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Securities regulation (61 - 70 of 219 items) in    Custom Date Range

Securities Operations: Day Trading Requires Continued Oversight

GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Securities Exchange Act: Review of Reporting Under Section 10A

AIMD-00-54R: Published: Feb 4, 2000. Publicly Released: Feb 4, 2000.