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Futures (11 - 20 of 39 items)

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.

The Commodity Exchange Act:

Issues Related to the Commodity Futures Trading Commission's Reauthorization
Published: May 5, 1999. Publicly Released: May 5, 1999.

Money Penalties:

Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
Published: Nov 2, 1998. Publicly Released: Nov 2, 1998.

CFTC Enforcement:

Actions Taken to Strengthen the Division of Enforcement
Published: Aug 28, 1998. Publicly Released: Aug 28, 1998.

OTC Derivatives:

Additional Oversight Could Reduce Costly Sales Practice Disputes
Published: Oct 2, 1997. Publicly Released: Oct 9, 1997.

The Commodity Exchange Act:

Legal and Regulatory Issues Remain
Published: Apr 7, 1997. Publicly Released: Apr 7, 1997.

CFTC/SEC Enforcement Programs:

Status and Potential Impact of a Merger
Published: Oct 25, 1995. Publicly Released: Oct 25, 1995.

Financial Market Regulation:

Benefits and Risks of Merging SEC and CFTC
Published: May 3, 1995. Publicly Released: May 3, 1995.

Futures Markets:

A Futures Transaction Fee Is Administratively Feasible
Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.

Futures Markets:

Preliminary Information Related to a Futures Transaction Fee
Published: May 17, 1993. Publicly Released: May 17, 1993.