Stock exchanges (21 - 30 of 60 items)
Securities Market Operations: The Effects of SOES on the Nasdaq Market
GGD-98-194: Published: Aug 31, 1998. Publicly Released: Aug 31, 1998.
Securities Pricing: Actions Needed for Conversion to Decimals
T-GGD-98-121: Published: May 8, 1998. Publicly Released: May 8, 1998.
Securities Regulation: Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45: Published: Feb 6, 1998. Publicly Released: Feb 17, 1998.
SEC: Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43: Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.
American Stock Exchange: More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72: Published: May 25, 1994. Publicly Released: May 31, 1994.
Employment Discrimination: How Registered Representatives Fare In Discrimination Disputes
HEHS-94-17: Published: Mar 30, 1994. Publicly Released: Apr 1, 1994.
Futures Markets: A Futures Transaction Fee Is Administratively Feasible
GGD-94-40: Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.
Securities Markets: SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35: Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.
Futures Markets: Preliminary Information Related to a Futures Transaction Fee
GGD-93-108: Published: May 17, 1993. Publicly Released: May 17, 1993.
Penny Stocks: Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59: Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.