Reports and Testimonies - Browse by topic

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Brokerage industry (71 - 80 of 83 items)

Financial Markets and Institutions:

Preliminary Observations on the Market Crash of October 1987
T-GGD-88-10:
Published: Feb 5, 1988. Publicly Released: Feb 5, 1988.

Financial Markets and Institutions:

Preliminary Observations on the Market Crash of October 1987
T-GGD-88-8:
Published: Feb 3, 1988. Publicly Released: Feb 3, 1988.

Justice and Law Enforcement:

Preliminary Observations on the Market Crash of October 1987
T-OCG-88-1:
Published: Jan 26, 1988. Publicly Released: Jan 26, 1988.

After Black Monday:

Securities Regulation:

SEC Budget and Workload Statistics, FY 1979-1988
GGD-87-94FS:
Published: Jun 22, 1987. Publicly Released: Jul 28, 1987.

U.S. Government Securities:

Expanding Access to Interdealer Brokers' Services
GGD-87-42:
Published: Feb 4, 1987. Publicly Released: Feb 4, 1987.

Financial Markets and Institutions:

Insider Trading in the Securities Markets
T-GGD-87-2:
Published: Dec 11, 1986. Publicly Released: Dec 11, 1986.

Securities Regulation:

Securities and Exchange Commission Oversight of Self-Regulation
GGD-86-83:
Published: Sep 30, 1986. Publicly Released: Oct 2, 1986.

Financial Markets and Institutions:

Securities and Futures:

How the Markets Developed and How They Are Regulated
GGD-86-26:
Published: May 15, 1986. Publicly Released: May 15, 1986.