Financial services (1 - 8 of 8 items)
Internal Controls: Corrective Actions Under Way to Address Control Deficiencies at the Morris K. Udall and Stewart L. Udall Foundation
GAO-14-95: Published: Dec 6, 2013. Publicly Released: Dec 6, 2013.
Officials at the Morris K. Udall and Stewart L. Udall Foundation (Foundation) developed a Corrective Action Plan to address the findings in the Department of the Interior (DOI) Office of Inspector General's (OIG) December 2012 audit report. The Corrective Action Plan included steps to address deficiencies in the Foundation's (1) internal control monitoring and assessment process, (2) internal cont...
SEC Conflict Minerals Rule: Information on Responsible Sourcing and Companies Affected
GAO-13-689: Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.
Stakeholder-developed initiatives may facilitate companies' compliance with the Securities and Exchange Commission's (SEC) final conflict minerals rule, but other factors may affect the rule's impact on reducing benefits to armed groups in the Democratic Republic of the Congo (DRC) and neighboring countries. Agency and industry officials as well as representatives from international organizations...
NOAA: Initial Response to Post-Storm Assessment Requirements
GAO-13-559R: Published: Jul 11, 2013. Publicly Released: Jul 11, 2013.
The National Oceanic and Atmospheric Administration (NOAA), in consultation with the Office of the Federal Coordinator for Meteorology (OFCM) and other agencies, has identified federal and nonfederal storm data collection efforts that may provide the covered data--specified in the act to include wind speeds, storm surge, and other measures--for a post-storm model required by the Consumer Option fo...
Conflict Minerals Disclosure Rule: SEC's Actions and Stakeholder-Developed Initiatives
GAO-12-763: Published: Jul 16, 2012. Publicly Released: Jul 16, 2012.
The Securities and Exchange Commission (SEC) has taken some steps toward developing a conflict minerals disclosure rule, but it has not issued a final rule. For example, SEC published a proposed rule in December 2010 and has gathered and reviewed extensive input from external stakeholders through comment letters and meetings. SEC has also announced, on several occasions, new target dates for the p...
Tennessee Valley Authority: Future Study of Lake Levels Should Involve Public and Consider Costs and Benefits
RCED-99-154: Published: May 17, 1999. Publicly Released: Jun 16, 1999.
Pursuant to a congressional request, GAO reviewed the Tennessee Valley Authority's (TVA) management of its multipurpose tributary projects, focusing on: (1) the purposes served by TVA's multipurpose tributary projects and how TVA operates these projects within its integrated system; (2) the operational changes TVA made to these projects as a result of its December 1990 review of its project operat...
Nuclear Waste: Understanding of Waste Migration at Hanford is Inadequate for Key Decisions
RCED-98-80: Published: Mar 13, 1998. Publicly Released: Mar 23, 1998.
Pursuant to a congressional request, GAO reviewed the Department of Energy's (DOE) efforts to develop an understanding of conditions in the vadose zone, focusing on: (1) the adequacy of DOE's current understanding of the extent to which waste materials are moving through the vadose zone; and (2) DOE's current strategy for investigating vadose zone conditions.GAO noted that: (1) DOE's own reviews c...
Limited Partnership Rollups
GGD-95-180R: Published: Aug 3, 1995. Publicly Released: Aug 3, 1995.
Pursuant to a legislative requirement, GAO reviewed the use of fairness opinions in limited partnership rollups. GAO noted that it did not have a sufficient basis to submit any conclusions on the use of fairness opinions, since only one fairness opinion and five rollups in total were filed since the legislation was enacted...