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Brokerage industry (51 - 60 of 82 items)

Futures Markets

Strengthening Sales Practice Oversight
GGD-91-41, Apr 25, 1991

Financial Markets

Active Oversight of Market Automation by SEC and CFTC Needed
IMTEC-91-21, Apr 2, 1991

Futures Markets

Use of Automation to Detect Trade Abuses
IMTEC-90-81, Aug 24, 1990

U.S. Government Securities

More Transaction Information and Investor Protection Measures Are Needed
GGD-90-114, Sep 14, 1990

Securities and Futures Markets

Assessment of SEC and CFTC Studies of October 1989 Market Volatilities
GGD-90-108BR, Jul 17, 1990

Financial Markets

Oversight of Automation Used to Clear and Settle Trades Is Uneven
IMTEC-90-47, Jul 12, 1990

Futures Markets

Information on Six Foreign Automated Trading Systems
IMTEC-90-43FS, Apr 27, 1990

Clearance and Settlement Reform

The Stock, Options, and Futures Markets Are Still at Risk
GGD-90-33, Apr 11, 1990

Securities Trading

SEC Action Needed to Address National Market System Issues
GGD-90-52, Mar 12, 1990

Futures Markets

Strengthening Trade Practice Oversight
GGD-89-120, Sep 7, 1989
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