Reporting requirements (11 - 20 of 36 items)
Lost Security Holders: SEC Should Use Data to Evaluate Its 1997 Rule
GAO-01-978: Published: Sep 28, 2001. Publicly Released: Sep 28, 2001.
Securities and Exchange Commission: Reviews of Accounting Matters Related to Public Filings
GAO-01-718: Published: Jun 14, 2001. Publicly Released: Jun 14, 2001.
Financial Services Regulators: Better Information Sharing Could Reduce Fraud
GAO-01-478T: Published: Mar 6, 2001. Publicly Released: Mar 6, 2001.
Securities Exchange Act: Review of Reporting Under Section 10A
AIMD-00-54R: Published: Feb 4, 2000. Publicly Released: Feb 4, 2000.
Long-Term Capital Management: Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3: Published: Oct 29, 1999. Publicly Released: Nov 19, 1999.
Securities and Exchange Commission: Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products
OGC-99-29: Published: Jan 5, 1999. Publicly Released: Jan 5, 1999.
Financial Derivatives: Actions Taken or Proposed Since May 1994
GGD/AIMD-97-8: Published: Nov 1, 1996. Publicly Released: Nov 1, 1996.
Futures Markets: Heightened Audit Trail Standards Not Met But Progress Continues
GGD-96-177: Published: Sep 25, 1996. Publicly Released: Sep 25, 1996.
The Accounting Profession: Appendixes to Major Issues: Progress and Concerns
AIMD-96-98A: Published: Sep 24, 1996. Publicly Released: Sep 24, 1996.
Securities Markets: Actions Needed to Better Protect Investors Against Unscrupulous Brokers
GGD-94-208: Published: Sep 14, 1994. Publicly Released: Sep 14, 1994.