is a significant reason for these travel patterns. For example, in focus groups and interviews that AARP conducted in 2001 with seniors aged 75 and older, nondrivers living in the suburbs were less satisfied that their mobility needs were met than urban nondrivers. In addition to identifying feelings of lost freedom, diminished control, and altered self-image, several suburban participants noted that they make fewer trips and pursue fewer activities as nondrivers, whereas the urban nondrivers expressed more satisfaction with their ability to get around.[Footnote 33] In addition, in a survey by AARP, respondents living in cities reported that they were more likely to have public transportation available to them than respondents living in rural areas (see fig. 4).[Footnote 34] Figure 4: Percentage of Respondents Aged 75 and Older Who Have Public Transportation Available to Them, by Area: [See PDF for image] Note: Respondents were asked how they would describe their current residence: as a city, a suburban area around a city, a small town, or in the country. According to AARP's calculations, all of the estimates we cite from this study have sampling errors that do not exceed + or - 4.5 percent at the 95 percent confidence level. [End of figure] In addition, several federal officials and experts we interviewed said that the needs of transportation-disadvantaged seniors are not being met with available transportation options, especially for those seniors living in rural communities. Similarly, when we asked AAA officials whether transportation-disadvantaged seniors' needs were being met, nearly half offered the view that needs were not being met for those living in rural communities because of the long distances required to travel to facilities and the resulting need for the driver to wait to bring the senior back. In addition, some said there are geographic regions in rural areas that are not served at all by public transportation, taxicab, or other transportation providers. Data Are Limited on the Extent to Which Mobility Needs Are Being Met: Because most of the federal programs that fund transportation for transportation-disadvantaged seniors do not focus specifically on seniors or transportation (instead, seniors may be one of several target populations, and transportation may be one of several supportive services provided by the program), federal agencies have minimal program data about the extent of seniors' unmet transportation needs. Five of the 15 key federal programs that provide transportation to seniors--the Department of Education's Independent Living Services for Older Individuals Who Are Blind program and HHS's Social Services Block Grants, Community Services Block Grant Programs, Grants for Supportive Services and Senior Centers (Title III-B), and Program for American Indian, Alaskan Native, and Native Hawaiian Elders (Title VI)--collect some nonfinancial performance data related to senior transportation.[Footnote 35] Most of the data collected for these 5 programs provide only information on usage, such as the number of seniors receiving transportation services or the number of one-way trips provided to seniors. In addition, for transit programs that serve the general public, the Federal Transit Administration collects data on the number of rides and the number of people served, but these data are not broken out by federal program or by age. However, AOA officials told us that they are beginning to measure performance outcomes related to transportation services under the Title III-B program. On the basis of a national survey it conducted in 2004, AOA estimated that state and area agencies on aging provided transportation services to approximately 440,000 seniors in fiscal year 2003. AOA officials told us that most of the respondents rated the transportation services as good or excellent, and that many respondents reported that they relied on these services for all or nearly all of their local transportation needs. Although this information is useful in assessing the satisfaction of seniors who receive transportation services, it does not measure the extent of unmet needs. Officials from AOA and the Federal Transit Administration currently are assessing the state of data on seniors' mobility needs to identify baseline data on needs and available resources. Similarly, few AAAs use, or plan to use, data collection methods that enable them to determine the extent of seniors' unmet mobility needs-- that is, information on both the extent of need in the community and the capacity of services, including their own, to provide transportation to seniors to meet those needs. AAAs are required to determine the extent of need for supportive services (which could include transportation) provided through HHS's Title III-B program and to evaluate how effectively resources are used to meet such need.[Footnote 36] However, several AAAs we interviewed reported that they do not collect this type of data at all. Of those AAAs reporting that they do collect data on the extent of unmet needs, most collect data on the number of seniors who called the AAA to request transportation services that the agency was unable to provide (including data such as the number of trip denials and the number of seniors on a waiting list). There are a number of limitations to this type of data. For example, a few AAAs reported that waiting list data were not reliable in measuring the unmet needs of seniors because the data allowed multiple-counting of seniors who are wait-listed by more than one transportation provider or who periodically call for rides and are added to the waiting list each time they call. In addition, AAAs reported that waiting list data were not entirely representative of unmet needs because these data include information only on seniors who call for service and not on seniors who do not call (because no services are available, because they do not know what services are available, because they are tired of being turned down, because they moved to an assisted living facility since they had difficulty obtaining transportation, or because of some other reason) but who may still need rides. Furthermore, the waiting list data do not allow for calculating the number of seniors who were referred to other transportation services and were able to get rides through these other services. Only 2 of the 16 AAAs (the Salt Lake County Aging Services and the Bear River Association of Governments, both in Utah) have a method for determining the gap in transportation service by calculating the difference between the number of seniors who are in need of transportation and the number of seniors who are receiving service through other providers, or through family and friends. Finally, there is little information from national surveys and studies that addresses the extent to which transportation-disadvantaged seniors' needs are being met; rather, those surveys and studies focus on the nature of needs, as discussed in the previous section of this report. For example, one report prepared by DOT's Bureau of Transportation Statistics analyzes 2002 data from the Transportation Availability and Use Survey on the travel behavior of persons with disabilities, but the findings are not broken down by age.[Footnote 37] Another Bureau of Transportation Statistics report analyzing the same data source provides some insights on the types of travel problems encountered by seniors with disabilities, but it does not provide data that can be used to measure the extent of those seniors' transportation needs or to determine whether those needs are being met.[Footnote 38] There Are Several Barriers to Assessing the Extent of Unmet Need: Senior mobility experts told us that there is no clear-cut definition of mobility needs, making it difficult to determine the extent to which such needs are being met. Although many of the experts we contacted mentioned the distinction between life-sustaining and life-enhancing needs, they did not provide a more concrete definition. Many of these experts also said that they were not aware of an agreed-upon standard or benchmark for assessing seniors' unmet mobility needs. One researcher said that the topic of seniors' mobility needs is just beginning to be discussed in the literature, so a standard has not yet been developed. In addition to the lack of consensus on definitions or measures of need, there is also little guidance on assessing mobility needs. Although some of the 15 key federal programs we identified require state or local agencies to assess the need for services, federal agencies provide little guidance on how to do this. As previously noted, HHS's Title III-B and Title VI programs--through which AOA provides grants to states and Native American tribes for senior services--require AAAs to prepare a plan that includes an assessment of the needs of disadvantaged seniors, which could include transportation needs.[Footnote 39] Furthermore, the Older Americans Act, as amended, requires AOA to provide guidance to states on assessing needs, specifically "to design and implement [for program monitoring purposes]…procedures for collecting information on gaps in services needed by older individuals" and "procedures for the assessment of unmet needs for services."[Footnote 40] Although AOA has developed general guidance for Native American tribes on conducting needs assessments for its Title VI program, the program guidance that the agency provides to states for its Title III-B program does not include guidance on how to assess and measure needs or on specific data collection methods. As a result of the lack of guidance on assessing need, most of the AAAs that we interviewed reported assessing seniors' unmet mobility needs using a range of data collection methods that resulted in data not specific enough for planning purposes, and not indicative of the precise extent to which seniors' mobility needs are being met. While some AAAs said they did not need additional data, other AAAs we spoke with said that more precise information on the extent of unmet need would be useful in designing services and getting political support and funding for services, but some do not have the staff, funds, or expertise to develop methodologies to do this. They said that guidance from the federal government in this regard would be very useful. Officials at AOA said that, in the past, they have not provided guidance to state and local aging agencies on how to assess needs for the Title III-B program because they received feedback that state and local aging agencies had a more immediate desire for guidance on assessing the quality of service and collecting information on client characteristics. To this end, AOA is currently developing a plan for evaluating the various supportive services, including transportation, provided through its Title III-B programs. The evaluation effort will address the needs of states and communities for supportive services and the extent to which the Title III-B program is meeting the needs and preferences of the elderly for those services. As part of the evaluation, AOA plans to address questions about the role of AAAs in providing supportive services, how needs assessments are performed by state and local entities, and how the results of those assessments are used by states in implementing the Title III-B program. On the basis of the results of our interviews with AAA representatives, the AOA official responsible for the planned evaluation said that it would be useful to obtain some additional information during the evaluation to determine the need for services under the Title III-B program, including (1) identifying how needs should be defined and measured; (2) determining the range of methodologies that AAAs use for assessing seniors' need for services, including transportation, and unmet needs; and (3) identifying the kinds of guidance that AAAs want from AOA and states to help them perform their required needs assessments. AOA plans to complete its evaluation of this program by January 2006. Other federal program regulations also require or encourage local agencies to assess need to be eligible for funding. For example, DOT's Capital and Training Assistance Program for Over-the-Road Bus Accessibility (which provides funds to bus operators to help make their services more accessible to persons with disabilities) lists "identified need" as one of the criteria for selecting grantees, and HHS's Community Services Block Grant Program (which provides funds for services to address the needs of low-income individuals) requires grantees to assess need for services and report this information to the state. However, these agencies do not provide guidance for assessing need for most of these programs. DOT officials said that they allow local applicants for the Capital and Training Assistance Program for Over-the-Road Bus Accessibility to decide what measures to use to demonstrate need, and the measures vary accordingly. For example, some of these applicants have provided information on the number of trips that were denied for lack of an accessible vehicle, while other applicants demonstrate need on the basis of the number of trips provided using an existing lift-equipped vehicle. For its Job Access and Reverse Commute Program, DOT asks applicants to provide data on the percentage of low-income persons in the area as well as on transportation gaps between existing services and employment opportunities for these persons, and the agency provides some guidance on how to identify such gaps.[Footnote 41] HHS provides some guidance for assessing the need for services under the Community Services Block Grant Programs, but the guidance is for assessing a wide range of services, of which transportation is only one. Federal officials report that it is difficult to measure unmet mobility needs largely because of difficulties in measuring the unmet needs of those transportation-disadvantaged seniors who are not trying to access transportation services (such as those who do not call for service because they have given up trying to get transportation or are not aware of services). Some AAA officials and federal officials said that collecting this type of data is time-consuming and expensive. In addition, there may be other difficulties in reaching these seniors. For example, they may have difficulty hearing questions posed over the telephone, may be wary of providing personal information, or may be reluctant to admit that they need assistance or that they can no longer safely drive themselves to activities they need or want to attend. Transportation Service Providers Implement Practices That Enhance Senior Mobility with Some Federal Support, but Implementation Difficulties Remain: Transportation providers use a variety of practices--which we have grouped into three categories--to enhance the mobility of transportation-disadvantaged seniors and promote the cost-effective delivery of transportation services. These include practices that (1) improve service efficiency through increasing the use of technology and by coordinating services with other providers in the community; (2) improve customer service by providing training sessions for service staff and seniors, using vehicles that can accommodate seniors' mobility challenges, and increasing the level of service provided; and (3) leverage existing resources by increasing volunteer involvement and forging financial partnerships with public and private entities in the community. According to the local service providers we interviewed, these practices, which were implemented with some federal support, resulted in more senior-friendly transportation services and more cost- effective service delivery. All 10 local transportation service providers we interviewed indicated that they had been able to use funds from 1 or more of the 15 key federal programs in implementing practices that enhance senior mobility. The most commonly used programs were DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) and HHS's Title III-B and Medicaid Programs, followed by DOT's Nonurbanized Area Formula Program (Section 5311), and HHS's Community Services Block Grant Programs. However, according to the providers we interviewed, certain characteristics of federal programs may impede the implementation of practices that enhance transportation-disadvantaged-seniors' mobility. Certain Practices Enhance Transportation-Disadvantaged Seniors' Mobility and Promote Cost-effective Delivery of Services: According to a 2002 report prepared by DOT's Transit Cooperative Research Program (hereafter referred to as the TCRP report),[Footnote 42] local transportation providers have implemented a number of program practices to improve public transportation services for seniors. The 10 local service providers we interviewed in urban and rural areas have implemented some of these practices, as discussed below. Improvements to Service Efficiency: Increasing the use of technology: According to the TCRP report, using advanced technology can improve efficiency, productivity, and cost- effectiveness. Global Positioning Systems (GPS) and other advanced technologies can provide real-time information about where vehicles are located, when they will arrive to pick up a senior, and how long the trip may take. Two of the 10 local service providers we interviewed are using advanced technology to improve their trip scheduling. For example, Sweetwater Transportation Authority in Rock Spring, Wyoming, is using GPS technology on board each bus, connecting the bus to software that will automatically schedule rides and provide an accurate estimated time of arrival to passengers. The Friendship Center, which offers door-through-door transportation services in Conroe City, Texas, is involved in the early stages of implementing a computerized dispatching and mapping system that will allow same-day scheduling to transport seniors to their destinations. In the past, all scheduling was done manually and seniors often had to call 48 hours in advance to schedule a ride. According to Friendship Center officials, the implementation of the computerized mapping system will increase efficiency and coordination of their transportation service, which will also improve the level of service provided to seniors. Coordinating transportation services: According to the TCRP report and our previous work, coordination of transportation services can improve the overall efficiency of operations, increase the productivity of services, reduce service costs, and increase mobility.[Footnote 43] Our previous work indicated that the extent of coordination of transportation services varies. Several service providers we interviewed have implemented a coordinated transportation service, including Mountain Empire Older Citizens (MEOC), which is located in central Virginia.[Footnote 44] MEOC recognized that coordination was needed because each human service agency in the area was transporting its own clients exclusively, while other vehicles from other agencies were picking up passengers in the same area. Under its coordination contract, MEOC leases vehicles from other specialized transportation service providers and coordinates all aspects of transporting their clients (including other transportation-disadvantaged groups, such as people with developmental disabilities). As a result, MEOC has maximized the efficient use of vehicle fleet and realized cost savings in service delivery, according to an agency official. Another service provider, the Friendship Center, coordinates its transportation services with medical facility staff to schedule medical appointments for seniors. The dispatchers at the center work directly with the medical providers to schedule medical appointments for seniors when the center's transportation services are available. In addition, the center's hours for transportation services reflect those of the medical centers. By coordinating their services, the center helps ensure that seniors do not encounter transportation scheduling problems. Lastly, Medical Motor Service, which provides transportation and brokerage[Footnote 45] services to seniors in Monroe County, New York, coordinates with other nonprofit agencies to provide volunteers who serve as "shopping buddies" to help seniors carry packages or assist them with their groceries. Improvements to Customer Service: Providing training to staff and seniors: According to the TCRP report and a brochure on innovative transit services for seniors developed by the Beverly Foundation and the Community Transportation Association of America (hereafter, Innovations Brochure),[Footnote 46] training for service staff--particularly drivers--and for senior riders is important in improving transportation services. The TCRP report states that staff training should address customer service issues, such as the need for polite and courteous interactions by drivers with passengers and the physical constraints seniors encounter while using public transportation. The TCRP report also indicates that customer service training should be part of an overall change in organizational focus, from just operating vehicles to serving customers. Several service providers we interviewed were implementing training to improve customer service by helping seniors feel more comfortable while being transported. For example, Altoona Metro Transportation, which provides public transit service to the general public in central Blair County in Pennsylvania, developed a driver-training sensitivity program through which drivers receive specialized training to recognize the diverse needs of seniors. In what is considered a "hands-on" session, drivers wear special glasses to distort their vision so that they can temporarily experience the physical limitations that some seniors face while riding public transportation. An Altoona Metro official also told us that drivers are encouraged to socialize with senior passengers and foster relationships to make seniors feel comfortable and welcomed. In addition to training for staff, providers are also implementing travel- training programs to teach seniors who are not accustomed to using transit services how to use public transportation. One service provider, North County Lifeline, Inc. (a curb-to-curb[Footnote 47] transit service located in the northern San Diego area), developed a travel-training program for seniors to learn about public transit and reduce any concerns they may have about personal safety when using transit. The program includes instruction in how to problem-solve, map out a trip, make transfers, and understand the rights and responsibilities they have while riding public transportation. Using vehicles that can accommodate seniors' mobility challenges: Using vehicles that accommodate the mobility challenges of seniors--such as purchasing low-floor buses,[Footnote 48] equipping vehicles with lifts, or modifying vehicles to make them identifiable and visually appealing (by using buses with distinctive colors to designate specific routes or with large see-through windows)--may help address some of the physical challenges (such as difficulties boarding a bus or van) and emotional challenges (such as concerns about boarding the wrong bus or personal safety) that seniors may face while using public transportation. For example, the TCRP report states that low-floor buses provide advantages over conventional buses because they shorten the distance between the first step on the bus and the curb (e.g., the first step on a conventional bus is approximately 9 to 12 inches above the curb, whereas the first step on the latest low-floor buses is less than 3 inches above the curb). However, there may be constraints in using such buses--one service provider we interviewed found them impractical for the provider's service area, which contains hilly terrain[Footnote 49] and many narrow streets. The majority of service providers we interviewed use lift-equipped[Footnote 50] vehicles to transport seniors who use wheelchairs. Several of the service providers are also using vehicles that are easily identifiable and visually appealing to further address concerns seniors may have about using public transportation. For example, several of the service providers we interviewed said that they transport seniors in vehicles that are color-coded to designate specific routes or that have large, nontinted windows to limit the confusion that seniors face while trying to determine which bus to board, to provide a sense of personal security, and to "demystify" public transportation for seniors. Increasing level of service: According to the TCRP report, increasing overall service levels is vital to meeting the mobility needs of a growing senior population. Some of the local service providers we interviewed said that the practices they implemented allowed them to improve their services by expanding service hours for life-sustaining trips (as much as their funding allows), accommodating all requests as they arise (even if that means temporarily modifying a route), and expanding services to include life-enhancing trips (e.g., field trips sponsored by senior centers and trips to a therapeutic warm-water pool program). For example, a MEOC official told us that the provider expanded its service from 8 hours to 12 hours per day on weekdays to provide transportation for life-sustaining trips (e.g., medical appointments), and that the agency plans to modify an existing route to provide service regardless of how little notice is given. MEOC's computer scheduling system enables dispatchers to radio the nearest driver and ask him or her to modify the current route to fit in an extra pick-up or drop-off. In another example, Gold Country Telecare, a nonprofit agency that provides accessible specialized transportation in rural northern California, learned through interviews with others in the local community involved in senior transportation that seniors were often isolated on weekends, when transportation services were rarely available for them. To address this need, the agency increased its service level by implementing an all-day Sunday transportation service for seniors to get to church or other activities, such as grocery shopping. Improvements to Leverage Available Funds: Increasing volunteer involvement: According to the TCRP report and the Innovations Brochure, volunteer involvement may lead to cost savings in delivering transportation services to seniors by reducing the need for paid staff. The local service providers we interviewed used volunteers in a variety of ways. For example, Gold Country Telecare implemented a volunteer driving program under which volunteers are reimbursed for mileage expenses incurred in using their personal vehicles to transport seniors to medical and health treatment facilities located in a nearby urban center. According to a Gold Country Telecare official, this program allows seniors to participate in health therapies or medical services not found in their rural community. OATS, Inc., a transportation service provider in Missouri, uses volunteers who act as dispatchers, taking calls in their homes from people in the community who need trips. The volunteers transfer requests to the driver, who then schedules the trips. The use of volunteers allows OATS to provide more cost-effective and more frequent service by avoiding the administrative expense of having an office in each of the 87 counties it serves. Furthermore, according to an OATS official, the value of the volunteer hours (including the in-kind allowance for the use of their personal telephones and space in their home) translates into approximately $1.6 million in cost savings per year.[Footnote 51] Forging partnerships with private and public entities: The TCRP report suggests forging financial partnerships with public and private entities in the community to address funding concerns and to diversify funding sources. Several of the local service providers we interviewed developed private/public partnerships such as (1) contracts with private entities to engage in revenue-enhancing activities, such as using the service providers' vehicles to transport other groups when the vehicles were not being used for senior transportation or transporting seniors to specific locations, such as shopping sites, or (2) joint agreements with human service agencies to provide specialized services for clients who need additional assistance. For example, the Friendship Center contracts with private entities to provide shuttle services from employee parking to employment sites, from overflow parking lots to special event venues, to community churches on Sunday mornings, and other similar transportation services. According to center officials, these additional contracts for shuttle services bring in approximately $140,000 in additional annual revenue, which is being used to provide additional senior transportation services and represents approximately 15 percent of the center's annual budget for senior transportation. Another local service provider that diversified its funding sources, Medical Motor Service, developed a partnership with a regional private supermarket to supplement its fund-raising efforts. Under this arrangement, Medical Motor Service receives approximately $300,000 in annual funding from the supermarket to transport seniors to and from the grocery store. This sum represents 18 percent of the provider's annual senior transportation budget. As a result of this arrangement, seniors residing in 55 housing complexes have transportation for grocery shopping or for renewing medical prescriptions at any of the 14 supermarkets located in Monroe County. However, one trade-off in having an exclusive partnership with one grocery store chain is that, unlike seniors (and others) who can drive, seniors who rely on such a service do not have a choice of where to shop. In that regard, Special Transit, a local service provider in Boulder, Colorado, identified a need to diversify its funding sources to reduce dependence on any one source of funds, helping to ensure continuity of service for all of its clients, including seniors. To do so, it hired an outreach coordinator to identify other service providers in the community (such as senior day care programs, senior centers, and local hospitals) that were interested in having Special Transit provide transportation services. In addition, the coordinator was tasked with identifying opportunities for generating private donations. Through its partnerships, Special Transit reduced its dependence on public funding (including federal and local government grants and matching funds) from more than 80 percent of its total revenue sources in the mid-1980s to approximately 65 percent in 2004. Presently, Special Transit's service contracts and private donations account for approximately 30 percent of its total revenues. Summary of Practices and Funding Sources: Table 3 provides examples of some of the practices and federal funding sources used by the local service providers we interviewed.[Footnote 52] Table 3: Practices Implemented and Funding Sources Associated with Selected Local Transportation Service Providers: Provider name and associated federal funding sources: Altoona Metro Transportation; * Section 5307; * Section 5309; Practices: Training and safety: Driver sensitivity training program; Practices: Vehicle modification: Low-floor buses; Practices: Service delivery: Markets its services specifically to seniors; Practices: Volunteer involvement: Senior companion volunteers promote "Bus-Buddy" program. Provider name and associated federal funding sources: Friendship Center; * CSBG; * Section 5310; * Title III-B; Practices: Technology: Computerized mapping system to schedule same- day service; Practices: Coordination of services: Coordinates with medical facility staff to schedule medical appointments for seniors; Practices: Vehicle modification: Lift-equipped vehicles; Practices: Service delivery: Customer-focused organization; Practices: Financial partnerships: Uses vehicles after hours to increase revenue through contracted services. Provider name and associated federal funding sources: Gold Country Telecare, Inc; * SCSEP; * Section 5310; * Title III-B; Practices: Vehicle modification: Lift-equipped vehicles; Practices: Service delivery: Sunday transportation service and follow-up and preventive healthcare transportation services; Practices: Volunteer involvement: Neighbor- to-neighbor volunteer driver program. Provider name and associated federal funding sources: Medical Motor Service; * Medicaid; * Section 5310; * Title III-B; Practices: Coordination of services: Coordinates with other nonprofit agencies to provide senior shopping buddies; Practices: Vehicle modification: Wheelchair-accessible vehicles; Practices: Service delivery: Provides door-to-door escort service; Practices: Financial partnerships: Contracts with regional grocery chain to transport seniors for grocery shopping. Provider name and associated federal funding sources: Mountain Empire Older Citizens, Inc; * Medicaid; * SCSEP; * Section 5310; * Section 5311; * Title III-B; Practices: Coordination of services: Coordinates transit system that provides door-through-door, one-on-one services to special needs populations; Practices: Vehicle modification: Lift-equipped vehicles; Practices: Service delivery: Customer-friendly and flexible service to meet the needs of a multicounty rural community; Provider name and associated federal funding sources: North County Lifeline; * Section 5307; * Section 5310; Practices: Coordination of services: Collaborates to establish a Web- based referral system to highlight transportation options for seniors and assist social service providers; Practices: Training and safety: Travel-Training Program teaches seniors how to use fixed-route transportation; Practices: Vehicle modification: Lift-equipped vehicles. Provider name and associated federal funding sources: OATS, Inc; * CSBG; * JARC; * Rural Health; * Section 5310; * Section 5311; * SSBG; * Title III-B; Practices: Volunteer involvement: Use volunteers to fulfill functions such as dispatching calls to drivers, fund-raising, and serving as liaisons to the community. Provider name and associated federal funding sources: Special Transit; * Medicaid; * Section 5310; * Section 5311; * Title III-B; Practices: Training and safety: Easy Rider Program teaches seniors how to use fixed-route transportation; Practices: Vehicle modification: Vehicles have large, nontinted windows to alleviate seniors' safety concerns. Practices: Volunteer involvement: "Friends and Family" mileage reimbursement program. Provider name and associated federal funding sources: St. John's County Council on Aging; * JARC; * Medicaid; * Section 5310; * Section 5311; * Title III-B; Practices: Coordination of services: Coordinates services with local transit authority and taxicab services; Practices: Training and safety: Driver-training program that emphasizes safety and customer service; Practices: Vehicle modification: Vehicles are brightly decorated to attract senior ridership; Practices: Service delivery: Customer-focused organization. Provider name and associated federal funding sources: Sweetwater Transportation Authority; * CSBG; * Medicaid; * Section 5310; * Section 5311; Practices: Technology: Global Positioning Systems technology on vehicles to aid in accurate and automatic trip scheduling; Practices: Coordination of services: Coordinates transportation software with city and county emergency response transportation systems. Legend: CSBG: Community Services Block Grant Programs: JARC: Job Access and Reverse Commute: Rural Health: Rural Health Care Services Outreach Program: SCSEP: Senior Community Service Employment Program: Section 5307: Urbanized Area Formula Program: Section 5309: Capital Investment Grants: Section 5310: Capital Assistance Program for Elderly Persons and Persons with Disabilities: Section 5311: Nonurbanized Area Formula Program: SSBG: Social Services Block Grants: Title III-B Grants for Supportive Services and Senior Centers: Source: GAO analysis of interviews with local service providers and a review of the senior mobility literature. [End of table] Local Practices Have Enhanced the Senior-Friendliness and Cost- effectiveness of Services: The implementation of these practices contributed to the improvement of senior transportation services by making them more senior-friendly, according to the 10 local service providers we interviewed. In particular, these practices collectively addressed the five A's of senior-friendly transportation previously discussed--availability, accessibility, acceptability, affordability, and adaptability--as follows: * The majority of service providers told us that they made transportation services readily available for seniors to get to needed medical locations. * The 10 providers said that their services are tailored to ensure that seniors can access the vehicles: that is, pick-up locations are easy for seniors to walk to, one-on-one escort service is available to seniors who need special assistance, or lift equipment is installed in the vehicles. * Several service providers stated that they use vehicles that are identifiable and visually pleasing to make sure their vehicles are acceptable to seniors. * Most of the service providers also indicated that their services are affordable because they are free to seniors or minimal donations are requested at the time of service. * More than half of the service providers said that their services are adaptable and flexible enough to accommodate the service requests and the mobility limitations some seniors may have. In addition, the majority of the service providers we interviewed said that their organizations realized cost savings and increased the quality and quantity of service by implementing the practices. For example, as previously noted, the coordinated transportation service implemented by MEOC allowed lower per-unit costs, which also resulted in cost savings for all the agencies involved. According to a MEOC official, the cost savings allowed MEOC to increase the number of trips provided, increase the hours of operation, continue to afford dispatchers, hire more transportation managers, and provide adequate training for drivers--all of which translated into improvements in the quantity and quality of service to MEOC's clients. Federal Programs Support the Implementation of Practices That Enhance Transportation-Disadvantaged Seniors' Mobility to Some Extent: According to the service providers we interviewed, the most common way in which federal programs support the implementation of practices that enhance transportation-disadvantaged seniors' mobility is by providing funding. As previously noted, the 10 providers we interviewed use funds from at least 1 of the 15 key federal programs in implementing practices that enhance transportation-disadvantaged seniors' mobility.[Footnote 53] (See table 3 for the federal funding sources associated with each service provider.) We found that DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) and HHS's Grants for Supportive Services and Senior Centers (Title III-B) and Medicaid Programs are the federal programs most often used by the 10 providers we interviewed, followed by DOT's Nonurbanized Area Formula Program (Section 5311) and HHS's Community Services Block Grant Programs. According to some of the service providers, the federal programs had both a direct and an indirect role in providing technical assistance for the implementation of practices to enhance transportation- disadvantaged seniors' mobility. In some cases, federal programs provided direct technical assistance (by providing information on how to apply for program funding or how to implement the service or by providing contact information for other resources) through program representatives or through the program's Web site. Several providers stated that, as grantees, they obtained technical assistance from DOT's Intelligent Transportation Systems (ITS) program,[Footnote 54] which assigned consultants to their organizations to provide assistance in selecting software and hardware and developing requests for proposals. One service provider further added that he found DOT's ITS program Web site to be useful in obtaining information on best practices and on other technology-related resources. Another service provider received technical assistance through both Federal Transit Administration representatives and the state's transit association on how to obtain funding through the Job Access and Reverse Commute Program. In other cases, some providers stated that the federal government indirectly provided guidance or technical assistance. For example, guidance on implementing practices and marketing services to the senior community was provided through federally funded professional organizations, such as the Community Transportation Association of America and the National Academy of Sciences' Transportation Research Board. Other service providers we interviewed told us that the federal programs did not provide assistance (other than funding) or guidance on implementing practices to enhance transportation-disadvantaged seniors' mobility, so they had to look to other state and regional transit agencies or other local transportation service providers to provide guidance or technical assistance. One service provider said that it researched and sought out other mobility management programs and travel-training programs to learn how to implement such programs, because this information was not available from federal or state agencies. Several providers told us that finding information on successful practices for enhancing transportation-disadvantaged seniors' mobility required considerable staff time and other resources, and that a centralized source--particularly a Web-based source--for such information would be useful. Many of the providers suggested that providing such a Web site would be an appropriate role for the federal government. AOA, the lead federal agency for coordinating programs for seniors and the dissemination of information relevant to seniors, has some transportation information available on its Web site, but there are some limitations to this information, as discussed in more detail in the section below on senior mobility obstacles and strategies. Local Transportation Service Providers Continue to Face Difficulties in Implementing Practices That Enhance Transportation-Disadvantaged Seniors' Mobility: According to the local providers we interviewed, certain characteristics of federal programs can impede the implementation of practices that enhance transportation-disadvantaged seniors' mobility. Although federal programs provide financial support for practices that enhance senior mobility, an expert in senior mobility and several service providers stated that receiving federal funds entails burdensome reporting requirements. Often, the local service providers receive funding from several federal programs with different reporting requirements and therefore have to submit several different reports calling for different data. One provider stated that submitting all of the required documentation for DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) and HHS' Grants for Supportive Services and Senior Centers (Title III-B) Program necessitated the dedication of 720 administrative hours each year (equivalent to over $10,000), costing the provider more in administrative costs than the actual funding received through the federal programs.[Footnote 55] Another service provider we interviewed said it has designated about 1,690 administrative hours annually to complying with the reporting requirements of the Title III-B program, Medicaid, and DOT's Congestion Mitigation and Air Quality Improvement Program,[Footnote 56] including doing such tasks as tracking the different data requested by each program, organizing documents, and following up on required information.[Footnote 57] The provider noted that the 1,690 hours (equivalent to about $60,000 in costs) represented a significant portion (14 percent) of the total federal program funding received under those programs.[Footnote 58] Federal officials have told us that the Coordinating Council on Access and Mobility--a federal body, consisting of representatives from 10 federal agencies, including the Departments of Education, Labor, Health and Human Services, Transportation, and Veterans Affairs, that is charged with coordinating transportation services provided by federal programs and promoting the maximum feasible coordination at the state and local levels--is examining possible ways to streamline reporting requirements of the various federal programs that fund transportation for disadvantaged populations. Council officials said that a paper addressing this issue will be developed and presented in 2004 or early 2005. Some of the local providers said that federal guidance on how to apply for funding and comply with reporting procedures is limited. For example, one service provider stated that it has not received technical guidance from DOT that explains the funding process for the Urbanized Area Formula Program (Section 5307). Instead, the provider contacted other local nonprofit organizations to seek their technical assistance in understanding the funding process, but the funds were delayed in the meantime. The provider said that it contacted local DOT representatives but was unable to determine the cause of the delay in funds. As a result, the provider said that it had to convince its nonprofit board of directors to continue to provide services without the promised federal funds so that seniors would still have transportation services available. Lastly, several of the service providers perceive that program guidelines are rigid and lack flexibility, although the federal officials we contacted disagreed with the providers' interpretations. For example, one provider stated that the program guidelines for DOT's Nonurbanized Area Formula Program (Section 5311) are very rigid in that the funds may only be used for transportation for the general public. The service provider stated that the Section 5311 guidelines require it to track the type of passenger who requests demand-response service and the trip destination. If a senior requests transportation to a senior center or any other human service program destination, the service provider told us it must find another funding source (e.g., Title III- B) for that trip because Section 5311 funding is designated for general rural transportation services and not specialized services. However, a DOT official told us that rural transit providers receiving Section 5311 assistance may transport a senior to a senior center if the service is also made available to the general public. Experts and Stakeholders Suggested Strategies for Overcoming Mobility Obstacles: Through a review of the literature and interviews with experts on senior transportation and aging, representatives of pertinent professional associations and advocacy groups, local officials, and transportation service providers, we identified several obstacles to addressing transportation-disadvantaged seniors' mobility needs and potential strategies that the federal government and other government levels, as appropriate, can consider taking to better address those needs and enhance the cost-effectiveness of the services delivered. We grouped these obstacles and strategies around three themes: (1) planning for alternatives to driving as seniors age to extend the lifespan of their mobility, (2) accommodating seniors' varied mobility needs, and (3) leveraging federal and other government funding to better use limited resources. The suggested strategies for addressing obstacles to senior mobility involve certain trade-offs, and these obstacles, strategies, and trade-offs are discussed in each of the following sections. Helping Seniors Plan for Alternatives to Driving Could Increase the Lifespan of Their Mobility: Figure 5: First Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: [See PDF for image] [End of figure] Seniors who have relied on driving as their primary mode of transportation may experience a sharp decline in mobility if their driving becomes limited or ceases. In addition, some seniors may continue to drive even when it is no longer safe for them to do so because they do not have, or do not know about, alternative transportation options. In focus groups conducted by AARP, few participants indicated that they had ever thought about giving up driving in advance of doing so. Sixty percent of the seniors surveyed in another study thought they would get a ride from family members or friends when they could no longer drive themselves. Several experts have reported that seniors and their caregivers are not sufficiently encouraged--by federal and other government entities, family members and other caregivers, the medical profession, and others--to identify and use multiple transportation modes for their routine trips. As a consequence, seniors may perceive that driving is their only viable option, and they may become isolated or risk driving when it is unsafe for them to do so. For the large number of seniors who routinely drive, experts and local service providers have suggested ways to facilitate a gradual transition from driver to nondriver and to incorporate additional transportation modes into seniors' daily travel. Advocacy groups, such as AARP, have found that seniors have a strong preference for driving as their primary mode of transportation, and the transition from driver to nondriver may be particularly challenging for seniors as they age. While some types of driver-screening programs are currently available in some communities,[Footnote 59] the federal government could make them more widely and consistently available by supporting or encouraging state governments to implement such programs to help seniors and their caregivers assess their driving abilities. Seniors could also be offered--through new and existing programs--additional training, physical therapy, or adaptive equipment to address weaknesses identified in the screening (e.g., larger rear-view mirrors and pedal extenders can help seniors who have difficulty turning their heads or reaching the pedals). AOA officials told us that they have historically worked with AARP's Mature Driving Program, the American Automobile Association, and others to provide support to seniors in addressing their driving abilities, but that sustaining an effort in this area would likely require new funding. DOT's National Highway Traffic Safety Administration (NHTSA), in partnership with other federal agencies, the American Occupational Therapy Association, the American Society on Aging, and others, has begun promoting some programs to help seniors extend the lifespan of their mobility by making driving choices that maximize their personal and community safety and using transit before it is their only transportation option. For example, NHTSA is pilot testing a social marketing program to increase awareness of senior transportation challenges and options. In each of the test sites, community groups have surveyed people aged 65 and older regarding their perceptions about safer driving behaviors, other modes of transportation, and how easy or difficult it is for them to get around in their communities. The groups then publicized the survey results and initiated a community discussion about how to help people remain safely mobile and active as they age. According to a NHTSA official, a final report with a prioritized set of recommendations and a booklet containing materials tested by the community groups will be prepared later this year. Experts, advocacy groups, and local officials have also suggested providing a continuum of services to accommodate different trip purposes and different levels of need. Such services could include safety programs for older drivers; ridesharing information; and public transportation and paratransit options,[Footnote 60] including escorts and financial assistance. The federal government is currently developing ways to support informed driving choices and encourage state and local agencies to provide information on the alternative transportation options available to seniors who can no longer safely drive or are not comfortable driving in certain conditions, such as at night or in poor weather. For example, NHTSA (in conjunction with the American Society on Aging) has developed Web-based seminars to help seniors and their families make appropriate driving choices that maximize their personal and community safety. These seminars can also help communities maximize seniors' mobility options. In addition, the Easter Seals Caregiver Project (funded by the Federal Transit Administration and AOA) has developed a template for identifying all of the transportation options that are available to seniors in a typical community. The template is designed to help seniors and their caregivers know what services are available to them and to help service providers, caseworkers, and city and county planners assess transportation options and identify gaps in transportation services. Experts also suggested a publicity campaign to raise awareness about the importance of planning for seniors' future mobility needs, as well as training programs for seniors on how to access the transportation modes available in their communities. Local service providers and an expert suggested that the Internet could be a valuable resource in disseminating information. For example, one local service provider collaborated to develop a Web-based database of transportation options for seniors in its service area, which reduced duplication in referral services and provided comprehensive and current information on transportation options to stakeholders and seniors. The service provider stated that the result was an interactive, user- friendly Web site that provided seniors with appropriate, individualized information on transportation and referral services and enabled social service organizations, healthcare agencies, community groups, and caregivers to locate information on transportation options. Such information could also be available in document format for those seniors and organizations that prefer not to use the Internet or do not have access to it, although experts suggest that future generations of seniors will be progressively more familiar and comfortable with technology, especially as the "baby boomers" join the senior population. The trade-off in encouraging driver-screening programs and publicizing alternative transportation options is that these strategies would increase their use. Such an increase would have both positive and negative results. According to experts and local aging officials, more demand would put additional pressure on already stretched transportation programs, but also would mean that more seniors are able to access the services available to them or are not driving when it is unsafe for them to do so. Growing Senior Population Could Benefit from Policies That Accommodate Its Varied Needs: Figure 6: Second Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: [See PDF for image] [End of figure] The mobility needs of seniors vary, depending on differing mobility limitations they may experience and the reasons they may need transportation (such as for work, volunteer activities, medical appointments, and recreation). However, according to experts, advocacy groups, and local officials, traditional transportation services are not always designed to meet those varied needs of seniors, particularly transportation-disadvantaged seniors. The health and mobility limitations that prevent seniors (particularly seniors aged 85 and older) from driving may also present obstacles when they use public transit, paratransit, taxicabs, and other transportation options. [Footnote 61] Many seniors also live in suburban and rural areas that are not easily served by traditional fixed-route transit. In addition, approximately half of the key federal programs for senior transportation fund services only for specific destinations, such as medical appointments (rather than for life-enhancing needs), which tend to occur during normal business hours. Life-enhancing trips are often needed on evenings (e.g., to a concert) or weekends (e.g., to religious services) when many paratransit and other specialized transportation services for seniors are not available. According to one professional association, the limited amount of funding provided through HHS's Title III-B program, which senior centers use to provide transportation, has meant that providers are often unable to provide life-enhancing trips and restrict service to only medically necessary trips. Finally, as indicated by the data previously discussed, most seniors prefer to travel in private automobiles, which offer greater comfort and flexibility than conventional vans and buses, but many federally funded services for transportation-disadvantaged seniors provide only bus or van travel. Experts suggested that if conventional vans and buses are modified to offer greater comfort and flexibility, they may appeal to seniors in much the same way as private automobiles. According to federal officials and experts, many federally funded programs are intended for seniors who do not drive at all and need assistance all of the time. However, many seniors do not qualify for the federally funded transportation programs in their communities because they require transportation assistance only under certain circumstances, such as in bad weather or when a medical condition is aggravated. Experts, advocacy groups, and local officials proposed (1) improving conventional public transit services to better accommodate transportation-disadvantaged seniors' needs and (2) familiarizing seniors with transit options while their health is favorable so they feel more comfortable using transit as they age and require the adaptability that transit can provide. To accomplish this, several suggested that the federal government, or other government levels as appropriate, provide incentives for transit agencies to restructure routes to encompass areas where seniors travel or live and improve the safety and security of waiting areas and vehicles. Additionally, several proposed that government agencies encourage service providers to provide training for transit operators on how to better serve seniors, as well as training for seniors on how to use transit and the other transportation options available to them. Although such changes could be expensive, several experts countered that they might be less expensive than the alternatives (i.e., providing individual paratransit service or providing emergency medical care or nursing home care). To accommodate both the immediate and long-term mobility needs of the aging population, experts and advocacy groups suggested that seniors' needs be considered in the transportation-planning process. They suggested that the federal government encourage or require metropolitan planning organizations (MPO) to evaluate the impact of transportation systems on seniors' mobility; include seniors when developing the transportation improvement plan (currently, interested parties are given opportunities to comment on transportation plans, but they are not necessarily included in the planning process); and consider the accessibility of transit facilities to pedestrians. For example, seniors could advocate for safe walking routes to transit stops and for the use of low-floor buses (which are accessible to both wheelchair users and people with other mobility impairments). Currently, AOA is working with the Community Transportation Association of America and the Federal Transit Administration to develop guidance for AAAs and MPOs on considering seniors' mobility needs in the transportation- planning process. Additionally, a local government official proposed that DOT should hold MPOs accountable by ensuring that senior mobility needs are considered in their transportation plans. One senior mobility expert acknowledged that including more groups in the planning process can slow that process down, but she said that it would be worth taking additional time if the planning ultimately results in enhanced mobility for seniors. Resources Are Limited, but Strategies Exist to Leverage Them: Figure 7: Third Set of Obstacles, Strategies, and Trade-Offs Associated with Meeting Transportation-Disadvantaged Seniors' Mobility Needs, as Identified by Experts and Stakeholders: [See PDF for image] [End of figure] The conflict between meeting the mobility needs of transportation- disadvantaged seniors and addressing the financial burden of providing services to meet these needs was evident in the literature and interviews. Officials and experts reported that funding constraints inhibit local agencies' abilities to address transportation- disadvantaged seniors' needs. Some suggested increasing funding for senior transportation programs and improving funding flexibility. Others said the government could facilitate the sharing of information between providers, sponsor demonstration projects, and improve the coordination of transportation services. Increasing Funding and Using Volunteer Drivers: Experts, advocacy groups, and local providers suggested increasing funding for public transit and paratransit as well as for transportation services specifically designated for seniors, persons with disabilities, and rural areas. Additional funding for public transit and paratransit could enable the expansion or improvement of services to benefit both the general public and seniors who depend on those services. Experts and advocacy groups have reported that operators of paratransit demand-responsive, curb-to-curb services have been adhering more tightly to ADA eligibility criteria in the face of financial constraints, leading to a decrease in paratransit services for non-ADA-eligible seniors. One DOT official said that very few urban transit providers can provide specialized transportation to non-ADA- eligible seniors because of the high operating costs for ADA- complementary paratransit. An increase in federal funds would allow providers to expand their level of service; however, any funds for such programs would likely have to come either from new revenues or from other federal programs. Federal and local officials and advocacy groups have also suggested the use of volunteer drivers to expand transportation options for transportation-disadvantaged seniors. However, local service providers report that finding insurance to cover community-based transportation or volunteer driver programs is difficult, and the cost of such insurance is rising. Several service providers told us that they had difficulty recruiting volunteer drivers because of liability issues, such as concern over being responsible for expenses that were beyond their personal insurance limits in the event of an accident. One provider overcame these liability concerns by obtaining insurance coverage through a nonprofit insurance organization that would provide liability coverage for volunteers to drive seniors to their medically related destinations. Several experts and advocacy groups suggested that the federal government could establish insurance pools for volunteer drivers or provide other incentives for volunteer programs. Increasing Funding Flexibility: Local officials and advocacy groups have proposed allowing greater flexibility in the use of federal funds. According to several experts- -as well local providers and agencies on aging--federal programs tend to specify that their funds can be used only to provide transportation to and from that program's services, making it difficult to make effective use of transportation resources and coordinate with other service providers. Additionally, some federal programs require transportation providers to seek two separate sources of funding--one for capital and one for operating costs--which can be burdensome, especially for small nonprofits, according to one national senior advocacy organization. For example, funds from DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) generally cannot be used for operating costs, such as driver salaries, gas, insurance, and maintenance, and these costs can be considerable.[Footnote 62] With operating costs more burdensome than they have been in the past (i.e., higher prices for gas and liability insurance), a local provider and several advocacy groups have suggested allowing DOT's Section 5310 funds to be used for operating expenses.[Footnote 63] However, DOT officials cautioned that such a change could decrease coordination among local providers because the current need to seek operating funds from different sources results in increased communication among local agencies. Another trade-off is that increasing funding flexibility can decrease accountability because there is less assurance that the funds will be used for their intended population. However, another way that an official from a national transportation association and a local service provider suggested the federal government can increase flexibility is by allowing in-kind services, such as the use of volunteers, to count as part of the required state/local contribution for federal programs. Some federal programs, such as the Department of Education's Independent Living Services for Older Individuals Who Are Blind program and HHS's Title III-B program, currently allow this, while others do not. Several advocacy groups and experts also suggested encouraging or allowing federal funds to be used for vouchers for informal volunteer driver programs or taxicabs. (DOT's Capital Assistance Program for Elderly Persons and Persons with Disabilities (Section 5310) and Nonurbanized Area Formula Program (Section 5311) funds can be used for vouchers, although one expert says they rarely are.) One study found that voucher programs were less expensive than the direct provision of transportation services. This strategy would also address the obstacle about policies that do not address transportation-disadvantaged seniors' mobility needs, previously discussed, because seniors could be transported in private automobiles rather than in buses or vans. Sponsoring Demonstration Programs and Identifying Best Practices: According to experts, advocacy groups, and local officials, no coordinated senior transportation policy exists at the national level, so there is no federal funding stream for local demonstration projects, no lead agency or resource for information on best practices, and limited coordination among federal programs. In response, the experts and officials suggested that the federal government sponsor demonstration programs, perhaps through the Federal Transit Administration, or share information about innovative programs targeted to meet seniors' needs and use creative local partnerships. For example, AOA officials told us that they have an ongoi