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Securities (41 - 50 of 324 items) in Custom Date Range

Securities and Exchange Commission:

Oversight of U.S. Equities Market Clearing Agencies
GAO-09-318R:
Published: Feb 26, 2009. Publicly Released: Mar 26, 2009.

Private Pensions:

Conflicts of Interest Can Affect Defined Benefit and Defined Contribution Plans
GAO-09-503T:
Published: Mar 24, 2009. Publicly Released: Mar 24, 2009.

Troubled Asset Relief Program:

Status of Efforts to Address Transparency and Accountability Issues
GAO-09-484T:
Published: Mar 19, 2009. Publicly Released: Mar 19, 2009.

Information Security:

Securities and Exchange Commission Needs to Consistently Implement Effective Controls
GAO-09-203:
Published: Mar 16, 2009. Publicly Released: Mar 16, 2009.

Financial Regulation:

Financial Regulation:

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-314T:
Published: Jan 21, 2009. Publicly Released: Jan 21, 2009.

Financial Regulation:

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T:
Published: Jan 14, 2009. Publicly Released: Jan 14, 2009.

Financial Regulation:

Private Equity:

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885:
Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.

Sovereign Wealth Funds:

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946:
Published: Sep 9, 2008. Publicly Released: Oct 6, 2008.