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Commodities exchanges (1 - 10 of 44 items) in Custom Date Range

Financial Regulation:

Securities Regulation:

Improvements Needed in the Amex Listing Program
GAO-02-18:
Published: Nov 27, 2001. Publicly Released: Dec 20, 2001.

SEC and CFTC:

Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900:
Published: Jul 13, 2001. Publicly Released: Jul 30, 2001.

Securities and Exchange Commission:

Reviews of Accounting Matters Related to Public Filings
GAO-01-718:
Published: Jun 14, 2001. Publicly Released: Jun 14, 2001.

Commodity Exchange Act:

Issues Related to the Regulation of Electronic Trading Systems
GGD-00-99:
Published: May 5, 2000. Publicly Released: May 5, 2000.

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
GGD-00-46:
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.

Money Penalties:

Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
GGD-99-8:
Published: Nov 2, 1998. Publicly Released: Nov 2, 1998.

Securities Market Operations:

The Effects of SOES on the Nasdaq Market
GGD-98-194:
Published: Aug 31, 1998. Publicly Released: Aug 31, 1998.

CFTC Enforcement:

Actions Taken to Strengthen the Division of Enforcement
GGD-98-193:
Published: Aug 28, 1998. Publicly Released: Aug 28, 1998.

Financial Institutions and Markets Issue Area:

Active Assignments
AA-98-6(2):
Published: May 1, 1998. Publicly Released: May 1, 1998.