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Securities (71 - 80 of 324 items) in Custom Date Range

Securities Investor Protection

Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811, Jul 11, 2003

Public Accounting Firms

Mandated Study on Consolidation and Competition
GAO-03-864, Jul 30, 2003

Financial Markets and Institutions

Follow-up Report on Matters Relating to Securities Arbitration
GAO-03-162R, Apr 11, 2003

Financial Statement Restatements

Trends, Market Impacts, Regulatory Responses, and Remaining Challenges
GAO-03-138, Oct 4, 2002

Tax Policy and Administration

Information on Federal Contractors That Are Incorporated Offshore
GAO-03-194R, Oct 1, 2002

SEC Enforcement

More Actions Needed to Improve Oversight of Disgorgement Collections
GAO-02-771, Jul 12, 2002

SEC Operations

Implications of Alternative Funding Structures
GAO-02-864, Jul 16, 2002

Securities Markets

Competition and Multiple Regulators Heighten Concerns about Self-Regulation
GAO-02-362, May 3, 2002

Bank Regulation

Analysis of the Failure of Superior Bank, FSB, Hinsdale, Illinois
GAO-02-419T, Feb 7, 2002

Securities Operations

Update on Actions Taken to Address Day Trading Concerns
GAO-02-20, Nov 27, 2001
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