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Stock exchanges (21 - 30 of 59 items)

Securities Pricing

Actions Needed for Conversion to Decimals
T-GGD-98-121, May 8, 1998

Securities Regulation

Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45, Feb 6, 1998

SEC

Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43, Sep 26, 1996

American Stock Exchange

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72, May 25, 1994

Employment Discrimination

How Registered Representatives Fare In Discrimination Disputes
HEHS-94-17, Mar 30, 1994

Futures Markets

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40, Oct 28, 1993

Securities Markets

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35, Jun 29, 1993

Futures Markets

Preliminary Information Related to a Futures Transaction Fee
GGD-93-108, May 17, 1993

Penny Stocks

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59, Feb 3, 1993

Securities and Futures Markets

Cross-Border Information Sharing Is Improving, but Obstacles Remain
GGD-92-110, Jul 28, 1992
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