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Securities (61 - 70 of 324 items) in Custom Date Range

Financial Audit

Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281, Feb 11, 2005

Financial Markets and Institutions

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R, Jul 9, 2004

Financial Markets and Institutions

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R, Jun 29, 2004

Securities Markets

Preliminary Observations on the Use of Subpenny Pricing
GAO-04-968T, Jul 22, 2004

Securities Markets

Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
GAO-04-75, Apr 8, 2004

Financial Audit

Federal Deposit Insurance Corporation Funds' 2003 and 2002 Financial Statements
GAO-04-429, Feb 13, 2004

Government-Sponsored Enterprises

A Framework for Strengthening GSE Governance and Oversight
GAO-04-269T, Feb 10, 2004

Bank Tying

Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-4, Oct 10, 2003

Farmer Mac

Some Progress Made, but Greater Attention to Risk Management, Mission, and Corporate Governance Is Needed
GAO-04-116, Oct 16, 2003

SEC and CFTC Fines Follow-Up

Collection Programs Are Improving, but Further Steps Are Warranted
GAO-03-795, Jul 15, 2003

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