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Regulatory agencies (11 - 20 of 41 items)

Systemic Risk

Regulatory Oversight and Recent Initiatives to Address Risk Posed by Credit Default Swaps
GAO-09-397T, Mar 5, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-349T, Feb 4, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-314T, Jan 21, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T, Jan 14, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-216, Jan 8, 2009

Hedge Funds

Regulators and Market Participants Are Taking Steps to Strengthen Market Discipline, but Continued Attention Is Needed
GAO-08-200, Jan 24, 2008

Securities and Exchange Commission

Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33, Nov 15, 2007

Financial Regulation

Industry Trends Continue to Challenge the Federal Regulatory Structure
GAO-08-32, Oct 12, 2007

Mutual Fund Industry

SEC's Revised Examination Approach Offers Potential Benefits, but Significant Oversight Challenges Remain
GAO-05-415, Aug 17, 2005

SEC Mutual Fund Oversight

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T, Jun 7, 2005

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