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Information disclosure (1 - 10 of 36 items)

Mutual Fund Advertising

Improving How Regulators Communicate New Rule Interpretations to Industry Would Further Protect Investors
GAO-11-697, Jul 26, 2011

Hedge Funds

Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges
GAO-09-677T, May 7, 2009

Financial Markets and Institutions

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R, Jul 9, 2004

Securities Investor Protection

Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811, Jul 11, 2003

Securities Operations

Update on Actions Taken to Address Day Trading Concerns
GAO-02-20, Nov 27, 2001

Securities Investor Protection

Steps Needed to Better Disclose SIPC Policies to Investors
GAO-01-653, May 25, 2001

Securities and Exchange Commission

Reviews of Accounting Matters Related to Public Filings
GAO-01-718, Jun 14, 2001

Financial Services Regulators

Better Information Sharing Could Reduce Fraud
GAO-01-478T, Mar 6, 2001

Financial Markets and Institutions

Procedures for Updating Arbitrator Disclosure Information
GAO-01-162R, Nov 9, 2000

Mutual Fund Fees

Additional Disclosure Could Encourage Price Competition
GGD-00-126, Jun 7, 2000
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