B-299869.2, VT Griffin Services, Inc., November 10, 2008
DOCUMENT FOR PUBLIC RELEASE
The decision issued on the date below was subject to a GAO Protective Order. This redacted version has been approved for public release.
Decision
Matter of: VT Griffin Services, Inc.
Richard
J. Conway, Esq., David M. Nadler, Esq., and David Y. Yang, Esq., Dickstein
Shapiro LLP, for the protester.
Drew A. Harker, Esq., and Jill Newell Chung, Esq., Arnold & Porter LLP, for
BAE Systems Technology Solutions & Services, an intervenor.
Maj. Timothy A. Furin, Department of the Army, for the agency.
Jonathan L. Kang, Esq., and Ralph O. White, Esq., Office of
the General Counsel, GAO, participated in the preparation of the decision.
DIGEST
1.
Protester’s challenge to the evaluation of its key personnel experience is
denied where the resume for a proposed individual did not list employment that
demonstrated compliance with the minimum experience requirements.
2. Protester’s challenge to the evaluation of its staffing plan is denied where agency reasonably determined that the protester did not propose sufficient higher-skilled personnel, and also reasonably determined that the proposal’s cross-utilization staffing approach did not address this weakness.
DECISION
VT Griffin Services, Inc., of
Alpharetta, Georgia, protests the award of a contract to BAE Systems Technology
Solutions & Services by the Department of the Army under request for
proposals (RFP) No. W912CN-05-R-0090, for logistical support and services. The protester contends that the Army’s
evaluation of its technical proposal was flawed, and that, as a result, the
selection decision was unreasonable.
BACKGROUND
The RFP was issued on
The RFP stated that offerors would be evaluated based on
the following six evaluation factors:
(1) technical resources, which had four subfactors--staffing and
planning, key personnel qualifications, transition planning, and contingency
planning; (2) technical approach, which had two subfactors--processes and
procedures, and contingency support; (3) performance risk; (4) quality control,
which had two subfactors--quality control techniques, and preventative
measures; (5) small business program support, which had three subfactors--small
and disadvantaged business (SDB) participation, small business participation,
and past performance compliance; and (6) cost.
The RFP stated that subfactors one and two were of equal importance, and
that subfactors three through five were of lesser importance and were listed in
descending order of importance. These
combined non-cost factors were “significantly more important” than cost. RFP at 66.
As relevant here, the RFP identified six key personnel
positions, each of which had a minimum experience requirement. RFP at 54.
These six key positions were to be assessed under the key personnel
qualifications factor of the technical resources evaluation factor. Offerors were required to submit resumes that
identified the proposed individuals’ employment history and relevant experience.
For the staffing and planning subfactor of the technical
resources evaluation factor, offerors were required to “provide and describe a
comprehensive Staffing Plan that will be followed during contract performance.” RFP at 53.
Offerors were required to describe “the labor categories proposed, the
number of hours proposed for each labor category per year, the number of
personnel assigned to each labor category, and their job descriptions,
authority/responsibility and functions.”
The Army received proposals from seven offerors by the
initial closing date of
Following dismissal of the protest, the Army provided both
VT Griffin and BAE with a debriefing. The
agency then conducted an additional round of discussions with the offerors and
requested a second FPR. As relevant
here, VT Griffin’s second FPR substituted certain of its key personnel, and
also revised its proposed staffing for the maintenance portion of the work requirements. In its evaluation of the protester’s second
FPR, the Army identified concerns under both the key personnel qualifications,
and the staffing and planning subfactors of the technical resources evaluation
factor. With regard to key personnel, the
agency concluded that the individual substituted for the maintenance manager
position did not meet the requirement of having “[t]en years of current Army
management logistics experience.” Agency
Report (AR), Tab 85, Revised SSEB Report, at 10. With regard to the revisions to the staffing
plan, the agency found that the protester had reduced its proposed number of
higher-skilled motor vehicle mechanics and heavy equipment mechanics, and
increased the proposed number of lower-skilled automotive workers.
The results of the revaluation of VT Griffin’s proposal were
as follows:[1]
|
VT (Rating/Risk) |
|
|
TECHNICAL
RESOURCES |
|
|
Staffing and Planning |
Marginal/Moderate |
|
Key Personnel Qualifications |
Marginal/Moderate |
|
Transition Planning |
Very Good/None |
|
Contingency Planning |
Exceptional/None |
|
TECHNICAL
APPROACH |
|
|
Processes and Procedures |
Satisfactory/Moderate |
|
Contingency Support |
Exceptional/None |
|
PERFORMANCE
RISK |
Exceptional/Minor |
|
QUALITY
CONTROL |
|
|
Quality Control Techniques |
Exceptional/None |
|
Preventative Measures |
Exceptional/None |
|
SMALL
BUSINESS SUPPORT |
|
|
SDB Participation |
Very Good/Minor |
|
Small Business Participation |
Very Good/Minor |
|
Past Performance Compliance |
Satisfactory/Moderate |
|
MOST
PROBABLE COST |
$195,142,184 |
AR, Tab 87, Revised SSD, at 2-3.
On July 28, the Army again selected BAE’s proposal for
award.
DISCUSSION
VT Griffin challenges the Army’s evaluation of its
proposal under both the staffing and planning and the key personnel
qualifications subfactors of the technical resources evaluation factor. The protester also argues that, based on
these alleged evaluation errors, the source selection decision was
unreasonable. For the reasons discussed
below, we find no merit to these arguments.
The evaluation of an offeror’s proposal is a matter within
the agency’s discretion. IPlus, Inc.,
B-298020, B-298020.2,
Key Personnel Qualifications Evaluation
VT Griffin argues that the Army unreasonably concluded
that its proposed maintenance manager did not meet the minimum experience
requirements. For the reasons discussed
below, we disagree.
As discussed above, the RFP required offerors to submit
resumes for six key personnel positions, and to address, as relevant here, the
individuals’ employment history and relevant experience. The RFP advised that “[f]ailure to provide the
required information will impact the Government’s evaluation of offeror’s
proposals.” RFP at 54. For the position of maintenance manager, key
personnel candidates were required to have “[t]en years of current Army
management logistics experience.”
Under the key personnel qualifications subfactor, the Army
rated VT Griffin’s initial proposal and first FPR as exceptional/no risk. AR, Tab 85, Revised SSEB Report, at 9. In its second FPR, however, VT
Griffin had replaced several of its proposed key personnel, including the maintenance
manager. In its evaluation of the second
FPR, the Army stated that the proposed maintenance manager’s resume did not “reflect
that he meets the minimum requirement of ten years of current Army management
logistics experience.”
The resume for VT Griffin’s proposed maintenance manager
listed three positions, as follows:
US Army, 2006-Present -- [deleted]
US Army, 2002-2006 - [deleted]
US Army, 1999-2002 - [deleted]
AR, Tab 75, VT
Additionally, the resume stated that, apart from the three
positions listed above, the proposed individual had the following
experience: “Over 23 years of experience
in support of direct US Army logistics Management operations as a US Army
Maintenance Warrant Officer.”
Although the Army reviewed this resume and concluded that it
did not demonstrate 10 years of experience,[2] VT
Griffin argues that the Army erred because the resume states that the
individual had “[o]ver 23 years of experience” in Army logistics management. We do not think this statement, standing
alone, demonstrates that the individual met the RFP’s experience
requirements. In this regard, the RFP
required offerors to detail the employment history and relevant experience of
key personnel, and we think the agency reviewed the experience and reasonably
concluded that it did not meet the RFP’s minimum experience requirements. It is well-settled that it is the offeror’s
duty to include sufficiently detailed information to establish that its
proposal meets the solicitation requirements, and that blanket statements of
full compliance are insufficient to fulfill this duty. IVI Corp., B-310766,
Staffing and Planning Evaluation
Next, VT Griffin argues that the Army’s evaluation of its
proposal under the staffing and planning subfactor of the technical resources
evaluation factor was unreasonable. For
the reasons discussed below, we disagree.
The Army rated VT Griffin’s first FPR under this subfactor
as satisfactory/moderate risk. As
discussed above, VT Griffin’s second FPR revised its proposed staffing by
reducing the number of higher-skilled mechanics, and increasing the numbers of
lower-skilled automotive workers, as follows:
|
First FPR |
Second FPR |
|
|
Motor
Vehicle Mechanics |
[deleted] |
[deleted] |
|
Heavy
Equipment Mechanics |
[deleted] |
[deleted] |
|
Motor
Vehicle Mechanic Helpers |
[deleted] |
[deleted] |
|
Automotive
Workers |
[deleted] |
[deleted] |
AR, Tab 85, Revised SSEB Report, at 14.
In evaluating VT Griffin’s second FPR, the Army concluded
that the protester’s “proposed maintenance staff and its cross utilization
approach to staffing would not accomplish Army maintenance standards adequately
based on the density and type of equipment in the RFP.”
The protester challenges the agency’s evaluation of its
proposed staffing for the maintenance requirements in four areas: (1) the agency’s conclusion that the
protester had not proposed a sufficient number of higher-skilled mechanics to
perform the work; (2) the agency’s conclusion about the inadequacy of the proposed
cross-utilization of personnel across different work requirements; (3) the
agency’s evaluation of the protester’s staffing levels under two areas of the
performance work statement, left behind equipment (LBE) maintenance, and
non-Stryker vehicle (NSV) maintenance; and (4) the reasonableness of the
marginal/moderate risk rating for this subfactor in light of more positive
ratings under other evaluation factors.
As a preliminary matter, the Army noted in its evaluation that
because VT Griffin’s proposal did not define its proposed positions, the agency
relied upon the definitions issued by the Department of Labor under the Service
Contract Act. These definitions explain
the duties of heavy equipment mechanics, motor vehicle mechanics, and
automotive workers. There is no dispute
in this record that the Service Contract Act definitions for these positions
set out a decreasing level of expertise and experience as the definitions move
from heavy equipment mechanic to motor vehicle mechanic to automotive worker. See AR, Tab 75, Revised SSEB Report,
at 13.
(1) Staffing with higher-skilled personnel
First, the protester argues that the RFP’s maintenance requirements
did not require as many higher-skilled personnel as the agency believed, and
that, therefore, its proposed staffing plan was adequate. The Army’s evaluation cited two examples of
vehicle maintenance requirements to illustrate its general concern regarding VT
Griffin’s proposed labor mix: the high
mobility multipurpose wheeled vehicle (HMMWV) and the heavy expanded mobility
tactical truck (HEMTT).
As a general matter, VT Griffin disputes the Army’s
conclusions about which of these requirements are appropriate for lower-skilled
automotive workers. The protester, however,
simply asserts that “even a cursory review” of the requirements indicates that
the “vast majority” of them are appropriate for performance by automotive
workers. Protesters Comments on AR at
9. We do not believe the protester’s general
characterizations demonstrate that the agency’s evaluation was unreasonable.
With regard to the specific HMMWV and HEMTT maintenance tasks, the agency concluded that the “list of maintenance and repair tasks is extensive and each requires the skills of Heavy Equipment Mechanics and/or Motor Vehicle Mechanics, rather than Automotive Workers and Helpers, to ensure it is successfully completed to Army standards.” AR, Tab 85, Revised SSEB Report, at 6. With regard to the specific requirements, the agency distinguished the skills appropriate for higher and lower-skilled workers on the following basis:
The type of work required, based on equipment type, density and Army maintenance standards, clearly require skilled mechanics with knowledge of diesel engines, hydraulic systems, electrical systems, power trains and diagnostic skills to troubleshoot, diagnose and repair the sophisticated equipment. Automotive workers lack these skills.
AR, Tab 85, Revised SSEB Report, at 7.
VT Griffin argues that the HMMWV and HEMTT maintenance
requirements cited by the agency are also appropriate for lower-skilled
automotive workers. We disagree. The tasks cited by the agency involve services
not included in the automotive helper’s work description. See id. at 13. For example, the requirements for maintaining
these vehicles include diagnostic evaluations and repairs of transmission, fuel,
cooling, and hydraulic systems. AR, Tab
85, Revised SSEB Report, Exhs. 1-2. In
this regard, the duties of a heavy equipment mechanic include analyzing
problems, conducting diagnostic tests, and repairing and maintaining heavy
equipment; a motor vehicle mechanic performs similar complex tasks for
automobiles, such as repairing and rebuilding of major assemblies, and
diagnosing problems with the vehicles.
In contrast, an automotive worker performs “minor repairs and services”
or automobiles, such as checking and replacing batteries, cleaning the interior
and exterior of vehicles, and assisting on major jobs; the automotive worker
does not perform diagnostic work or work on complex systems in heavy equipment. On this record, we find no merit to the
protester’s challenge to the agency’s interpretation of the RFP requirements,
nor do we find any basis to question the agency’s criticism of the reduced levels
of higher-skilled workers proposed by the protester in its second FPR.
(2) Cross-utilization approach
Next, VT Griffin argues that the Army’s conclusion that
its cross-utilization approach posed a risk to successful performance was not reasonable;
moreover, the protester argues that its approach should have addressed the
agency’s concerns regarding the adequacy of its proposed staffing levels.
As discussed above, the RFP permitted offerors to propose
cross-utilization of personnel. In its
proposal, VT Griffin stated that it would cross-utilize personnel amongst the
divisions of work assigned to perform the maintenance requirements of the RFP,
as follows:
We will cross utilize personnel between [deleted], to ensure maximum response and flexibility, e.g., [deleted]. Cross Utilization within the [deleted] will be managed by the [deleted] in conjunction with [deleted]. Persons cross utilized will have the proper training and certification to perform the job to which they are assigned.
AR, Tab 75, VT
The protester further explained that the cross-utilization
approach would be used to “support temporary increases in workloads due to
contingencies, deployments, emergencies, etc.”
As discussed above, the Army recognized that VT Griffin
had proposed an overall higher number of FTEs in is second FPR, but expressed
concern that the new labor mix contained fewer higher-skilled FTEs, and more lower-skilled
FTEs. The Army concluded that the mix of
labor proposed in VT Griffin’s second FPR “represents a serious reduction in skill
level and creates a risk that its cross utilization approach to maintenance
staffing will [not] succeed.” AR, Tab
85, Revised SSEB Report, at 15. Although
the agency recognized that the protester had proposed a cross-utilization
approach that would allow for personnel assigned to one area to be temporarily
reassigned to a different one, the agency nonetheless expressed concern about whether
enough higher-skilled workers would be available. In this regard, the agency stated that “[w]hile
the [deleted] mechanics [proposed] are fully capable of performing the type of
work performed by the [deleted] automotive workers and helpers, the reverse is
not the case.”
We think the Army’s evaluation was reasonable in light of
the agency’s concerns regarding the work required, i.e., the complexity
of the tasks and need for higher-skilled workers. In this regard, the record shows that VT
Griffin reduced the two higher-skilled positions from [deleted] to [deleted]
full-time equivalent (FTE) personnel, and increased the two lower-skilled
positions from [deleted] to [deleted] FTEs. Although VT Griffin repeatedly
argues that a cross-utilization approach was permitted by the solicitation, the
protester does not explain how its approach to staffing addresses the agency’s
overall concern that VT Griffin proposed too few higher-skilled FTEs. Moreover, the protester’s cross-utilization
approach states that it is intended “to ensure maximum response and flexibility,”
and to “support temporary increases in workloads due to contingencies,
deployments, emergencies, etc.” AR, Tab
75, VT
(3) Left behind equipment/Non-Stryker vehicle maintenance staffing
Next, VT Griffin argues that the Army’s concerns regarding
its proposed staffing for LBE/NSV maintenance were not reasonable. The protester contends that the agency
overestimated the skill level required for the work, and also argues that the
agency also did not understand the protester’s approach to cross-utilization
for these specific requirements.
In
its second FPR, VT Griffin’s summary of its proposed personnel for all maintenance
requirements listed [deleted] FTEs for “heavy equipment mechanics, lead,” and [deleted]
FTEs for “heavy equipment mechanics,” for a total of [deleted] heavy mechanics.
AR, Tab 75, VT
The Army expressed concern that VT Griffin’s second FPR
reduced the number of heavy equipment mechanics proposed for LBE/NSB
maintenance from [deleted] to [deleted] FTEs, while increasing the number of automotive workers from [deleted]
to [deleted]. AR, Tab 85, Revised SSEB
Report, at 14. The agency concluded that
the level of heavy equipment mechanics was “not sufficient to support LBE/NSV
requirements, especially in the NSV area.”
VT Griffin contends that the Army should have understood
its proposal for staffing heavy mechanics for the LBE/NSV requirements to have
included not only the [deleted] FTEs explicitly assigned to that work category, but the [deleted]
FTEs assigned to the CMHE requirements as well, for a total of [deleted]
FTEs. In this regard, the protester
argues that its cross-utilization approach anticipated that personnel from one
work area could also be assigned to other work areas, and that the agency
should therefore have understood that all [deleted] heavy mechanics proposed
for the maintenance requirements were available to staff the LBE/NSV
requirements.
We think that the Army reasonably concluded that VT
Griffin proposed [deleted] heavy mechanics for the LBE/NSV requirements. The protester’s proposal stated that the FTEs
assigned to the LBE, NSV, and CMHE requirements were all full-time personnel. Thus, we do not agree with the protester that
the agency should have understood that the [deleted] FTEs assigned to perform
the CMHE requirements on a full-time basis were also available to perform the
LBE/NSV requirements.[4] Additionally, as discussed above, we think
the protester’s cross-utilization approach addressed the ability to “support
temporary increases in workloads due to contingencies, deployments,
emergencies, etc.” AR, Tab 75, VT
VT Griffin also challenges the Army’s conclusion that it
had proposed too few heavy mechanic FTEs to provide maintenance for the
“significant amounts of heavy/construction equipment” under the LBE/NSV
requirements. AR, Tab 75, Revised SSEB
Report, at 15. The protester notes that
the solicitation lists 4,180 pieces of equipment, of which 1,011 are heavy/construction pieces. The protester argues that this “amounts to
only 24-percent, which by definition, is not a significant amount of heavy
equipment relative to the overall number of equipment pieces requiring
maintenance.” Protester’s Comments on AR
at 7. We do not think that the agency’s
use of the term “significant” with regard to almost one-quarter of the relevant
requirements was unreasonable. Put
differently, we think the protester’s argument lacks merit because it would
require us to conclude that an agency could not reasonably define a 24-percent
requirement as “significant.” The
agency’s conclusion that VT Griffin did not propose enough heavy mechanics is
reasonable and supported by the record.
(4) Consistency of evaluation ratings
Finally, VT Griffin argues that its rating of marginal/moderate
risk under the staffing and planning subfactor was inconsistent with its
ratings under other evaluation factors. Specifically,
the protester notes that it received a rating of exceptional/ minor risk under
the performance risk evaluation factor, and ratings of exceptional/no risk
under the quality control techniques and preventative measures subfactors of
the quality control evaluation factor. VT
Griffin contends that the lower ratings are inconsistent with the higher
ratings because, under those higher ratings, the agency found that the
protester had a high likelihood of successfully performing the contract
requirements.
We
think this argument lacks merit because the various evaluation factors and
subfactors cited by the protester measured different aspects of the offerors’
proposals. The staffing and planning
subfactor required offerors to address “how personnel will be staffed for all
functions identified in the performance work statement.” RFP at 55.
In contrast, performance risk evaluation factor stated that the agency would
assess “performance risk based on the degree to which current and previous . .
. contract efforts indicate the probability of the offeror successfully
accomplishing contract requirements throughout the performance period.” RFP at 65. Also in contrast to the staffing
and planning subfactor, the quality control subfactor stated that the agency
would evaluate “the degree to which an offeror’s quality control process would
present a risk of nonperformance of services, maintain quality of service, and
enhance service stability by implementation of proposed methods.”
The record shows that the RFP’s evaluation scheme and the
agency’s evaluation appropriately treated the staffing proposal, performance
risk, and quality control evaluation factors and subfactors as distinct
elements of the evaluation. Thus, we do
not think it was inconsistent for the Army to criticize the adequacy of VT
Griffin’s staffing and planning proposal, while also expressing confidence in
the likelihood of successful performance within the specific context of past
performance and quality control plans.
The protest is denied.
Gary L. Kepplinger
General Counsel
[1] The issues in this protest concern only the Army’s evaluation of VT Griffin’s proposal. Our discussion in this decision therefore addresses only the evaluation ratings assigned by the agency to the protester.
[2]
The resume was submitted with VT Griffin’s second FPR on September 17,
2007--thus, at that time, the individual’s listed experience was from an
unspecified date in 1999 until the date of the FPR, i.e., between 7 and
8 years. At the time of the new contract
award in July 2008, following the corrective action, the individual’s
experience was between 8 and 9 years.
[3]
VT Griffin also argues that because the individual holds the rank of a
CW4-grade warrant officer, a position which is consistent with having a minimum
12 to 14 years of in-grade experience, the Army should have considered him to
have the requisite 10 years of experience. Protester’s
Comments on AR at 5. We think this
argument lacks merit as well. An
individual’s military rank does not necessarily indicate the individual’s
experience; for example, the rank does not demonstrate that the individual
spent any particular time performing the type of Army management logistics
required by the solicitation. The
protester also argues that, because the individual was in active duty service,
the Army could have verified the individual’s experience by reviewing his personnel
records.
[4]
VT Griffin argues that the Army should have known that the protester had
overstated its CMHE staffing, and would therefore have excess capacity for
staffing the LBE/NSV requirements.
Protester’s Response to GAO Questions,







