Reports and Testimonies - Browse by topic

Browse By:
 
Sort by Results per page Search within "Internal controls"

Internal controls (21 - 30 of 46 items)

Procedures for Updating Arbitrator Disclosure Information
http://www.gao.gov/products/GAO-01-162R

GAO-01-162R: Published: Nov 9, 2000. Publicly Released: Dec 4, 2000.
Securities Operations: Day Trading Requires Continued Oversight
http://www.gao.gov/products/GGD-00-61

GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Securities Exchange Act: Review of Reporting Under Section 10A
http://www.gao.gov/products/AIMD-00-54R

AIMD-00-54R: Published: Feb 4, 2000. Publicly Released: Feb 4, 2000.
Results Act: Observations on CFTC's Strategic Plan
http://www.gao.gov/products/T-GGD-98-17

T-GGD-98-17: Published: Oct 22, 1997. Publicly Released: Oct 22, 1997.
Financial Derivatives: Actions Taken or Proposed Since May 1994
http://www.gao.gov/products/GGD/AIMD-97-8

GGD/AIMD-97-8: Published: Nov 1, 1996. Publicly Released: Nov 1, 1996.