Futures (11 - 20 of 39 items)
Financial Regulatory Coordination: The Role and Functioning of the President's Working Group
GGD-00-46: Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.
The Commodity Exchange Act: Issues Related to the Commodity Futures Trading Commission's Reauthorization
GGD-99-74: Published: May 5, 1999. Publicly Released: May 5, 1999.
Money Penalties: Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
GGD-99-8: Published: Nov 2, 1998. Publicly Released: Nov 2, 1998.
CFTC Enforcement: Actions Taken to Strengthen the Division of Enforcement
GGD-98-193: Published: Aug 28, 1998. Publicly Released: Aug 28, 1998.
OTC Derivatives: Additional Oversight Could Reduce Costly Sales Practice Disputes
GGD-98-5: Published: Oct 2, 1997. Publicly Released: Oct 9, 1997.
The Commodity Exchange Act: Legal and Regulatory Issues Remain
GGD-97-50: Published: Apr 7, 1997. Publicly Released: Apr 7, 1997.
CFTC/SEC Enforcement Programs: Status and Potential Impact of a Merger
T-GGD-96-36: Published: Oct 25, 1995. Publicly Released: Oct 25, 1995.
Financial Market Regulation: Benefits and Risks of Merging SEC and CFTC
T-GGD-95-153: Published: May 3, 1995. Publicly Released: May 3, 1995.
Futures Markets: A Futures Transaction Fee Is Administratively Feasible
GGD-94-40: Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.
Futures Markets: Preliminary Information Related to a Futures Transaction Fee
GGD-93-108: Published: May 17, 1993. Publicly Released: May 17, 1993.