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Securities regulation (61 - 70 of 214 items) in Custom Date Range

Financial Regulatory Coordination

The Role and Functioning of the President's Working Group
GGD-00-46, Jan 21, 2000

Securities Exchange Act

Review of Reporting Under Section 10A
AIMD-00-54R, Feb 4, 2000

Securities and Exchange Commission

Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities
OGC-00-15, Dec 22, 1999

Long-Term Capital Management

Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3, Oct 29, 1999

Securities and Exchange Commission

Regulation of Takeovers and Security Holder Communications
OGC-00-12, Nov 19, 1999

Securities and Exchange Commission

Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings
OGC-00-11, Nov 19, 1999

The Commodity Exchange Act

Issues Related to the Commodity Futures Trading Commission's Reauthorization
GGD-99-74, May 5, 1999

Securities Regulation

Actions Taken to Improve Nasdaq Listing Procedures
GGD-99-53, Apr 26, 1999

Securities and Exchange Commission

Regulation of Exchanges and Alternative Trading Systems
OGC-99-28, Jan 6, 1999

Securities and Exchange Commission

Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products
OGC-99-29, Jan 5, 1999
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