Reports and Testimonies - Browse by topic
Stock exchanges (21 - 30 of 60 items)
Securities Market Operations:
The Effects of SOES on the Nasdaq Market
Published: Aug 31, 1998. Publicly Released: Aug 31, 1998.
Actions Needed for Conversion to Decimals
Published: May 8, 1998. Publicly Released: May 8, 1998.
Oversight of SRO's Listing Procedures Could Be Improved
Published: Feb 6, 1998. Publicly Released: Feb 17, 1998.
Limit Order Display Rule and Amendments to Quote Rule
Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.
American Stock Exchange:
More Changes Needed in Screening Emerging Companies for the Marketplace
Published: May 25, 1994. Publicly Released: May 31, 1994.
How Registered Representatives Fare In Discrimination Disputes
Published: Mar 30, 1994. Publicly Released: Apr 1, 1994.
A Futures Transaction Fee Is Administratively Feasible
Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.
SEC Actions Needed to Address Market Fragmentation Issues
Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.
Preliminary Information Related to a Futures Transaction Fee
Published: May 17, 1993. Publicly Released: May 17, 1993.
Regulatory Actions to Reduce Potential for Fraud and Abuse
Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.