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Futures (1 - 10 of 39 items)

Financial Regulation

Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches
GAO-10-410, Apr 22, 2010

Bank Secrecy Act

Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts
GAO-09-227, Feb 12, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-349T, Feb 4, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-314T, Jan 21, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T, Jan 14, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-216, Jan 8, 2009

SEC and CFTC

Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900, Jul 13, 2001

Financial Services Regulators

Better Information Sharing Could Reduce Fraud
GAO-01-478T, Mar 6, 2001

Commodity Exchange Act

Issues Related to the Regulation of Electronic Trading Systems
GGD-00-99, May 5, 2000

CFTC and SEC

Issues Related to the Shad-Johnson Jurisdictional Accord
GGD-00-89, Apr 6, 2000