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Securities regulation (91 - 100 of 218 items)

Banking and Commerce
http://www.gao.gov/products/OCE-97-3R

OCE-97-3R: Published: Jun 10, 1997. Publicly Released: Jun 10, 1997.
The Commodity Exchange Act: Legal and Regulatory Issues Remain
http://www.gao.gov/products/GGD-97-50

GGD-97-50: Published: Apr 7, 1997. Publicly Released: Apr 7, 1997.
SEC: Anti-Manipulation Rules Concerning Securities Offerings
http://www.gao.gov/products/OGC-97-11

OGC-97-11: Published: Jan 16, 1997. Publicly Released: Jan 16, 1997.
Financial Derivatives: Actions Taken or Proposed Since May 1994
http://www.gao.gov/products/GGD/AIMD-97-8

GGD/AIMD-97-8: Published: Nov 1, 1996. Publicly Released: Nov 1, 1996.
SEC: Limit Order Display Rule and Amendments to Quote Rule
http://www.gao.gov/products/OGC-96-43

OGC-96-43: Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.