Stock exchanges (11 - 20 of 60 items)
On-Line Trading: Better Investor Protection Information Needed on Brokers' Web Sites
GGD-00-43: Published: May 9, 2000. Publicly Released: Jun 8, 2000.
CFTC and SEC: Issues Related to the Shad-Johnson Jurisdictional Accord
GGD-00-89: Published: Apr 6, 2000. Publicly Released: Apr 6, 2000.
Securities Pricing: Progress and Challenges in Converting to Decimals
T-GGD-00-96: Published: Mar 1, 2000. Publicly Released: Mar 1, 2000.
Securities Operations: Day Trading Requires Continued Oversight
GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Financial Regulatory Coordination: The Role and Functioning of the President's Working Group
GGD-00-46: Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.
Securities and Exchange Commission: Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities
OGC-00-15: Published: Dec 22, 1999. Publicly Released: Dec 22, 1999.
The Commodity Exchange Act: Issues Related to the Commodity Futures Trading Commission's Reauthorization
GGD-99-74: Published: May 5, 1999. Publicly Released: May 5, 1999.
Securities Regulation: Actions Taken to Improve Nasdaq Listing Procedures
GGD-99-53: Published: Apr 26, 1999. Publicly Released: Apr 29, 1999.
Securities and Exchange Commission: Regulation of Exchanges and Alternative Trading Systems
OGC-99-28: Published: Jan 6, 1999. Publicly Released: Jan 6, 1999.
Money Penalties: Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
GGD-99-8: Published: Nov 2, 1998. Publicly Released: Nov 2, 1998.