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Securities regulation (121 - 130 of 214 items)

Financial Markets and Institutions

Response to the International Swaps and Derivatives Association Position Paper
T-GGD-94-163, Jun 14, 1994

American Stock Exchange

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72, May 25, 1994

Financial Derivatives

Actions Needed to Protect the Financial System
T-GGD-94-151, May 19, 1994

Financial Derivatives

Actions Needed to Protect the Financial System
T-GGD-94-150, May 19, 1994

Financial Derivatives

Actions Needed to Protect the Financial System
GGD-94-133, May 18, 1994

Employment Discrimination

How Registered Representatives Fare In Discrimination Disputes
HEHS-94-17, Mar 30, 1994

Futures Markets

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40, Oct 28, 1993

Securities and Exchange Commission

Delays in Processing Time-Sensitive Stock Filings
GGD-93-130, Aug 18, 1993

Securities Markets

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35, Jun 29, 1993

Futures Markets

Preliminary Information Related to a Futures Transaction Fee
GGD-93-108, May 17, 1993
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