Reports and Testimonies - Browse by topic

Browse By:
 
Sort by Results per page Search within "Securities"

Securities (81 - 90 of 139 items)

Financial Derivatives:

Actions Needed to Protect the Financial System
T-GGD-94-169:
Published: Jun 14, 1994. Publicly Released: Jun 14, 1994.

American Stock Exchange:

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72:
Published: May 25, 1994. Publicly Released: May 31, 1994.

Financial Derivatives:

Actions Needed to Protect the Financial System
T-GGD-94-151:
Published: May 19, 1994. Publicly Released: May 19, 1994.

Financial Derivatives:

Actions Needed to Protect the Financial System
T-GGD-94-150:
Published: May 19, 1994. Publicly Released: May 19, 1994.

Futures Markets:

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40:
Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.

Securities and Exchange Commission:

Delays in Processing Time-Sensitive Stock Filings
GGD-93-130:
Published: Aug 18, 1993. Publicly Released: Aug 18, 1993.

Securities Markets:

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35:
Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.

Government-Sponsored Enterprises:

Changes in Securities Distribution Process and Use of Derivative Products
GGD-93-70BR:
Published: Mar 16, 1993. Publicly Released: Mar 16, 1993.

Securities Regulation:

SEC's Oversight of Privately Placed Transactions Among Large Investors
GGD-93-37:
Published: Feb 19, 1993. Publicly Released: Feb 19, 1993.

Penny Stocks:

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59:
Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.