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Stock exchanges (11 - 20 of 59 items)

CFTC and SEC

Issues Related to the Shad-Johnson Jurisdictional Accord
GGD-00-89, Apr 6, 2000

Securities Pricing

Progress and Challenges in Converting to Decimals
T-GGD-00-96, Mar 1, 2000

Securities Operations

Day Trading Requires Continued Oversight
GGD-00-61, Feb 24, 2000

Financial Regulatory Coordination

The Role and Functioning of the President's Working Group
GGD-00-46, Jan 21, 2000

Securities and Exchange Commission

Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities
OGC-00-15, Dec 22, 1999

The Commodity Exchange Act

Issues Related to the Commodity Futures Trading Commission's Reauthorization
GGD-99-74, May 5, 1999

Securities Regulation

Actions Taken to Improve Nasdaq Listing Procedures
GGD-99-53, Apr 26, 1999

Securities and Exchange Commission

Regulation of Exchanges and Alternative Trading Systems
OGC-99-28, Jan 6, 1999

Money Penalties

Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
GGD-99-8, Nov 2, 1998

Securities Market Operations

The Effects of SOES on the Nasdaq Market
GGD-98-194, Aug 31, 1998
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