Reports and Testimonies - Browse by topic

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Internal controls (41 - 46 of 46 items)

Financial Markets:

Active Oversight of Market Automation by SEC and CFTC Needed
Published: Apr 2, 1991. Publicly Released: Apr 2, 1991.

Securities Industry:

Additional Testing Needed to Ensure Efficient Post-Trade Processing of Stocks
Published: Sep 26, 1990. Publicly Released: Sep 26, 1990.

Futures Markets:

Use of Automation to Detect Trade Abuses
Published: Aug 24, 1990. Publicly Released: Sep 25, 1990.

Financial Markets and Institutions:

Strengthening Trade Practice Oversight
Published: Sep 8, 1989. Publicly Released: Sep 8, 1989.

Financial Markets and Institutions:

Commodity Futures Trading Commission and the Chicago Futures Exchanges' Detection of Trade Practice Abuses
Published: Feb 23, 1989. Publicly Released: Feb 23, 1989.

Justice and Law Enforcement:

Preliminary Observations on the Market Crash of October 1987
Published: Jan 26, 1988. Publicly Released: Jan 26, 1988.