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Stock exchanges (21 - 30 of 60 items)

Securities Market Operations:

The Effects of SOES on the Nasdaq Market
GGD-98-194:
Published: Aug 31, 1998. Publicly Released: Aug 31, 1998.

Securities Pricing:

Actions Needed for Conversion to Decimals
T-GGD-98-121:
Published: May 8, 1998. Publicly Released: May 8, 1998.

Securities Regulation:

Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45:
Published: Feb 6, 1998. Publicly Released: Feb 17, 1998.

SEC:

Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43:
Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.

American Stock Exchange:

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72:
Published: May 25, 1994. Publicly Released: May 31, 1994.

Employment Discrimination:

How Registered Representatives Fare In Discrimination Disputes
HEHS-94-17:
Published: Mar 30, 1994. Publicly Released: Apr 1, 1994.

Futures Markets:

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40:
Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.

Securities Markets:

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35:
Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.

Futures Markets:

Preliminary Information Related to a Futures Transaction Fee
GGD-93-108:
Published: May 17, 1993. Publicly Released: May 17, 1993.

Penny Stocks:

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59:
Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.